0001607062-23-000138.txt : 20230321 0001607062-23-000138.hdr.sgml : 20230321 20230321091313 ACCESSION NUMBER: 0001607062-23-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230320 FILED AS OF DATE: 20230321 DATE AS OF CHANGE: 20230321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ramachandran Thyagarajan CENTRAL INDEX KEY: 0001896894 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40903 FILM NUMBER: 23747996 MAIL ADDRESS: STREET 1: 4309 HACIENDA DR. STREET 2: SUITE 150 CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Healthcare Triangle, Inc. CENTRAL INDEX KEY: 0001839285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 843559776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4309 HACIENDA DR. STREET 2: SUITE 150 CITY: PLEASANTON STATE: CA ZIP: 945888 BUSINESS PHONE: 925-270-4812 MAIL ADDRESS: STREET 1: 4309 HACIENDA DR. STREET 2: SUITE 150 CITY: PLEASANTON STATE: CA ZIP: 945888 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-03-20 0 0001839285 Healthcare Triangle, Inc. HCTI 0001896894 Ramachandran Thyagarajan 7901 STONERIDGE DRIVE SUITE 120 PLEASANTON CA 94588 0 1 0 0 Chief Financial Officer 0 Common Stock 2022-11-15 4 D 0 100000 0.19 A 100000 D Incentive Stock Option (right to buy) 0.4 2021-12-31 2031-01-01 Common Stock 75000 75000 D Incentive Stock Option (right to buy) 0.19 2022-11-09 2027-11-09 Common Stock 175000 75000 D Incentive Stock Option (right to buy) 0.33 2023-03-20 2028-03-19 Common Stock 250000 250000 D These shares were acquired by the reporting individual under the issuer's 2020 Plan in a transaction exempt under Rule 16b-3(c). Incentive stock option granted on January 1, 2021 of which 25% vested on December 31, 2021, the remaining balance of which vests monthly over 36 months. Incentive stock option granted 11/09/2022 under the Company's 2020 Plan. All options expire within a 5-year period, with 100,000 options vesting immediately and another 75,000 vesting equally over the next 12 months of issuance herein, i.e. 6,250 options, every month. Incentive stock option granted 03/20/2023 under the Company's 2020 Plan. All options expire within a 5-year period, with all 250,000 options vesting equally over the next 36 months of the issuance herein, i.e., 6,945 options, every month. /s/ Thyagarajan Ramachandran 2023-03-21