0001209191-23-042998.txt : 20230720 0001209191-23-042998.hdr.sgml : 20230720 20230720212256 ACCESSION NUMBER: 0001209191-23-042998 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230718 FILED AS OF DATE: 20230720 DATE AS OF CHANGE: 20230720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson David John CENTRAL INDEX KEY: 0001986032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40117 FILM NUMBER: 231100937 MAIL ADDRESS: STREET 1: C/O COMPLETE SOLARIA, INC. STREET 2: 3000 EXECUTIVE PARKWAY, SUITE 504 CITY: SAN RAMON STATE: CA ZIP: 94583 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freedom Acquisition I Corp. CENTRAL INDEX KEY: 0001838987 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: (212) 618-1798 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-07-18 0 0001838987 Freedom Acquisition I Corp. CSLR 0001986032 Anderson David John C/O COMPLETE SOLARIA, INC. 45700 NORTHPORT LOOP EAST FREMONT CA 94538 1 1 0 0 CMO; EVP Strategic Partnership 0 Common Stock 2023-07-18 4 A 0 405090 0.00 A 405090 D Common Stock 2023-07-18 4 A 0 48296 0.00 A 48296 I See footnote Stock Option (Right to Buy) 0.19 2023-07-18 4 A 0 48296 0.00 A 2026-10-17 Common Stock 48296 48296 D Stock Option (Right to Buy) 0.83 2023-07-18 4 A 0 193188 0.00 A 2030-06-11 Common Stock 193188 193188 D Stock Option (Right to Buy) 1.87 2023-07-18 4 A 0 96593 0.00 A 2032-09-08 Common Stock 96593 96593 D Stock Option (Right to Buy) 5.18 2023-07-18 4 A 0 241484 0.00 A 2033-06-18 Common Stock 241484 241484 D Warrant (Right to Buy) 11.50 2023-07-18 4 A 0 126710 0.00 A Common Stock 126710 126710 D Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria. The securities are held by the Risk Allocations Systems, Inc. for which the Reporting Person is a stockholder. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose. This option is fully vested. The shares subject to the option vest as follows: 1/36th of the shares subject to the option shall vest monthly over three years from March 1, 2022. The shares subject to the option vest as follows: 1/60th of the shares subject to the option shall vest monthly over five years from May 11, 2023. Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination. /s/ Matt Hemington, Attorney-in-Fact for David J. Anderson 2023-07-20