0000950170-24-042000.txt : 20240404
0000950170-24-042000.hdr.sgml : 20240404
20240404195052
ACCESSION NUMBER: 0000950170-24-042000
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240311
FILED AS OF DATE: 20240404
DATE AS OF CHANGE: 20240404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moran Kevin P.
CENTRAL INDEX KEY: 0001959720
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40103
FILM NUMBER: 24824447
MAIL ADDRESS:
STREET 1: C/O ALVARIUM TIEDEMANN HOLDINGS, INC.
STREET 2: 520 MADISON AVENUE, 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AlTi Global, Inc.
CENTRAL INDEX KEY: 0001838615
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-461-6363
MAIL ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc.
DATE OF NAME CHANGE: 20230104
FORMER COMPANY:
FORMER CONFORMED NAME: Cartesian Growth Corp
DATE OF NAME CHANGE: 20201231
4
1
ownership.xml
4
X0508
4
2024-03-11
0001838615
AlTi Global, Inc.
ALTI
0001959720
Moran Kevin P.
C/O ALTI GLOBAL, INC.
520 MADISON AVENUE, 26TH FLOOR
NEW YORK
NY
10022
false
true
false
false
Chief Operating Officer
false
Class A Common Stock
2024-03-11
4
M
false
150000
0
A
195775.20
D
Class A Common Stock
2024-04-03
4
S
false
20000
4.93
D
175775.20
D
Class B Common Stock
2024-03-11
4
M
false
150000
0
D
Class A Common Stock
150000
695759
D
Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.
/s/Colleen Graham, attorney in fact
2024-04-04