0000950170-24-042000.txt : 20240404 0000950170-24-042000.hdr.sgml : 20240404 20240404195052 ACCESSION NUMBER: 0000950170-24-042000 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240311 FILED AS OF DATE: 20240404 DATE AS OF CHANGE: 20240404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moran Kevin P. CENTRAL INDEX KEY: 0001959720 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 24824447 MAIL ADDRESS: STREET 1: C/O ALVARIUM TIEDEMANN HOLDINGS, INC. STREET 2: 520 MADISON AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AlTi Global, Inc. CENTRAL INDEX KEY: 0001838615 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc. DATE OF NAME CHANGE: 20230104 FORMER COMPANY: FORMER CONFORMED NAME: Cartesian Growth Corp DATE OF NAME CHANGE: 20201231 4 1 ownership.xml 4 X0508 4 2024-03-11 0001838615 AlTi Global, Inc. ALTI 0001959720 Moran Kevin P. C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 26TH FLOOR NEW YORK NY 10022 false true false false Chief Operating Officer false Class A Common Stock 2024-03-11 4 M false 150000 0 A 195775.20 D Class A Common Stock 2024-04-03 4 S false 20000 4.93 D 175775.20 D Class B Common Stock 2024-03-11 4 M false 150000 0 D Class A Common Stock 150000 695759 D Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock", and together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella. /s/Colleen Graham, attorney in fact 2024-04-04