0000950170-24-032964.txt : 20240318 0000950170-24-032964.hdr.sgml : 20240318 20240318173234 ACCESSION NUMBER: 0000950170-24-032964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240314 FILED AS OF DATE: 20240318 DATE AS OF CHANGE: 20240318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henderson James Dale Jr CENTRAL INDEX KEY: 0002012924 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40130 FILM NUMBER: 24760251 MAIL ADDRESS: STREET 1: 145 E. SNOW KING AVE STREET 2: PO BOX 1045 CITY: JACKSON STATE: WY ZIP: 83001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Brand Engagement Network Inc. CENTRAL INDEX KEY: 0001838163 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 145 E. SNOW KING AVE STREET 2: PO BOX 1045 CITY: JACKSON STATE: WY ZIP: 83001 BUSINESS PHONE: 307-699-9371 MAIL ADDRESS: STREET 1: 145 E. SNOW KING AVE STREET 2: PO BOX 1045 CITY: JACKSON STATE: WY ZIP: 83001 FORMER COMPANY: FORMER CONFORMED NAME: DHC Acquisition Corp. DATE OF NAME CHANGE: 20201229 4 1 ownership.xml 4 X0508 4 2024-03-14 0001838163 Brand Engagement Network Inc. BNAI 0002012924 Henderson James Dale Jr 145 E. SNOW KING AVE - PO BOX 1045 JACKSON WY 32001 false true false false See Remarks false Common Stock 2024-03-14 4 A false 1402494 0 A 1402494 D Warrant 1.00 2023-03-14 4 A false 54020 0 A 2023-03-14 2033-05-01 Common Stock 54020 54020 D On September 30, 2021, Brand Engagement Network Inc., a Wyoming corporation and the predecessor company (the "Predecessor") to Brand Engagement Network Inc., a Delaware corporation (the "Company") provided the Reporting Person with an award of 250,000 fully vested stock options pursuant to the Predecessor's 2021 Incentive Stock Option Plan. The Reporting Person exercised these options in full on May 1, 2023 at an exercise price of $0.10 per share. Pursuant to the Predecessor's business combination with DHC Acquisition Corp., a former Cayman Islands corporation ("DHC"), as reported on Form S-4 filed by DHC with the Securities and Exchange Commission on October 17, 2023 and most recently amended on February 12, 2024 (File No. 333-275058), existing Predecessor common stock was converted into shares of common stock of the Company as the entity surviving the merger. Shares reported herein are shares of the Company on an as-converted basis. On May 1, 2023, the Predecessor issued the Reporting Person a warrant to purchase 200,000 shares of Predecessor common stock. The Reporting Person has not yet converted these warrants. Pursuant to the Predecessor's business combination with DHC, existing Predecessor warrants were assumed by the Company as the entity surviving the merger. Shares reported herein are shares of the Company on an as-converted basis. Corporate Secretary and General Counsel /s/ James Dale Henderson Jr. 2024-03-14