0000950170-24-032964.txt : 20240318
0000950170-24-032964.hdr.sgml : 20240318
20240318173234
ACCESSION NUMBER: 0000950170-24-032964
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240314
FILED AS OF DATE: 20240318
DATE AS OF CHANGE: 20240318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Henderson James Dale Jr
CENTRAL INDEX KEY: 0002012924
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40130
FILM NUMBER: 24760251
MAIL ADDRESS:
STREET 1: 145 E. SNOW KING AVE
STREET 2: PO BOX 1045
CITY: JACKSON
STATE: WY
ZIP: 83001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Brand Engagement Network Inc.
CENTRAL INDEX KEY: 0001838163
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 145 E. SNOW KING AVE
STREET 2: PO BOX 1045
CITY: JACKSON
STATE: WY
ZIP: 83001
BUSINESS PHONE: 307-699-9371
MAIL ADDRESS:
STREET 1: 145 E. SNOW KING AVE
STREET 2: PO BOX 1045
CITY: JACKSON
STATE: WY
ZIP: 83001
FORMER COMPANY:
FORMER CONFORMED NAME: DHC Acquisition Corp.
DATE OF NAME CHANGE: 20201229
4
1
ownership.xml
4
X0508
4
2024-03-14
0001838163
Brand Engagement Network Inc.
BNAI
0002012924
Henderson James Dale Jr
145 E. SNOW KING AVE - PO BOX 1045
JACKSON
WY
32001
false
true
false
false
See Remarks
false
Common Stock
2024-03-14
4
A
false
1402494
0
A
1402494
D
Warrant
1.00
2023-03-14
4
A
false
54020
0
A
2023-03-14
2033-05-01
Common Stock
54020
54020
D
On September 30, 2021, Brand Engagement Network Inc., a Wyoming corporation and the predecessor company (the "Predecessor") to Brand Engagement Network Inc., a Delaware corporation (the "Company") provided the Reporting Person with an award of 250,000 fully vested stock options pursuant to the Predecessor's 2021 Incentive Stock Option Plan. The Reporting Person exercised these options in full on May 1, 2023 at an exercise price of $0.10 per share. Pursuant to the Predecessor's business combination with DHC Acquisition Corp., a former Cayman Islands corporation ("DHC"), as reported on Form S-4 filed by DHC with the Securities and Exchange Commission on October 17, 2023 and most recently amended on February 12, 2024 (File No. 333-275058), existing Predecessor common stock was converted into shares of common stock of the Company as the entity surviving the merger. Shares reported herein are shares of the Company on an as-converted basis.
On May 1, 2023, the Predecessor issued the Reporting Person a warrant to purchase 200,000 shares of Predecessor common stock. The Reporting Person has not yet converted these warrants. Pursuant to the Predecessor's business combination with DHC, existing Predecessor warrants were assumed by the Company as the entity surviving the merger. Shares reported herein are shares of the Company on an as-converted basis.
Corporate Secretary and General Counsel
/s/ James Dale Henderson Jr.
2024-03-14