0000950170-24-032951.txt : 20240318 0000950170-24-032951.hdr.sgml : 20240318 20240318172702 ACCESSION NUMBER: 0000950170-24-032951 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240314 FILED AS OF DATE: 20240318 DATE AS OF CHANGE: 20240318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carrasco Ruy CENTRAL INDEX KEY: 0002012921 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40130 FILM NUMBER: 24760194 MAIL ADDRESS: STREET 1: 145 E. SNOW KING AVE STREET 2: PO BOX 1045 CITY: JACKSON STATE: WY ZIP: 83001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Brand Engagement Network Inc. CENTRAL INDEX KEY: 0001838163 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 145 E. SNOW KING AVE STREET 2: PO BOX 1045 CITY: JACKSON STATE: WY ZIP: 83001 BUSINESS PHONE: 307-699-9371 MAIL ADDRESS: STREET 1: 145 E. SNOW KING AVE STREET 2: PO BOX 1045 CITY: JACKSON STATE: WY ZIP: 83001 FORMER COMPANY: FORMER CONFORMED NAME: DHC Acquisition Corp. DATE OF NAME CHANGE: 20201229 4 1 ownership.xml 4 X0508 4 2024-03-14 0001838163 Brand Engagement Network Inc. BNAI 0002012921 Carrasco Ruy 145 E. SNOW KING AVE - PO BOX 1045 JACKSON WY 32001 false true false false See Remarks false Common Stock 2024-03-14 4 A false 27010 0 A 27010 D Stock Option (Right to Buy) 0.10 2023-03-14 4 A false 67525 0 A 2025-05-01 Common Stock 67525 67525 D On May 7, 2021, Brand Engagement Network Inc., a Wyoming corporation and the predecessor company (the "Predecessor") to Brand Engagement Network Inc., a Delaware corporation (the "Company") issued the Reporting Person a warrant to purchase 100,000 shares of Predecessor common stock. The Reporting Person converted these warrants in full on July 16, 2021 at a conversion price of $0.10 per share. Pursuant to the Predecessor's business combination with DHC Acquisition Corp., a former Cayman Islands corporation ("DHC"), as reported on Form S-4 filed by DHC with the Securities and Exchange Commission on October 17, 2023 and most recently amended on February 12, 2024 (File No. 333-275058), existing shares of Predecessor common stock were converted into shares of the Company as the entity surviving the merger. Shares reported herein are shares of the Company on an as-converted basis. On September 30, 2021, the Company provided the Reporting Person with an award of 250,000 stock options pursuant to the Predecessor's 2021 Incentive Stock Option Plan at an exercise price of $0.10 per share. Pursuant to the Predecessor's business combination with DHC, existing options of the Predecessor were assumed by the Company as the entity surviving the merger. These options have not yet been exercised. Shares reported herein are shares of the Company on an as-converted basis. One fourth (1/4th) of the options reported herein vested on the one-year anniversary of the award date, with the remaining balance vesting in a series of thirty-six (36) monthly installments measured from the one-year anniversary of the award date. Chief Informatics Medical Officer /s/ Ruy Carrasco 2024-03-14