0001171843-22-000326.txt : 20220118 0001171843-22-000326.hdr.sgml : 20220118 20220118181828 ACCESSION NUMBER: 0001171843-22-000326 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220113 FILED AS OF DATE: 20220118 DATE AS OF CHANGE: 20220118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shure Brian CENTRAL INDEX KEY: 0001861410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56254 FILM NUMBER: 22536210 MAIL ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE, SUITE B CITY: SALINAS STATE: CA ZIP: 93907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lowell Farms Inc. CENTRAL INDEX KEY: 0001838128 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE - SUITE B CITY: SALINAS STATE: CA ZIP: 93907 BUSINESS PHONE: (831) 998-8214 MAIL ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE - SUITE B CITY: SALINAS STATE: CA ZIP: 93907 FORMER COMPANY: FORMER CONFORMED NAME: Indus Holdings, Inc. DATE OF NAME CHANGE: 20201228 4 1 ownership.xml X0306 4 2022-01-13 0 0001838128 Lowell Farms Inc. LOWLF 0001861410 Shure Brian C/O LOWELL FARMS INC. 19 QUAIL RUN CIRCLE, SUITE B SALINAS CA 93907 1 1 0 0 Chief Financial Officer Stock options (right to buy) 0.3077 2022-01-13 4 A 0 125000 0 A 2028-01-13 Subordinate Voting Shares 125000 125000 D Stock options (right to buy) 0.3077 2022-01-13 4 A 0 75000 0 A 2028-01-13 Subordinate Voting Shares 75000 75000 D Stock options (right to buy) 0.3077 2022-01-13 4 A 0 300000 0 A 2028-01-13 Subordinate Voting Shares 300000 300000 D 25% of the options vest and become exercisable on each of the first four anniversaries of the date of grant. 25% of the options vest and become exercisable at the end of each calendar quarter in 2022. 25% of the options vest and become exercisable on the first day of each calendar quarter in 2022. /s/ Brian Shure 2022-01-14