POS EX 1 ea159651-posex_somalogic.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1

As filed with the Securities and Exchange Commission on May 11, 2022

 

Registration No. 333-259954

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

POST-EFFECTIVE AMENDMENT NO. 1

TO
FORM S-1
REGISTRATION STATEMENT
Under
The Securities Act of 1933

 

 

 

SOMALOGIC, INC.
(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   8732   52-4298912
(State or other jurisdiction of
incorporation or organization)
  (Primary Standard Industrial
Classification Code Number)
  (I.R.S. Employer
Identification Number)

 

2945 Wilderness Place,
Boulder, Colorado 80301
(303) 625-9000 

(Address, including zip code, and telephone number, including area code, of Registrant’s principal executive offices)

 

 

 

Roy Smythe
Chief Executive Officer
2945 Wilderness Place,
Boulder, Colorado 80301
(303) 625-9000

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

 

Copies to:

Charles D. Maguire, Jr.
Tyler F. Mark
Bryan Cave Leighton Paisner LLP
1700 Lincoln Avenue
Denver, CO 80203
(303) 861-7000
  Ruben Gutierrez
General Counsel
2945 Wilderness Place,
Boulder, Colorado 80301
(303) 625-9000

 

 

 

Approximate date of commencement of proposed sale to the public: From time to time after this registration statement becomes effective.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box. ☒

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

    Large accelerated filer     Accelerated filer  
    Non-accelerated filer     Smaller reporting company  
            Emerging growth company  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

 

 

 

 

ADDITION OF EXHIBIT

 

This Post-Effective Amendment No. 1 to the Registration Statement on Form S-1 (Registration No. 333-259954) was filed to include as an exhibit to such S-1 the consent of Ernst & Young LLP to the use of its report dated March 29, 2022 with respect to the consolidated financial statements of SomaLogic, Inc. and its subsidiaries (the “Company”) included in the Annual Report on Form 10-K of the Company for the year ended December 31, 2021 in such registration statement and the related prospectus. The report of Ernst & Young LLP was filed in the Prospectus Supplement No. 1 dated May 11, 2022 filed pursuant to Rule 424(b)(3). The consent of Ernst & Young LLP is filed as Exhibit 23.4 herewith.

 

 

 

 

PART II

 

INFORMATION NOT REQUIRED IN PROSPECTUS 

 

Item 16. Exhibits and Financial Statement Schedules

 

(a) Exhibits. We have filed the exhibits listed on the accompanying Exhibit Index of this registration statement.

 

EXHIBIT INDEX

 

Exhibit
Number
  Description   Incorporated by Reference
Form   Exhibit   Filing Date
2.1†   Merger Agreement, as amended by the First Amendment thereto dated May 12, 2021 and the Second Amendment thereto dated July 15, 2021 (included as Annex A to the Proxy Statement/Prospectus which forms a part of the S-4/A).   S-4/A   2.1   08/05/2021
3.1   Second Amended and Restated Certificate of Incorporation of SomaLogic, Inc.   8-A/A   3.1   09/01/2021
3.2   Amended and Restated Bylaws of SomaLogic, Inc.   8-A/A   3.1   09/01/2021
4.1   Specimen Common Stock Certificate.   S-4/A   4.1   08/05/2021
4.2   Warrant Agreement.   8-K   10.1   02/26/2021
5.1   Legal Opinion of Reed Smith LLP   S-1   5.1   10/01/2021
10.1+   SomaLogic, Inc. 2021 Omnibus Incentive Plan (included as Annex C to the Proxy Statement/Prospectus forming a part of the S-4/A).   S-4/A   10.1   08/05/2021
10.2+   SomaLogic, Inc. Employee Stock Purchase Plan (included as Annex D to the Proxy Statement/Prospectus forming a part of the S-4/A).   S-4/A   10.2   08/05/2021
10.3+   Form of Stock Appreciation Rights Agreement pursuant to the SomaLogic, Inc. 2021 Omnibus Incentive Plan.   S-4/A   10.3   08/05/2021
10.4+   Form of Incentive Stock Option Award Agreement under the SomaLogic, Inc. 2021 Omnibus Incentive Plan.   S-4/A   10.4   08/05/2021
10.5+   Form of Restricted Stock Unit Award Agreement under the SomaLogic, Inc. 2021 Omnibus Incentive Plan.   S-4/A   10.5   08/05/2021
10.6+   Form of Restricted Stock Award Agreement under the SomaLogic, Inc. 2021 Omnibus Incentive Plan.   S-4/A   10.6   08/05/2021
10.7+   Form of Non-Qualified Stock Option Award Agreement under the SomaLogic, Inc. 2021 Omnibus Incentive Plan.   S-4/A   10.7   08/05/2021
10.8+   SomaLogic, Inc. 2009 Equity Incentive Plan.   S-4/A   10.8   08/05/2021
10.9+   Form of Non-Statutory Stock Option Agreement under the SomaLogic, Inc. 2009 Equity Incentive Plan.   S-4/A   10.9   08/05/2021
10.10+   Form of Incentive Stock Option Agreement under the SomaLogic, Inc. 2009 Equity Incentive Plan.   S-4/A   10.10   08/05/2021
10.11+   SomaLogic, Inc. 2017 Equity Incentive Plan.   S-4/A   10.11   08/05/2021
10.12+   Form of Option Agreement (Incentive Stock Option or Non-statutory Stock Option) under the SomaLogic, Inc. 2017 Equity Incentive Plan.   S-4/A   10.12   08/05/2021
10.13+   Severance Agreement, dated September 1, 2020, between SomaLogic, Inc. and Lawrence Gold.   S-4/A   10.13   08/05/2021

 

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10.14+   First Amendment to Severance Agreement, dated December 4, 2020, between SomaLogic, Inc. and Lawrence Gold.   S-4/A   10.14   08/05/2021
10.15+   Employment Agreement, dated April 20, 2020, between SomaLogic, Inc. and Roy Smythe.   S-4/A   10.15   08/05/2021
10.16+   Employment Agreement, dated April 20, 2020, between SomaLogic, Inc. and Stephen Williams.   S-4/A   10.16   08/05/2021
10.17+   Employment Agreement, dated April 20, 2020, between SomaLogic, Inc. and Melody Harris.   S-4/A   10.17   08/05/2021
10.18+   Amendment to Employment Agreement dated June 28, 2021 between SomaLogic, Inc. and Roy Smythe.   S-4/A   10.18   08/05/2021
10.19+   Amendment to Employment Agreement dated June 28, 2021 between SomaLogic, Inc. and Stephen Williams.   S-4/A   10.19   08/05/2021
10.20+   Amendment to Employment Agreement dated June 28, 2021 between SomaLogic, Inc. and Melody Harris.   S-4/A   10.20   08/05/2021
10.21   Form of Subscription Agreement.   8-K   10.1   03/29/2021
10.22   Form of Stockholder Lock-Up Agreement.   8-K   10.2   03/29/2021
10.23   Form of Stockholder Support Agreement.   8-K   10.3   03/29/2021
10.24   Sponsor Support Agreement dated March 28, 2021.   8-K   10.4   03/29/2021
10.25   Forfeiture Agreement dated March 28, 2021.   8-K   10.5   03/29/2021
10.26   Form of Amended and Restated Registration Rights Agreement.   8-K   10.6   03/29/2021
10.27   Investment Management Trust Agreement dated February 22, 2021.   8-K   10.2   02/26/2021
10.28   Registration Rights Agreement dated February 22, 2021.   8-K   10.3   02/26/2021
10.29   Private Placement Warrants Purchase Agreement dated February 22, 2021.   8-K   10.4   02/26/2021
10.30   Letter Agreement dated February 22, 2021.   8-K   10.5   02/26/2021
10.31   Forward Purchase Agreement dated February 22, 2021.   8-K   10.6   02/26/2021
10.32   Forward Purchase Agreement dated February 22, 2021.   8-K   10.7   02/26/2021
10.33††   Master Collaboration Agreement, dated September 20, 2019, between SomaLogic, Inc. and Novartis Pharma AG.   S-4/A   10.33   08/05/2021
10.34††   Amended and Restated Master SomaScan Discovery Services Agreement, dated October 13, 2020, between SomaLogic, Inc. and Amgen Inc.   S-4/A   10.34   08/05/2021
10.35††   Supply Agreement, dated April 8, 2019, between SomaLogic, Inc. and Agilent Technologies, Inc., as amended by that certain First Amendment to Supply Agreement, dated October 1, 2021, between SomaLogic, Inc. and Agilent Technologies, Inc.   10-K   10.34   03/29/2022
10.36††   Supply Agreement, dated August 15, 2017, between SomaLogic, Inc. and Global Life Sciences Solutions USA LLC, as amended by that certain First Amendment to Catalog Product Support Agreement, dated September 14, 2020, between SomaLogic, Inc. and Global Life Sciences Solutions USA LLC   10-K   10.35   03/29/2022
10.37††#   Collaboration Agreement, dated December 31, 2021, among SomaLogic, Inc., Illumina Cambridge, Ltd. and Illumina, Inc.   10-K   10.36   03/29/2022
10.38†   Lease Agreement, dated February 10, 2022, between SomaLogic Operating Co., Inc. and Louisville 1 Industrial Owner, LLC.   8-K   10.1   02/16/2022
10.39†   Lease Agreement, dated February 10, 2022, between SomaLogic Operative Co., Inc. and Louisville 2 Industrial Owner, LLC.   8-K   10.2   02/16/2022
16.1   Letter from Withum to the U.S. Securities and Exchange Commission dated September 8, 2021.   8-K   16.1   09/08/2021
21.1   Subsidiaries of the Company.    10-K   21.1   03/29/2022
23.1*   Consent of WithumSmith+Brown, PC, independent registered accounting firm for CMLS II   S-1   23.1   10/01/2021
23.2*   Consent of Ernst & Young LLP, independent registered accounting firm for SomaLogic, Inc.   S-1   23.2   10/01/2021
23.3*   Consent of Reed Smith LLP (included as part of Exhibit 5.1)   S-1   23.3   10/01/2021
23.4   Consent of Ernst & Young LLP, independent registered accounting firm for SomaLogic, Inc.            
24.1   Power of Attorney (included with the signature page of the Form S-1 filed on October 1, 2021).*   S-1       10/01/2021

 

 
*Previously filed.
Certain of the exhibits and schedules to this Exhibit have been omitted in accordance with Regulation S-K Item 601(a)(5).
TheCompany agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.
The Company has omitted portions of the exhibit as permitted under Regulation S-K Item 601(b)(10). The Registrant agrees to furnish on a supplemental basis an unredacted copy of this exhibit and its materiality and privacy or confidentiality analysis if requested by the SEC.
+Management contract or compensatory plan or arrangement.
#Portions of this exhibit have been omitted pursuant to a request for confidential treatment. Omitted material for which confidential treatment has been requested has been filed separately with the SEC.

 

II-2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Post-Effective Amendment No.1 to registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Boulder, State of Colorado, on May 11, 2022.

 

  SOMALOGIC, INC.
   
  By: /s/ Roy Smythe
    Roy Smythe Chief Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Amendment No.1 to the registration statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated:

 

Signature   Title   Date
         
*   Chief Executive Officer   May 11, 2022
Roy Smythe   (Principal Executive Officer)    
         
/s/ Shaun Blakeman   Chief Financial Officer   May 11, 2022
Shaun Blakeman   (Principal Financial and Accounting Officer)    
         
*   Director   May 11, 2022
Robert Barchi        
         
*   Director   May 11, 2022
Eli Casdin        
         
*   Director   May 11, 2022
Troy Cox        
         
*   Director   May 11, 2022
Charles M. Lillis        
         
*   Director   May 11, 2022
Anne Margulies        
         
*   Director   May 11, 2022
Ted Meisel        
         
*   Director   May 11, 2022
Richard Post        
         
*   Director   May 11, 2022
Stephen Quake        

 

* By:   /s/ Shaun Blakeman    
    Shaun Blakeman    
    Attorney-in-Fact    
       
    /s/ Ruben Gutierrez    
    Ruben Gutierrez    
    Attorney-in-Fact    

 

 

II-3