0001172661-21-001731.txt : 20210816
0001172661-21-001731.hdr.sgml : 20210816
20210816120640
ACCESSION NUMBER: 0001172661-21-001731
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210816
DATE AS OF CHANGE: 20210816
EFFECTIVENESS DATE: 20210816
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Capital Holdings Plc
CENTRAL INDEX KEY: 0001837309
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20910
FILM NUMBER: 211175913
BUSINESS ADDRESS:
STREET 1: 16 PALACE STREET
CITY: LONDON
STATE: X0
ZIP: SW1E 5JD
BUSINESS PHONE: 02072272700
MAIL ADDRESS:
STREET 1: 16 PALACE STREET
CITY: LONDON
STATE: X0
ZIP: SW1E 5JD
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001837309
XXXXXXXX
06-30-2021
06-30-2021
false
Polar Capital Holdings Plc
16 Palace Street
London
X0
SW1E 5JD
13F HOLDINGS REPORT
028-20910
N
John Mansell
Executive Director
44-0-20-7227-2700
/s/ John Mansell
London
X0
08-16-2021
2
351
23028704
1
0001439303
028-13167
Polar Capital LLP
2
0001837979
028-20908
Phaeacian Partners LLC
INFORMATION TABLE
2
infotable.xml
1LIFE HEALTHCARE INC
COM
68269G107
751
22707
SH
DFND
1
22707
0
0
2U INC
COM
90214J101
8956
214929
SH
DFND
1
214929
0
0
2U INC
NOTE 2.250% 5/0
90214JAB7
6845
4150000
SH
DFND
1
4150000
0
0
51JOB INC
SPONSORED ADS
316827104
813
10454
SH
DFND
1
10454
0
0
ABBVIE INC
COM
00287Y109
4604
40872
SH
DFND
1
40872
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
60495
964058
SH
DFND
1
964058
0
0
ACCELERON PHARMA INC
COM
00434H108
56117
447180
SH
DFND
1
447180
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
10330
35041
SH
DFND
2
35041
0
0
ACE CONVERGENCE ACQU CORP
*W EXP 09/30/202
G0083D104
149
15000
SH
DFND
1
15000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
105066
1100857
SH
DFND
1,2
1100857
0
0
ADDUS HOMECARE CORP
COM
006739106
29941
343202
SH
DFND
1
343202
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
302116
515874
SH
DFND
1
515874
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
367064
3907843
SH
DFND
1
3907843
0
0
AFFILIATED MANAGERS GROUP IN
COM
008252108
22487
145819
SH
DFND
1
145819
0
0
AFLAC INC
COM
001055102
23610
440000
SH
DFND
1
440000
0
0
AIR TRANSPORT SERVICES GRP I
NOTE 1.125%10/1
00922RAB1
13871
13615000
SH
DFND
1
13615000
0
0
AIRBNB INC
COM CL A
009066101
133106
869181
SH
DFND
869181
0
0
AKOYA BIOSCIENCES INC
COM
00974H104
4835
250000
SH
DFND
250000
0
0
ALCON AG
ORD SHS
H01301128
41889
617366
SH
DFND
1,2
617366
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
174312
768639
SH
DFND
1
768639
0
0
ALIGN TECHNOLOGY INC
COM
016255101
83791
137137
SH
DFND
1
137137
0
0
ALLEGHANY CORP MD
COM
017175100
123408
185000
SH
DFND
1
185000
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
55650
328282
SH
DFND
1
328282
0
0
ALPHABET INC
CAP STK CL A
02079K305
557209
228197
SH
DFND
1
228197
0
0
ALPHABET INC
CAP STK CL A
02079K305
9767
4000
SH
Call
DFND
4000
0
0
ALPHABET INC
CAP STK CL A
02079K305
9767
4000
SH
Call
DFND
1
4000
0
0
ALPHABET INC
CAP STK CL C
02079K107
609484
243179
SH
DFND
1,2
243179
0
0
AMAZON COM INC
COM
023135106
251156
73007
SH
DFND
1
73007
0
0
AMEDISYS INC
COM
023436108
17644
72038
SH
DFND
1
72038
0
0
AMERICAN EXPRESS CO
COM
025816109
9636
58317
SH
DFND
1
58317
0
0
AMETEK INC
COM
031100100
15296
114574
SH
DFND
1
114574
0
0
AMGEN INC
COM
031162100
29458
120854
SH
DFND
1
120854
0
0
AMYRIS INC
COM NEW
03236M200
1198
73202
SH
DFND
1
73202
0
0
ANALOG DEVICES INC
COM
032654105
40232
233688
SH
DFND
1
233688
0
0
ANGIODYNAMICS INC
COM
03475V101
2649
97626
SH
DFND
1
97626
0
0
ANSYS INC
COM
03662Q105
4987
14369
SH
DFND
1
14369
0
0
ANTHEM INC
COM
036752103
39023
102207
SH
DFND
1
102207
0
0
AON PLC
SHS CL A
G0403H108
94907
397500
SH
DFND
1
397500
0
0
APPLE INC
COM
037833100
758554
5538511
SH
DFND
1
5538511
0
0
APPLE INC
COM
037833100
11025
80500
SH
Call
DFND
1
80500
0
0
APPLIED MATLS INC
COM
038222105
282699
1985246
SH
DFND
1
1985246
0
0
APTARGROUP INC
COM
038336103
77661
551414
SH
DFND
551414
0
0
APTIV PLC
SHS
G6095L109
126526
804210
SH
DFND
1
804210
0
0
APTOSE BIOSCIENCES INC
COM NEW
03835T200
8578
2583731
SH
DFND
1
2583731
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
238179
6116553
SH
DFND
1
6116553
0
0
ARCO PLATFORM LTD
COM CL A
G04553106
7222
235561
SH
DFND
1
235561
0
0
ARCUTIS BIOTHERAPEUTICS INC
COM
03969K108
45917
1682543
SH
DFND
1
1682543
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
1991
29192
SH
DFND
1
29192
0
0
ARES CAPITAL CORP
COM
04010L103
5210
265972
SH
DFND
1
265972
0
0
ARROWHEAD PHARMACEUTICALS IN
COM
04280A100
824
9945
SH
DFND
1
9945
0
0
ATLASSIAN CORP PLC
CL A
G06242104
10827
42150
SH
DFND
1
42150
0
0
ATRICURE INC
COM
04963C209
24766
312190
SH
DFND
1
312190
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
18808
2794673
SH
DFND
1
2794673
0
0
AVALARA INC
COM
05338G106
76864
475055
SH
DFND
1
475055
0
0
AVANTOR INC
COM
05352A100
101729
2864802
SH
DFND
1
2864802
0
0
AXON ENTERPRISE INC
COM
05464C101
29387
166218
SH
DFND
1
166218
0
0
AXONICS INC
COM
05465P101
35606
561516
SH
DFND
1
561516
0
0
BANDWIDTH INC
NOTE 0.250% 3/0
05988JAB9
1627
1000000
SH
DFND
1
1000000
0
0
BANK OF NT BUTTERFIELD&SON L
SHS NEW
G0772R208
6734
189950
SH
DFND
1
189950
0
0
BAXTER INTL INC
COM
071813109
20453
254071
SH
DFND
1
254071
0
0
BELLUS HEALTH INC NEW
COM NEW
07987C204
10885
3500000
SH
DFND
1
3500000
0
0
BERKLEY W R CORP
COM
084423102
96759
1300000
SH
DFND
1
1300000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
77818
280000
SH
DFND
1
280000
0
0
BILIBILI INC
SPONS ADS REP Z
090040106
10642
87341
SH
DFND
1
87341
0
0
BIO RAD LABS INC
CL A
090572207
127350
197659
SH
DFND
1
197659
0
0
BIOGEN INC
COM
09062X103
43284
125000
SH
DFND
1
125000
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
86958
895732
SH
DFND
1
895732
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
10430
125000
SH
DFND
1
125000
0
0
BK OF AMERICA CORP
COM
060505104
23461
569025
SH
DFND
1
569025
0
0
BLACKLINE INC
COM
09239B109
26600
239057
SH
DFND
1
239057
0
0
BLACKSTONE GROUP INC
COM
09260D107
12197
125558
SH
DFND
1
125558
0
0
BOOKING HOLDINGS INC
COM
09857L108
12240
5594
SH
DFND
1
5594
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
21373
499836
SH
DFND
1
499836
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
24980
373843
SH
DFND
1
373843
0
0
BRUKER CORP
COM
116794108
704
9265
SH
DFND
1
9265
0
0
CANADIAN NAT RES LTD
COM
136385101
25887
644855
SH
DFND
1
644855
0
0
CANNAE HLDGS INC
COM
13765N107
17394
512960
SH
DFND
512960
0
0
CASTLE BIOSCIENCES INC
COM
14843C105
2109
28761
SH
DFND
1
28761
0
0
CATALENT INC
COM
148806102
52759
487966
SH
DFND
1
487966
0
0
CELLDEX THERAPEUTICS INC NEW
COM NEW
15117B202
16720
500000
SH
DFND
1
500000
0
0
CENTENE CORP DEL
COM
15135B101
48956
671280
SH
DFND
1
671280
0
0
CERENCE INC
COM
156727109
11128
104284
SH
DFND
1
104284
0
0
CEREVEL THERAPEUTICS HLDNG I
COM
15678U128
1281
50000
SH
DFND
1
50000
0
0
CERUS CORP
COM
157085101
4194
709718
SH
DFND
1
709718
0
0
CHANGE HEALTHCARE INC
UNIT 99/99/9999
15912K209
80854
1063452
SH
DFND
1
1063452
0
0
CHEGG INC
COM
163092109
117966
1419395
SH
DFND
1
1419395
0
0
CHEMED CORP NEW
COM
16359R103
4930
10389
SH
DFND
1
10389
0
0
CHUBB LIMITED
COM
H1467J104
189176
1190238
SH
DFND
1
1190238
0
0
CITIGROUP INC
COM NEW
172967424
40828
577069
SH
DFND
1
577069
0
0
CITIZENS FINL GROUP INC
COM
174610105
14250
310666
SH
DFND
1
310666
0
0
CLOUDFLARE INC
CL A COM
18915M107
33720
318597
SH
DFND
1
318597
0
0
COGENT BIOSCIENCES INC
COM
19240Q201
8110
1000000
SH
DFND
1
1000000
0
0
COGNEX CORP
COM
192422103
26883
319851
SH
DFND
1
319851
0
0
COLFAX CORP
COM
194014106
21242
463701
SH
DFND
1
463701
0
0
CONFLUENT INC
CLASS A COM
20717M103
238
5000
SH
DFND
1
5000
0
0
CONMED CORP
COM
207410101
1555
11314
SH
DFND
1
11314
0
0
COOPER COS INC
COM NEW
216648402
50092
126408
SH
DFND
1
126408
0
0
COUPA SOFTWARE INC
COM
22266L106
69237
264154
SH
DFND
1
264154
0
0
COUPA SOFTWARE INC
NOTE 0.375% 6/1
22266LAF3
15294
13200000
SH
DFND
1
13200000
0
0
COURSERA INC
COM
22266M104
4353
110032
SH
DFND
110032
0
0
CRITEO S A
SPONS ADS
226718104
8799
194544
SH
DFND
1
194544
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
174710
695199
SH
DFND
1
695199
0
0
CSG SYS INTL INC
NOTE 4.250% 3/1
126349AF6
20712
20000000
SH
DFND
1
20000000
0
0
CURIS INC
COM NEW
231269200
16140
2000000
SH
DFND
1
2000000
0
0
CVS HEALTH CORP
COM
126650100
4833
57917
SH
DFND
1
57917
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
59559
457194
SH
DFND
1
457194
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
356
81630
SH
DFND
1
81630
0
0
CYTOKINETICS INC
COM NEW
23282W605
48072
2429100
SH
DFND
1
2429100
0
0
DATADOG INC
NOTE 0.125% 6/1
23804LAB9
5348
4000000
SH
DFND
1
4000000
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
14644
400000
SH
DFND
1
400000
0
0
DENALI THERAPEUTICS INC
COM
24823R105
3828
48798
SH
DFND
1
48798
0
0
DEXCOM INC
COM
252131107
9686
22685
SH
DFND
1
22685
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
40485
1084813
SH
DFND
1
1084813
0
0
DOCUSIGN INC
COM
256163106
158052
565341
SH
DFND
1
565341
0
0
DOLBY LABORATORIES INC
COM CL A
25659T107
108840
1107337
SH
DFND
1
1107337
0
0
DOLLAR GEN CORP NEW
COM
256677105
4401
20336
SH
DFND
2
20336
0
0
DUN & BRADSTREET HLDGS INC
COM
26484T106
3259
152508
SH
DFND
2
152508
0
0
EAST WEST BANCORP INC
COM
27579R104
9658
134722
SH
DFND
1
134722
0
0
EBAY INC.
COM
278642103
31788
452755
SH
DFND
1
452755
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
8448
81567
SH
DFND
1
81567
0
0
EMERSON ELEC CO
COM
291011104
19125
198723
SH
DFND
1
198723
0
0
ENCOMPASS HEALTH CORP
COM
29261A100
74371
953110
SH
DFND
1
953110
0
0
ENTERPRISE FINL SVCS CORP
COM
293712105
6496
140029
SH
DFND
1
140029
0
0
ENVISTA HOLDINGS CORPORATION
COM
29415F104
23954
554351
SH
DFND
1
554351
0
0
EPAM SYS INC
COM
29414B104
10051
19670
SH
DFND
1
19670
0
0
EQUIFAX INC
COM
294429105
3786
15808
SH
DFND
1
15808
0
0
ESSENT GROUP LTD
COM
G3198U102
108442
2412500
SH
DFND
1
2412500
0
0
ESTABLISHMENT LABS HLDGS INC
COM
G31249108
556
6367
SH
DFND
1
6367
0
0
ETSY INC
COM
29786A106
91938
446647
SH
DFND
1
446647
0
0
EURONET WORLDWIDE INC
COM
298736109
1421
10500
SH
DFND
2
10500
0
0
EVERBRIDGE INC
COM
29978A104
190401
1399185
SH
DFND
1
1399185
0
0
EVEREST RE GROUP LTD
COM
G3223R108
63822
253250
SH
DFND
1
253250
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/0
30063PAC9
13033
10500000
SH
DFND
1
10500000
0
0
EXELIXIS INC
COM
30161Q104
52223
2866242
SH
DFND
1
2866242
0
0
FACEBOOK INC
CL A
30303M102
642811
1848698
SH
DFND
1
1848698
0
0
FACEBOOK INC
CL A
30303M102
9388
27000
SH
Call
DFND
1
27000
0
0
FERGUSON PLC NEW
SHS
G3421J106
4674379
286770
SH
DFND
286770
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
5694
40193
SH
DFND
2
40193
0
0
FIREEYE INC
NOTE 0.875% 6/0
31816QAF8
3970
3500000
SH
DFND
1
3500000
0
0
FIRST AMERN FINL CORP
COM
31847R102
37410
600000
SH
DFND
1
600000
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
5925
31658
SH
DFND
1
31658
0
0
FISERV INC
COM
337738108
24551
229683
SH
DFND
1
229683
0
0
FIVE9 INC
COM
338307101
62353
340000
SH
DFND
1
340000
0
0
GENERAL DYNAMICS CORP
COM
369550108
2203
11700
SH
DFND
2
11700
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
26265
750000
SH
DFND
1
750000
0
0
GLOBUS MED INC
CL A
379577208
59833
771737
SH
DFND
1
771737
0
0
GOLUB CAP BDC INC
COM
38173M102
1355
87850
SH
DFND
1
87850
0
0
GUARDANT HEALTH INC
COM
40131M109
81909
659544
SH
DFND
1
659544
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
403
5509
SH
DFND
1
5509
0
0
HEALTHEQUITY INC
COM
42226A107
715
8879
SH
DFND
1
8879
0
0
HILL-ROM HLDGS INC
COM
431475102
19947
175604
SH
DFND
1
175604
0
0
HOLOGIC INC
COM
436440101
16547
248000
SH
DFND
1
248000
0
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
132121
1410942
SH
DFND
1
1410942
0
0
HUBSPOT INC
COM
443573100
229300
393500
SH
DFND
1
393500
0
0
HUBSPOT INC
NOTE 0.375% 6/0
443573AD2
2122
1000000
SH
DFND
1000000
0
0
ICON PLC
SHS
G4705A100
21928
106081
SH
DFND
1
106081
0
0
IGM BIOSCIENCES INC
COM
449585108
1759
21144
SH
DFND
1
21144
0
0
ILLUMINA INC
COM
452327109
875
1850
SH
DFND
1
1850
0
0
INCYTE CORP
COM
45337C102
43327
515005
SH
DFND
1
515005
0
0
INSMED INC
COM PAR $.01
457669307
26651
936438
SH
DFND
1
936438
0
0
INSPIRE MED SYS INC
COM
457730109
1065
5511
SH
DFND
1
5511
0
0
INSULET CORP
NOTE 0.375% 9/0
45784PAK7
5458
4000000
SH
DFND
1
4000000
0
0
INTELLIA THERAPEUTICS INC
COM
45826J105
15321
94624
SH
DFND
1
94624
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
18581
156536
SH
DFND
1
156536
0
0
INTERSECT ENT INC
COM
46071F103
220
12856
SH
DFND
1
12856
0
0
INTRA-CELLULAR THERAPIES INC
COM
46116X101
2386
58444
SH
DFND
1
58444
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
12839
13961
SH
DFND
1
13961
0
0
IONIS PHARMACEUTICALS INC
NOTE 0.125%12/1
462222AB6
19320
20677000
SH
DFND
1
20677000
0
0
IQIYI INC
NOTE 2.000% 4/0
46267XAD0
20608
22000000
SH
DFND
1
22000000
0
0
IQIYI INC
NOTE 3.750%12/0
46267XAB4
100
100000
SH
DFND
1
100000
0
0
IQIYI INC
SPONSORED ADS
46267X108
539
34590
SH
DFND
1
34590
0
0
ITAU UNIBANCO HLDG S A
SPON ADR REP PFD
465562106
6335
1054006
SH
DFND
1
1054006
0
0
JAMES RIV GROUP LTD
COM
G5005R107
33768
900000
SH
DFND
1
900000
0
0
JAZZ INVESTMENTS I LTD
NOTE 2.000% 6/1
472145AF8
8678
6500000
SH
DFND
6500000
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
26646
150000
SH
DFND
1
150000
0
0
JD.COM INC
SPON ADR CL A
47215P106
27672
346724
SH
DFND
1
346724
0
0
JOHNSON & JOHNSON
COM
478160104
196539
1193023
SH
DFND
1
1193023
0
0
JPMORGAN CHASE & CO
COM
46625H100
35655
229231
SH
DFND
1
229231
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
14788
617180
SH
DFND
1
617180
0
0
KLA CORP
COM NEW
482480100
5198
16032
SH
DFND
1
16032
0
0
KURA ONCOLOGY INC
COM
50127T109
7298
350000
SH
DFND
1
350000
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
8397
30439
SH
DFND
1,2
30439
0
0
LANTHEUS HLDGS INC
COM
516544103
539
19504
SH
DFND
1
19504
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
123573
2199586
SH
DFND
1
2199586
0
0
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
12525
259792
SH
DFND
1
259792
0
0
LILLY ELI & CO
COM
532457108
8826
38452
SH
DFND
1
38452
0
0
LITTELFUSE INC
COM
537008104
23561
92473
SH
DFND
1
92473
0
0
LIVANOVA PLC
SHS
G5509L101
3005
35732
SH
DFND
1
35732
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.500% 3/1
538034AQ2
1401
1000000
SH
DFND
1
1000000
0
0
LIVEPERSON INC
COM
538146101
72386
1144622
SH
DFND
1
1144622
0
0
LIVERAMP HLDGS INC
COM
53815P108
5533
118101
SH
DFND
1
118101
0
0
LOGITECH INTL S A
SHS
H50430232
70896
603814
SH
DFND
1
603814
0
0
LUMENTUM HLDGS INC
NOTE 0.500%12/1
55024UAD1
7045
6500000
SH
DFND
1
6500000
0
0
LYFT INC
CL A COM
55087P104
6383
105540
SH
DFND
1
105540
0
0
M & T BK CORP
COM
55261F104
5245
36095
SH
DFND
1
36095
0
0
MARKEL CORP
COM
570535104
153141
129047
SH
DFND
1
129047
0
0
MARSH & MCLENNAN COS INC
COM
571748102
191647
1362288
SH
DFND
1
1362288
0
0
MARVELL TECHNOLOGY INC
COM
573874104
231864
3975034
SH
DFND
3975034
0
0
MASIMO CORP
COM
574795100
5240
21612
SH
DFND
1
21612
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
96208
263519
SH
DFND
1
263519
0
0
MATCH GROUP INC NEW
COM
57667L107
140182
869344
SH
DFND
869344
0
0
MAXLINEAR INC
COM
57776J100
7928
186592
SH
DFND
186592
0
0
MEDPACE HLDGS INC
COM
58506Q109
670
3795
SH
DFND
1
3795
0
0
MEDTRONIC PLC
SHS
G5960L103
36274
292223
SH
DFND
1
292223
0
0
MERCADOLIBRE INC
COM
58733R102
16410
10534
SH
DFND
1
10534
0
0
MERIDIAN BIOSCIENCE INC
COM
589584101
892
40235
SH
DFND
1
40235
0
0
MERIT MED SYS INC
COM
589889104
44501
688231
SH
DFND
1
688231
0
0
MICRON TECHNOLOGY INC
COM
595112103
166623
1960730
SH
DFND
1
1960730
0
0
MICROSOFT CORP
COM
594918104
918460
3390403
SH
DFND
1,2
3390403
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
9526
58973
SH
DFND
1
58973
0
0
MODIVCARE INC
COM
60783X104
48994
288084
SH
DFND
1
288084
0
0
MOHAWK INDS INC
COM
608190104
13713
71351
SH
DFND
1
71351
0
0
MOLINA HEALTHCARE INC
COM
60855R100
72667
287154
SH
DFND
1
287154
0
0
MONOLITHIC PWR SYS INC
COM
609839105
115148
308337
SH
DFND
1
308337
0
0
MORPHIC HLDG INC
COM
61775R105
8609
150000
SH
DFND
150000
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
48593
750000
SH
DFND
1
750000
0
0
NATERA INC
COM
632307104
6015
52979
SH
DFND
1
52979
0
0
NETEASE INC
SPONSORED ADS
64110W102
18767
162835
SH
DFND
1
162835
0
0
NETFLIX INC
COM
64110L106
23642
44758
SH
DFND
1
44758
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
15958
163973
SH
DFND
1
163973
0
0
NEURONETICS INC
COM
64131A105
20025
1250000
SH
DFND
1
1250000
0
0
NOVAVAX INC
COM NEW
670002401
19108
90000
SH
DFND
1
90000
0
0
NUTANIX INC
NOTE 1/1
67059NAB4
10693
10100000
SH
DFND
1
10100000
0
0
NVIDIA CORPORATION
COM
67066G104
476384
595405
SH
DFND
1
595405
0
0
OAK STR HEALTH INC
COM
67181A107
1695
28936
SH
DFND
28936
0
0
OCULAR THERAPEUTIX INC
COM
67576A100
536
37790
SH
DFND
1
37790
0
0
OKTA INC
NOTE 0.375% 6/1
679295AF2
7881
6300000
SH
DFND
1
6300000
0
0
OMNICELL COM
COM
68213N109
720
4752
SH
DFND
1
4752
0
0
ONCOCYTE CORP
COM
68235C107
382
66529
SH
DFND
66529
0
0
OPTIMIZERX CORP
COM NEW
68401U204
629
10168
SH
DFND
1
10168
0
0
OPTION CARE HEALTH INC
COM NEW
68404L201
49197
2249506
SH
DFND
1
2249506
0
0
ORACLE CORP
COM
68389X105
4504
57866
SH
DFND
2
57866
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
2661
4700
SH
DFND
2
4700
0
0
OWENS & MINOR INC NEW
COM
690732102
1188
28054
SH
DFND
1
28054
0
0
PACIRA BIOSCIENCES INC
COM
695127100
1054
17368
SH
DFND
1
17368
0
0
PACWEST BANCORP DEL
COM
695263103
8972
217978
SH
DFND
217978
0
0
PAGSEGURO DIGITAL LTD
COM CL A
G68707101
5250
93887
SH
DFND
1
93887
0
0
PALO ALTO NETWORKS INC
NOTE 0.375% 6/0
697435AF2
16244
11900000
SH
DFND
1
11900000
0
0
PAYPAL HLDGS INC
COM
70450Y103
296012
1015547
SH
DFND
1
1015547
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
104077
839195
SH
DFND
1
839195
0
0
PENUMBRA INC
COM
70975L107
2443
8913
SH
DFND
1
8913
0
0
PG&E CORP
UNIT 99/99/9999
69331C140
81096
800000
SH
DFND
1
800000
0
0
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
143
91947
SH
DFND
1
91947
0
0
PINDUODUO INC
NOTE 12/0
722304AC6
12900
12500000
SH
DFND
12500000
0
0
PINTEREST INC
CL A
72352L106
100896
1277968
SH
DFND
1
1277968
0
0
PNC FINL SVCS GROUP INC
COM
693475105
5805
30430
SH
DFND
1
30430
0
0
POWER INTEGRATIONS INC
COM
739276103
61120
744822
SH
DFND
1
744822
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
5443
5000000
SH
DFND
1
5000000
0
0
PROASSURANCE CORP
COM
74267C106
27300
1200000
SH
DFND
1
1200000
0
0
PROGRESSIVE CORP
COM
743315103
60890
620000
SH
DFND
1
620000
0
0
PROGYNY INC
COM
74340E103
544
9223
SH
DFND
1
9223
0
0
PROTAGONIST THERAPEUTICS INC
COM
74366E102
5350
119203
SH
DFND
1
119203
0
0
QIAGEN NV
SHS NEW
N72482123
2384
46522
SH
DFND
1
46522
0
0
QORVO INC
COM
74736K101
61043
312000
SH
DFND
1
312000
0
0
QUALCOMM INC
COM
747525103
133190
931853
SH
DFND
1
931853
0
0
QUALTRICS INTL INC
COM CL A
747601201
14414
376834
SH
DFND
376834
0
0
QUIDEL CORP
COM
74838J101
1220
9525
SH
DFND
1
9525
0
0
QUOTIENT LTD
SHS
G73268107
33676
9251653
SH
DFND
1
9251653
0
0
R1 RCM INC
COM
749397105
4969
223437
SH
DFND
1
223437
0
0
RAPID7 INC
NOTE 2.250% 5/0
753422AD6
1664
1000000
SH
DFND
1
1000000
0
0
RECRO PHARMA INC
COM
75629F109
513
222222
SH
DFND
1
222222
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
83781
150000
SH
DFND
1
150000
0
0
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
65550
575000
SH
DFND
1
575000
0
0
RENAISSANCERE HLDGS LTD
COM
G7496G103
128797
865453
SH
DFND
1,2
865453
0
0
REVANCE THERAPEUTICS INC
COM
761330109
34226
1154734
SH
DFND
1
1154734
0
0
RINGCENTRAL INC
NOTE 3/0
76680RAF4
9984
9000000
SH
DFND
1
9000000
0
0
RLI CORP
COM
749607107
28762
275000
SH
DFND
1
275000
0
0
ROBLOX CORP
CL A
771049103
79486
883373
SH
DFND
883373
0
0
ROCKWELL AUTOMATION INC
COM
773903109
16642
58183
SH
DFND
1
58183
0
0
S&P GLOBAL INC
COM
78409V104
19369
47189
SH
DFND
1
47189
0
0
SABRE CORP
COM
78573M104
9557
765804
SH
DFND
1
765804
0
0
SALESFORCE COM INC
COM
79466L302
105553
432118
SH
DFND
1
432118
0
0
SEA LTD
SPONSORD ADS
81141R100
32577
118634
SH
DFND
1
118634
0
0
SEAGATE TECHNOLOGY HLDNGS PL
ORD SHS
G7997R103
126860
1442740
SH
DFND
1
1442740
0
0
SEAGEN INC
COM
81181C104
59205
375000
SH
DFND
1
375000
0
0
SEASPINE HLDGS CORP
COM
81255T108
16816
819901
SH
DFND
1
819901
0
0
SENSATA TECHNOLOGIES HLDG PL
SHS
G8060N102
17236
297321
SH
DFND
2
297321
0
0
SERVICENOW INC
COM
81762P102
96835
176207
SH
DFND
1
176207
0
0
SHIFT TECHNOLOGIES INC
CL A
82452T107
12192
1421033
SH
DFND
1421033
0
0
SHOCKWAVE MED INC
COM
82489T104
438
2310
SH
DFND
1
2310
0
0
SHOPIFY INC
CL A
82509L107
30726
21031
SH
DFND
1
21031
0
0
SHOPIFY INC
NOTE 0.125%11/0
82509LAA5
6535
5000000
SH
DFND
5000000
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
8967
36502
SH
DFND
1
36502
0
0
SILICON LABORATORIES INC
NOTE 0.625% 6/1
826919AD4
18700
13441000
SH
DFND
1
13441000
0
0
SLR INVESTMENT CORP
COM
83413U100
5471
293498
SH
DFND
1
293498
0
0
SMARTSHEET INC
COM CL A
83200N103
114952
1589492
SH
DFND
1
1589492
0
0
SNAP INC
CL A
83304A106
244159
3583198
SH
DFND
1
3583198
0
0
SNOWFLAKE INC
CL A
833445109
83879
346894
SH
DFND
346894
0
0
SONOS INC
COM
83570H108
11542
327612
SH
DFND
327612
0
0
SPIRIT AIRLS INC
NOTE 1.000% 5/1
848577AB8
1916
2000000
SH
DFND
2000000
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
35589
129139
SH
DFND
1
129139
0
0
SQUARE INC
CL A
852234103
87046
357037
SH
DFND
1
357037
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
26131
362630
SH
DFND
1
362630
0
0
SSR MNG INC
NOTE 2.500% 4/0
784730AB9
15008
12339000
SH
DFND
1
12339000
0
0
STELLANTIS N.V
SHS
N82405106
18490
884415
SH
DFND
2
884415
0
0
STERIS PLC
SHS USD
G8473T100
71522
346691
SH
DFND
1
346691
0
0
STITCH FIX INC
COM CL A
860897107
3892
64542
SH
DFND
64542
0
0
STONECO LTD
COM CL A
G85158106
18677
278515
SH
DFND
278515
0
0
STRYKER CORPORATION
COM
863667101
8030
30917
SH
DFND
1
30917
0
0
SUMMIT THERAPEUTICS INC
COM
86627T108
51936
6961913
SH
DFND
6961913
0
0
SUPERNUS PHARMACEUTICALS INC
NOTE 0.625% 4/0
868459AD0
13293
13453000
SH
DFND
1
13453000
0
0
SURGERY PARTNERS INC
COM
86881A100
46902
704017
SH
DFND
1
704017
0
0
SVB FINANCIAL GROUP
COM
78486Q101
9450
16984
SH
DFND
1
16984
0
0
SYNEOS HEALTH INC
CL A
87166B102
65334
730067
SH
DFND
1
730067
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
14008
116582
SH
DFND
1,2
116582
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
18205
102842
SH
DFND
1
102842
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
1821
18694
SH
DFND
1
18694
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
18278
691818
SH
DFND
1
691818
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
114057
843554
SH
DFND
1
843554
0
0
TELADOC HEALTH INC
NOTE 1.250% 6/0
87918AAF2
6746
6000000
SH
DFND
1
6000000
0
0
TELEFLEX INCORPORATED
COM
879369106
52631
130991
SH
DFND
1
130991
0
0
TENABLE HLDGS INC
COM
88025T102
64594
1562134
SH
DFND
1562134
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
1666
24870
SH
DFND
1
24870
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
29375
58230
SH
DFND
1
58230
0
0
T-MOBILE US INC
COM
872590104
44373
306383
SH
DFND
1
306383
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
14870
191873
SH
DFND
1
191873
0
0
TRAVELERS COMPANIES INC
COM
89417E109
110967
741210
SH
DFND
1
741210
0
0
TREACE MED CONCEPTS INC
COM
89455T109
8017
256450
SH
DFND
256450
0
0
TREVENA INC
COM
89532E109
181
106900
SH
DFND
1
106900
0
0
TRIPADVISOR INC
COM
896945201
144433
3583942
SH
DFND
1
3583942
0
0
TWILIO INC
CL A
90138F102
147822
375030
SH
DFND
1
375030
0
0
TWITTER INC
COM
90184L102
144446
2099205
SH
DFND
1
2099205
0
0
UBER TECHNOLOGIES INC
COM
90353T100
8179
163183
SH
DFND
1
163183
0
0
UBS GROUP AG
SHS
H42097107
11684
787775
SH
DFND
1
787775
0
0
UNIQURE NV
SHS
N90064101
1031
33476
SH
DFND
1
33476
0
0
UNITED RENTALS INC
COM
911363109
34177
107134
SH
DFND
1
107134
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
8940
49829
SH
DFND
1
49829
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
24906
62197
SH
DFND
1
62197
0
0
UNITY SOFTWARE INC
COM
91332U101
23664
215459
SH
DFND
215459
0
0
UPSTART HLDGS INC
COM
91680M107
7494
60000
SH
DFND
1
60000
0
0
US BANCORP DEL
COM NEW
902973304
9516
167038
SH
DFND
1
167038
0
0
US FOODS HLDG CORP
COM
912008109
35387
922490
SH
DFND
1
922490
0
0
VERICEL CORP
COM
92346J108
552
10515
SH
DFND
1
10515
0
0
VERONA PHARMA PLC
SPONSORED ADS
925050106
5886
900000
SH
DFND
1
900000
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
60489
300000
SH
DFND
1
300000
0
0
VERVE THERAPEUTICS INC
COM
92539P101
3916
65000
SH
DFND
1
65000
0
0
VIAVI SOLUTIONS INC
NOTE 1.000% 3/0
925550AB1
3533
2500000
SH
DFND
1
2500000
0
0
VISA INC
COM CL A
92826C839
64638
276445
SH
DFND
1
276445
0
0
WEBSTER FINL CORP CONN
COM
947890109
10090
189164
SH
DFND
1
189164
0
0
WELLS FARGO CO NEW
COM
949746101
33382
737076
SH
DFND
1
737076
0
0
WESTERN DIGITAL CORP.
COM
958102105
96172
1351300
SH
DFND
1
1351300
0
0
WORKDAY INC
CL A
98138H101
58421
244707
SH
DFND
1
244707
0
0
YANDEX N V
SHS CLASS A
N97284108
7028
99341
SH
DFND
1
99341
0
0
Y-MABS THERAPEUTICS INC
COM
984241109
19804
585921
SH
DFND
1
585921
0
0
ZAI LAB LTD
ADR
98887Q104
29986
169422
SH
DFND
1
169422
0
0
ZENDESK INC
COM
98936J101
199259
1380487
SH
DFND
1
1380487
0
0
ZENTALIS PHARMACEUTICALS INC
COM
98943L107
25672
482558
SH
DFND
1
482558
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
84425
690765
SH
DFND
1
690765
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
61174
380389
SH
DFND
1
380389
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
169410
437718
SH
DFND
1
437718
0
0
ZUORA INC
COM CL A
98983V106
23549
1365148
SH
DFND
1
1365148
0
0