The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001836983
   Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
X Other (Specify)

Insurance Company Separate Account
Name of Issuer
Protective COLI PPVUL
Jurisdiction of Incorporation/Organization
TENNESSEE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2020
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Protective COLI PPVUL
Street Address 1 Street Address 2
2801 HIGHWAY 280 SOUTH
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
BIRMINGHAM ALABAMA 35223 205-268-1000

3. Related Persons

Last Name First Name Middle Name
Protective Life Insurance Company
Street Address 1 Street Address 2
2801 Highway 280 South
City State/Province/Country ZIP/PostalCode
Birmingham ALABAMA 35223
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

The issuer is an insurance company separate account established and maintained by Protective Life Insurance Company.

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
X Pooled Investment Fund
   Hedge Fund
   Private Equity Fund
   Venture Capital Fund
X Other Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes X No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
 Retailing
  
 Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
   Decline to Disclose X Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
X Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
X Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2021-02-01    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

   Equity X Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
Variable life insurance contract

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

The issuer is an insurance company separate account established and maintained by Protective Life Insurance Company

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Todd Mezrah 2313891
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lion Street Financial 165828
Street Address 1 Street Address 2
515 Congress Ave Ste 2500
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78701
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
Sean Devlin 2782108
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Group Securities 29722
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number    None
Peter Gilman 1555509
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Group Securities 29722
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number    None
Earl Schwabe 2722383
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Group Securities 29722
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
Recipient
Recipient CRD Number    None
Shawn Hintz 2626246
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS Financial Services 8174
Street Address 1 Street Address 2
925 4th Ave
City State/Province/Country ZIP/Postal Code
Seattle WASHINGTON 98104
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
Recipient
Recipient CRD Number    None
Trent Sanden 2877664
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS Financial Services 8174
Street Address 1 Street Address 2
925 4th Ave #3100
City State/Province/Country ZIP/Postal Code
Seattle WASHINGTON 98104
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
Recipient
Recipient CRD Number    None
Jimmy Edward 4342552
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings Securities 43285
Street Address 1 Street Address 2
1125 Couch Street Suite 900
City State/Province/Country ZIP/Postal Code
Portland OREGON 97209
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
Recipient
Recipient CRD Number    None
William Schertz 1923047
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings Securities 43285
Street Address 1 Street Address 2
1125 Couch Street Suite 900
City State/Province/Country ZIP/Postal Code
Portland OREGON 97209
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
Recipient
Recipient CRD Number    None
David Hauptman 2749100
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings Securities 43285
Street Address 1 Street Address 2
1125 NW Couch St #900
City State/Province/Country ZIP/Postal Code
Portland OREGON 97209
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
VERMONT
Recipient
Recipient CRD Number    None
Scott Cohen 2400506
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Kestra 42046
Street Address 1 Street Address 2
5707 SW Pkwy Bldg 2 Ste 400
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78735
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number    None
Kevin P. Kelly 1018494
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS 8174
Street Address 1 Street Address 2
1000 & 1200 Lincoln Harbor Blvd
City State/Province/Country ZIP/Postal Code
Weehawken NEW JERSEY 07086
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
Sara Roth 3094272
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS 8174
Street Address 1 Street Address 2
525 Okeechobee Blvd Suite 1500
City State/Province/Country ZIP/Postal Code
West Palm Beach FLORIDA 33401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
Ned Lubell 2449026
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS 8174
Street Address 1 Street Address 2
525 Okeechobee Blvd Suite 1500
City State/Province/Country ZIP/Postal Code
West Palm Beach FLORIDA 33401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
John Fulton 2481439
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS 8174
Street Address 1 Street Address 2
525 Okeechobee Blvd Suite 1500
City State/Province/Country ZIP/Postal Code
West Palm Beach FLORIDA 33401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
Suzette Clark 3153620
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lockton 137476
Street Address 1 Street Address 2
444 W 47th Street
City State/Province/Country ZIP/Postal Code
Kansas City MISSOURI 64112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
George Blaha 1611833
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwestern Mutual 2881
Street Address 1 Street Address 2
720 W Wisconsin Ave
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number    None
Gavin Blaha 6305001
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwestern Mutual 2881
Street Address 1 Street Address 2
720 W Wisconsin Ave
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number    None
Garrett Blaha 6193865
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwestern Mutual 2881
Street Address 1 Street Address 2
720 W Wisconsin Ave
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number    None
Ed Kilpatrick 4384557
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwestern Mutual 2881
Street Address 1 Street Address 2
720 W Wisconsin Ave
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number    None
Jaclyn Guthmiller 4857939
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwestern Mutual 2881
Street Address 1 Street Address 2
720 W Wisconsin Ave
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number    None
Brian Donofry 2820997
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Kestra 42046
Street Address 1 Street Address 2
5707 Southwest Pkwy Bldg 2 Ste 400
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78735
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
NEBRASKA
Recipient
Recipient CRD Number    None
Scott McGee 4768668
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Group Securities 29722
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Troy DeBord 4586464
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS Financial Services 8174
Street Address 1 Street Address 2
925 4th Ave #3100
City State/Province/Country ZIP/Postal Code
Seattle WASHINGTON 98104
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Curt Burris 2751954
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Group Securities 2972
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Larry Deatherage 2205503
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Triad Advisors 25803
Street Address 1 Street Address 2
15615 Alston Pkwy
City State/Province/Country ZIP/Postal Code
Irvine CALIFORNIA 92618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Phillip Currie 1942837
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Valmark Securities 31243
Street Address 1 Street Address 2
600 36th St
City State/Province/Country ZIP/Postal Code
Newport Beach CALIFORNIA 92663
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Thomas Cook 5577551
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capacuity Securities 15384
Street Address 1 Street Address 2
300 International Pkwy #350
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Jeffrey Gratton 3193174
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera 13572
Street Address 1 Street Address 2
206 Minetonka Ave S
City State/Province/Country ZIP/Postal Code
Wayzata MINNESOTA 55391
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
Recipient
Recipient CRD Number    None
Andrew Arigo 2949837
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport 29722
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
Recipient
Recipient CRD Number    None
Bryant Kirk 1049653
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capacuity 15384
Street Address 1 Street Address 2
800 36th St
City State/Province/Country ZIP/Postal Code
Newport Beach CALIFORNIA 92663
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Jason Chepenik 2559515
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Triad 25803
Street Address 1 Street Address 2
156 Alton Pkwy
City State/Province/Country ZIP/Postal Code
Irvine CALIFORNIA 92618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Brady Dall 5582011
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Triad 25803
Street Address 1 Street Address 2
156 Alton Pkwy
City State/Province/Country ZIP/Postal Code
Irvine CALIFORNIA 92618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
Stephen Karam 2204088
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL 6413
Street Address 1 Street Address 2
4707 Executive Dr
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92121
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number    None
David Hinderstein 1543886
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Triad 25803
Street Address 1 Street Address 2
4 West Red Oak Lane
City State/Province/Country ZIP/Postal Code
White Plains NEW YORK 10604
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
Ian Franke 5036953
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
FAS Corp 43536
Street Address 1 Street Address 2
4747 W 135th St
City State/Province/Country ZIP/Postal Code
Leawood KANSAS 66224
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
John Pontius 7255881
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Northwestern Mutual 2881
Street Address 1 Street Address 2
720 W Wisconsin Ave
City State/Province/Country ZIP/Postal Code
Milwaukee WISCONSIN 53202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number    None
Jon Strickland 4517966
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
CapFinancial 126291
Street Address 1 Street Address 2
4208 Six Forks Rd #1700
City State/Province/Country ZIP/Postal Code
Raleigh NORTH CAROLINA 27609
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Gordon Chisholm 2938261
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Valmark 31243
Street Address 1 Street Address 2
130 SpringSide Dr
City State/Province/Country ZIP/Postal Code
Akron OHIO 44333
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
Kenneth DePaola 6312756
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Valmark 31243
Street Address 1 Street Address 2
130 SpringSide Dr
City State/Province/Country ZIP/Postal Code
Akron OHIO 44333
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
Jeffrey Cullen 4408760
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL 6413
Street Address 1 Street Address 2
1055 LPL Way
City State/Province/Country ZIP/Postal Code
Fort Mill SOUTH CAROLINA 29715
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
Shawn Besser 5907215
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings Securities 43285
Street Address 1 Street Address 2
1125 NW Couch Street Suite 900
City State/Province/Country ZIP/Postal Code
Portland OREGON 97209
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
COLORADO
Recipient
Recipient CRD Number    None
Sam Sheth 2511571
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
FAS Corp 43536
Street Address 1 Street Address 2
4747 W 135th St
City State/Province/Country ZIP/Postal Code
Leawood KANSAS 66224
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
Rick Callister 3185802
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
FAS Corp 43536
Street Address 1 Street Address 2
4747 W 135th St
City State/Province/Country ZIP/Postal Code
Leawood KANSAS 66224
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
Jonathan Resin 2308703
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
RBC Wealth Mgmt 31194
Street Address 1 Street Address 2
60 S Sixth St
City State/Province/Country ZIP/Postal Code
Minneapolis MINNESOTA 55402
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
Phillip Hammitt 2409244
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
RBC Wealth Mgmt 31194
Street Address 1 Street Address 2
60 S Sixth St
City State/Province/Country ZIP/Postal Code
Minneapolis MINNESOTA 55402
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
Bruce Brownell 1779959
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lion Street 165828
Street Address 1 Street Address 2
515 Congress Ave #2500
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78701
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Kevin E. Kelly 4585056
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Group Securities 29722
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Edward Lubell 2449026
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS 8174
Street Address 1 Street Address 2
525 Okeechobee Blvd Suite 1500
City State/Province/Country ZIP/Postal Code
West Palm Beach FLORIDA 33401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MICHIGAN
Recipient
Recipient CRD Number    None
Brian Wiese 4592406
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wells Fargo 19616
Street Address 1 Street Address 2
13215 Bee Cave Pkwy Bldg A #150
City State/Province/Country ZIP/Postal Code
Bee Cave TEXAS 78738
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Mike Stevens 4946009
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newport Group Securities 29722
Street Address 1 Street Address 2
300 Primera Blvd #200
City State/Province/Country ZIP/Postal Code
Lake Mary FLORIDA 32746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Angela Patterson 2474628
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Palladium 289822
Street Address 1 Street Address 2
888 S Harrison Suite 900
City State/Province/Country ZIP/Postal Code
Fort Wayne INDIANA 46802
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
INDIANA
Recipient
Recipient CRD Number    None
William Chatfield 1053051
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
J Alden 40002
Street Address 1 Street Address 2
43 S Main St
City State/Province/Country ZIP/Postal Code
Doylestown PENNSYLVANIA 18901
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
INDIANA
Recipient
Recipient CRD Number    None
Brian Sheldon 4709079
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
J Alden 40002
Street Address 1 Street Address 2
43 S Main St
City State/Province/Country ZIP/Postal Code
Doylestown PENNSYLVANIA 18901
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
INDIANA
Recipient
Recipient CRD Number    None
Dan Barbaree 5610612
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
J Alden 40002
Street Address 1 Street Address 2
43 S Main St
City State/Province/Country ZIP/Postal Code
Doylestown PENNSYLVANIA 18901
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
INDIANA
Recipient
Recipient CRD Number    None
Vince Jenkins 5124874
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Executive Services Securities 25299
Street Address 1 Street Address 2
3445 Peachtree Rd NE Suite 200
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30326
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Jeremy W. Yanasak 3186728
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
UBS Financial Services 8174
Street Address 1 Street Address 2
925 4th Avenue
City State/Province/Country ZIP/Postal Code
Seattle WASHINGTON 98104
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
MINNESOTA
Recipient
Recipient CRD Number    None
Howard E. Sharfman 1753378
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Kestra Investment Services, LLC 42046
Street Address 1 Street Address 2
500 W Madison Street 32nd Floor
City State/Province/Country ZIP/Postal Code
Chicago ILLINOIS 60661
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ILLINOIS
Recipient
Recipient CRD Number    None
Daniel J. Wagner 2653222
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings Securities 43285
Street Address 1 Street Address 2
1125 Couch Street Suite 900
City State/Province/Country ZIP/Postal Code
Portland OREGON 97209
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DELAWARE
Recipient
Recipient CRD Number    None
Daniel B. Barry 2734252
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Kestra Investment Services, LLC 42046
Street Address 1 Street Address 2
5707 Southwest Pkwy Bldg 2 Suite 400
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78735
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number    None
Kristin L. Barens 1859496
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings Securities 43285
Street Address 1 Street Address 2
1125 NW Couch Street
City State/Province/Country ZIP/Postal Code
Portland OREGON 97209
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CONNECTICUT
Recipient
Recipient CRD Number    None
Richard D. Mack 1476655
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
The Leaders Group, Inc. 37157
Street Address 1 Street Address 2
26 W. Dry Creek Circle
City State/Province/Country ZIP/Postal Code
Littleton COLORADO 80120
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CONNECTICUT
Recipient
Recipient CRD Number    None
Jacob Bosacki 6033634
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lion Street Financial, LLC 165828
Street Address 1 Street Address 2
515 Congress Avenue Suite 2500
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78701
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ILLINOIS
Recipient
Recipient CRD Number    None
Ari D. Fischman 4571478
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lion Street Financial, LLC 165828
Street Address 1 Street Address 2
515 Congress Avenue Suite 2500
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78701
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ILLINOIS
Recipient
Recipient CRD Number    None
James S. Bosley 4498362
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings Securities, Inc. 43285
Street Address 1 Street Address 2
1125 NW Couch Street Suite 900
City State/Province/Country ZIP/Postal Code
Portland OREGON 97209
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
Erik K. Tappin 2752579
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Morgan Stanley 149777
Street Address 1 Street Address 2
5976 Armada Drive #200
City State/Province/Country ZIP/Postal Code
Carlsbad CALIFORNIA 92008
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
LeeAnn M. Swider 2839832
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings Securities, Inc. 43285
Street Address 1 Street Address 2
1125 NW Couch Street Suite 900
City State/Province/Country ZIP/Postal Code
Portland OREGON 97209
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PENNSYLVANIA

13. Offering and Sales Amounts

Total Offering Amount USD
or X Indefinite
Total Amount Sold $1,840,859,097 USD
Total Remaining to be Sold USD
or X Indefinite

Clarification of Response (if Necessary):

14. Investors

  
 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
76

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

Sales comp paid by Ins. Co. out of its own resources. The Company periodically deducts ins. & other contract charges from amounts allocated to the separate account issuer in accordance with the terms of the applicable variable life ins contract.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

No gross premiums received under VUL contracts have been or are proposed to be used for pymnts to promoter. Ins Co periodically deducts ins & other contract charges from amnts allocated to separate account issuer under terms of applicable VUL contracts.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Protective COLI PPVUL /s/ Brandon J. Cage Brandon J. Cage VP & Managing Cousel 2024-10-28

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.