0001214659-23-002508.txt : 20230215
0001214659-23-002508.hdr.sgml : 20230215
20230214173706
ACCESSION NUMBER: 0001214659-23-002508
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230215
DATE AS OF CHANGE: 20230214
EFFECTIVENESS DATE: 20230215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIGH Capital Management LLC
CENTRAL INDEX KEY: 0001835943
IRS NUMBER: 274413262
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20823
FILM NUMBER: 23632149
BUSINESS ADDRESS:
STREET 1: 6006 BERKELEY AVE.
CITY: BALTIMORE
STATE: MD
ZIP: 21209
BUSINESS PHONE: 4104156464
MAIL ADDRESS:
STREET 1: 6006 BERKELEY AVE.
CITY: BALTIMORE
STATE: MD
ZIP: 21209
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001835943
XXXXXXXX
12-31-2022
12-31-2022
false
AIGH Capital Management LLC
6006 BERKELEY AVE.
BALTIMORE
MD
21209
13F HOLDINGS REPORT
028-20823
N
Orin Hirschman
Managing Member
410-415-6464
/s/ Orin Hirschman
Baltimore
MD
02-14-2023
1
97
303557290
1
0001696778
028-17947
Worth Venture Partners, LLC
INFORMATION TABLE
2
infotable.xml
ABEONA THERAPEUTICS INC
COM NEW
00289Y206
494374
160511
SH
OTR
1
0
160511
0
ABEONA THERAPEUTICS INC
COM NEW
00289Y206
1514322
491663
SH
SOLE
491663
0
0
ADTRAN HOLDINGS INC
COM
00486H105
5454549
290290
SH
OTR
1
0
290290
0
ADTRAN HOLDINGS INC
COM
00486H105
16716129
889629
SH
SOLE
889629
0
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
173016
298560
SH
OTR
1
0
298560
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
522384
901440
SH
SOLE
901440
0
0
AIRGAIN INC
COM
00938A104
1160785
178308
SH
OTR
1
0
178308
0
AIRGAIN INC
COM
00938A104
3562116
547176
SH
SOLE
547176
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
3540924
88017
SH
OTR
1
0
88017
0
ANI PHARMACEUTICALS INC
COM
00182C103
10865680
270089
SH
SOLE
270089
0
0
APOLLO ENDOSURGERY INC
COM
03767D108
774629
77696
SH
OTR
1
0
77696
0
APOLLO ENDOSURGERY INC
COM
03767D108
2380238
238740
SH
SOLE
238740
0
0
ASPEN AEROGELS INC
COM
04523Y105
2900340
246000
SH
OTR
1
0
246000
0
ASPEN AEROGELS INC
COM
04523Y105
8889660
754000
SH
SOLE
754000
0
0
AVEO PHARMACEUTICALS INC
COM NEW
053588307
2555329
170925
SH
OTR
1
0
170925
0
AVEO PHARMACEUTICALS INC
COM NEW
053588307
7840273
524433
SH
SOLE
524433
0
0
AVIAT NETWORKS INC
COM NEW
05366Y201
4093875
131256
SH
OTR
1
0
131256
0
AVIAT NETWORKS INC
COM NEW
05366Y201
12527838
401662
SH
SOLE
401662
0
0
BIOCARDIA INC
COM
09060U507
306035
146428
SH
OTR
1
0
146428
0
BIOCARDIA INC
COM
09060U507
938011
448809
SH
SOLE
448809
0
0
BIODESIX INC
COM
09075X108
3445315
1497963
SH
OTR
1
0
1497963
0
BIODESIX INC
COM
09075X108
10569678
4595512
SH
SOLE
4595512
0
0
BK TECHNOLOGIES CORPORATION
COM
05587G104
1381157
416011
SH
OTR
1
0
416011
0
BK TECHNOLOGIES CORPORATION
COM
05587G104
4228727
1273713
SH
SOLE
1273713
0
0
CALAMP CORP
COM
128126109
2562762
572045
SH
OTR
1
0
572045
0
CALAMP CORP
COM
128126109
7866419
1755897
SH
SOLE
1755897
0
0
CAMBIUM NETWORKS CORP
SHS
G17766109
3109623
143499
SH
OTR
1
0
143499
0
CAMBIUM NETWORKS CORP
SHS
G17766109
9547954
440607
SH
SOLE
440607
0
0
CAPSTONE GREEN ENERGY CORP
COM
14067D508
319609
220420
SH
OTR
1
0
220420
0
CAPSTONE GREEN ENERGY CORP
COM
14067D508
980316
676080
SH
SOLE
676080
0
0
CELLECTAR BIOSCIENCES INC
COM NEW
15117F807
575586
336600
SH
OTR
1
0
336600
0
CELLECTAR BIOSCIENCES INC
COM NEW
15117F807
1017943
595288
SH
SOLE
595288
0
0
COGNITION THERAPEUTICS INC
COM
19243B102
1053610
501719
SH
OTR
1
0
501719
0
COGNITION THERAPEUTICS INC
COM
19243B102
3225881
1536134
SH
SOLE
1536134
0
0
COHERENT CORP
COM
19247G107
863460
24600
SH
OTR
1
0
24600
0
COHERENT CORP
COM
19247G107
2646540
75400
SH
SOLE
75400
0
0
CONTEXT THERAPEUTICS INC
COM
21077P108
183707
281889
SH
OTR
1
0
281889
0
CONTEXT THERAPEUTICS INC
COM
21077P108
561672
861856
SH
SOLE
861856
0
0
COYA THERAPEUTICS INC
COMMON STOCK
22407B108
652711
137758
SH
OTR
1
0
137758
0
COYA THERAPEUTICS INC
COMMON STOCK
22407B108
2000625
422242
SH
SOLE
422242
0
0
CTI BIOPHARMA CORP
COM
12648L601
2078474
345836
SH
OTR
1
0
345836
0
CTI BIOPHARMA CORP
COM
12648L601
6370738
1060023
SH
SOLE
1060023
0
0
CYCLO THERAPEUTICS INC
*W EXP 12/11/202
23254X110
36696
70570
SH
Call
OTR
1
0
70570
0
CYCLO THERAPEUTICS INC
*W EXP 12/11/202
23254X110
103846
199704
SH
Call
SOLE
199704
0
0
DZS INC
COM
268211109
5552318
437880
SH
OTR
1
0
437880
0
DZS INC
COM
268211109
17110329
1349395
SH
SOLE
1349395
0
0
EVERSPIN TECHNOLOGIES INC
COM
30041T104
1164053
209362
SH
OTR
1
0
209362
0
EVERSPIN TECHNOLOGIES INC
COM
30041T104
3561558
640568
SH
SOLE
640568
0
0
EVOLUS INC
COM
30052C107
1716636
228580
SH
OTR
1
0
228580
0
EVOLUS INC
COM
30052C107
5256609
699948
SH
SOLE
699948
0
0
FRANKLIN WIRELESS CORP
COM
355184102
440764
98826
SH
OTR
1
0
98826
0
FRANKLIN WIRELESS CORP
COM
355184102
1298636
291174
SH
SOLE
291174
0
0
IDEAL PWR INC
COM NEW
451622203
562697
52588
SH
OTR
1
0
52588
0
IDEAL PWR INC
COM NEW
451622203
1717152
160480
SH
SOLE
160480
0
0
INDIE SEMICONDUCTOR INC
CLASS A COM
45569U101
4389640
752940
SH
OTR
1
0
752940
0
INDIE SEMICONDUCTOR INC
CLASS A COM
45569U101
13439916
2305303
SH
SOLE
2305303
0
0
INFINERA CORP
COM
45667G103
1367816
202940
SH
OTR
1
0
202940
0
INFINERA CORP
COM
45667G103
4192489
622031
SH
SOLE
622031
0
0
KWESST MICRO SYSTEMS INC
COM NEW
501506604
380171
147353
SH
OTR
1
0
147353
0
KWESST MICRO SYSTEMS INC
*W EXP 12/09/202
501506133
132618
147353
SH
Call
OTR
1
0
147353
0
KWESST MICRO SYSTEMS INC
COM NEW
501506604
651829
252647
SH
SOLE
252647
0
0
KWESST MICRO SYSTEMS INC
*W EXP 12/09/202
501506133
406482
451647
SH
Call
SOLE
451647
0
0
LIGHTPATH TECHNOLOGIES INC
COM CL A
532257805
609299
499425
SH
OTR
1
0
499425
0
LIGHTPATH TECHNOLOGIES INC
COM CL A
532257805
1867097
1530407
SH
SOLE
1530407
0
0
MEDICENNA THERAPEUTICS CORP
COM
58490H107
490735
1070938
SH
OTR
1
0
1070938
0
MEDICENNA THERAPEUTICS CORP
COM
58490H107
1501250
3276045
SH
SOLE
3276045
0
0
NLS PHARMACEUTICS LTD
*W EXP 02/02/202
H57830111
56277
194060
SH
Call
OTR
1
0
194060
0
NLS PHARMACEUTICS LTD
*W EXP 02/02/202
H57830111
183530
632861
SH
Call
SOLE
632861
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
1912028
1022475
SH
OTR
1
0
1022475
0
PARATEK PHARMACEUTICALS INC
COM
699374302
5861358
3134416
SH
SOLE
3134416
0
0
PROCESSA PHARMACEUTICALS INC
COM NEW
74275C205
78049
70954
SH
OTR
1
0
70954
0
PROCESSA PHARMACEUTICALS INC
COM NEW
74275C205
256024
232749
SH
SOLE
232749
0
0
PROSOMNUS INC
COMMON STOCK
50535E108
532108
97399
SH
OTR
1
0
97399
0
PROSOMNUS INC
COMMON STOCK
50535E108
1601515
293241
SH
SOLE
293241
0
0
REZOLUTE INC
COM NEW
76200L309
24563
11866
SH
SOLE
11866
0
0
RF INDS LTD
COM PAR $0.01
749552105
642212
124944
SH
OTR
1
0
124944
0
RF INDS LTD
COM PAR $0.01
749552105
1970434
383353
SH
SOLE
383353
0
0
RVL PHARMACEUTICALS PLC
SHS
G6S41R101
510675
455960
SH
OTR
1
0
455960
0
RVL PHARMACEUTICALS PLC
SHS
G6S41R101
1507412
1345904
SH
SOLE
1345904
0
0
SAVERONE 2014 LTD
*W EXP 06/02/202
80516T113
14108
141364
SH
Call
OTR
1
0
141364
0
SAVERONE 2014 LTD
*W EXP 06/02/202
80516T113
42697
427830
SH
Call
SOLE
427830
0
0
SCPHARMACEUTICALS INC
COM
810648105
4498121
627353
SH
OTR
1
0
627353
0
SCPHARMACEUTICALS INC
COM
810648105
13787057
1922881
SH
SOLE
1922881
0
0
SCYNEXIS INC
COM NEW
811292200
741640
475410
SH
OTR
1
0
475410
0
SCYNEXIS INC
COM NEW
811292200
2272352
1456636
SH
SOLE
1456636
0
0
SOLENO THERAPEUTICS INC
COM
834203309
205748
103913
SH
OTR
1
0
103913
0
SOLENO THERAPEUTICS INC
COM
834203309
630780
318576
SH
SOLE
318576
0
0
TELA BIO INC
COM
872381108
4781677
415798
SH
OTR
1
0
415798
0
TELA BIO INC
COM
872381108
14530055
1263483
SH
SOLE
1263483
0
0
TFF PHARMACEUTICALS INC
COM
87241J104
449215
427824
SH
OTR
1
0
427824
0
TFF PHARMACEUTICALS INC
COM
87241J104
1376871
1311306
SH
SOLE
1311306
0
0
THERATECHNOLOGIES INC
COM
88338H100
842119
952024
SH
OTR
1
0
952024
0
THERATECHNOLOGIES INC
COM
88338H100
2545779
2878015
SH
SOLE
2878015
0
0
TRANSPHORM INC
COM
89386L100
4813323
884802
SH
OTR
1
0
884802
0
TRANSPHORM INC
COM
89386L100
14821519
2724544
SH
SOLE
2724544
0
0
VACCINEX INC
COM
918640103
327274
507795
SH
OTR
1
0
507795
0
VACCINEX INC
COM
918640103
1337120
1944006
SH
SOLE
1944006
0
0