0001214659-21-011426.txt : 20211112
0001214659-21-011426.hdr.sgml : 20211112
20211110191547
ACCESSION NUMBER: 0001214659-21-011426
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211110
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIGH Capital Management LLC
CENTRAL INDEX KEY: 0001835943
IRS NUMBER: 274413262
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20823
FILM NUMBER: 211398409
BUSINESS ADDRESS:
STREET 1: 6006 BERKELEY AVE.
CITY: BALTIMORE
STATE: MD
ZIP: 21209
BUSINESS PHONE: 4104156464
MAIL ADDRESS:
STREET 1: 6006 BERKELEY AVE.
CITY: BALTIMORE
STATE: MD
ZIP: 21209
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001835943
XXXXXXXX
09-30-2021
09-30-2021
false
AIGH Capital Management LLC
6006 BERKELEY AVE.
BALTIMORE
MD
21209
13F COMBINATION REPORT
028-20823
0001696778
028-17947
Worth Venture Partners, LLC
N
Orin Hirschman
Managing Member
410-415-6464
/s/ Orin Hirschman
Baltimore
MD
11-10-2021
1
101
475511
1
0001696778
028-17947
Worth Venture Partners, LLC
INFORMATION TABLE
2
infotable.xml
ACACIA RESH CORP
ACACIA TCH COM
003881307
565
83249
SH
OTR
1
0
83249
0
ADAMAS PHARMACEUTICALS INC
COM
00548A106
3069
625080
SH
OTR
1
0
625080
0
ADTRAN INC
COM
00738A106
3541
188738
SH
OTR
1
0
188738
0
ALIMERA SCIENCES INC
COM NEW
016259202
538
127333
SH
OTR
1
0
127333
0
ALLENA PHARMACEUTICALS
COM
018119107
884
980200
SH
OTR
1
0
980200
0
AMERICAN SUPERCONDUCTOR CORP
SHS NEW
030111207
1322
90681
SH
OTR
1
0
90681
0
AMTECH SYS INC
COM PAR $0.01N
032332504
716
62646
SH
OTR
1
0
62646
0
ANNOVIS BIO INC
COM
03615A108
631
19878
SH
OTR
1
0
19878
0
ARIDIS PHARMACEUTICALS INC
COM
040334104
139
37726
SH
OTR
1
0
37726
0
AVAYA HLDGS CORP
COM
05351X101
1395
70500
SH
Call
OTR
1
0
70500
0
AVEO PHARMACEUTICALS INC
COM NEW
053588307
2808
454364
SH
OTR
1
0
454364
0
AVIAT NETWORKS INC
COM NEW
05366Y201
4567
138974
SH
OTR
1
0
138974
0
BK TECHNOLOGIES CORPORATION
COM
05587G104
881
311684
SH
OTR
1
0
311684
0
BRAINSWAY LTD
SPONSORED ADS
10501L106
811
100600
SH
OTR
1
0
100600
0
BRIDGELINE DIGITAL INC
COM
10807Q700
839
204025
SH
OTR
1
0
204025
0
CYBEROPTICS CORP
COM
232517102
4147
116566
SH
OTR
1
0
116566
0
CYCLO THERAPEUTICS INC
COM NEW
23254X201
599
88690
SH
Call
OTR
1
0
88690
0
DATA I O CORP
COM
237690102
648
99266
SH
OTR
1
0
99266
0
DERMATA THERAPEUTICS INC
COM
249845108
180
40075
SH
Call
OTR
1
0
40075
0
DERMATA THERAPEUTICS INC
COM
249845108
180
40075
SH
OTR
1
0
40075
0
DZS INC
COM
268211109
2715
221492
SH
OTR
1
0
221492
0
EDAP TMS S A
SPONSORED ADR
268311107
1808
283368
SH
OTR
1
0
283368
0
EMCORE CORP
COM NEW
290846203
5937
793709
SH
OTR
1
0
793709
0
EVOKE PHARMA INC
COM
30049G104
517
397742
SH
OTR
1
0
397742
0
FRANKLIN WIRELESS CORP
COM
355184102
1435
197652
SH
OTR
1
0
197652
0
GALERA THERAPEUTICS INC
COM
36338D108
3825
472180
SH
OTR
1
0
472180
0
HTG MOLECULAR DIAGNOSTICS IN
COM NEW
40434H203
817
143135
SH
OTR
1
0
143135
0
IDEAL PWR INC
COM NEW
451622203
511
33572
SH
OTR
1
0
33572
0
ISHARES TR
RUSSELL 2000 ETF
464287655
25047
114500
SH
Put
OTR
1
0
114500
0
MEDICENNA THERAPEUTICS CORP
COM
58490H107
607
215030
SH
OTR
1
0
215030
0
MYOMO INC
COM NEW
62857J201
943
79290
SH
OTR
1
0
79290
0
NLS PHARMACEUTICS LTD
*W EXP 09/25/202
H57830111
486
194560
SH
Call
OTR
1
0
194560
0
NUWELLIS INC
COM
67113Y108
383
174344
SH
OTR
1
0
174344
0
O2MICRO INTERNATIONAL LIMITE
SPONS ADR
67107W100
3683
609737
SH
OTR
1
0
609737
0
ONDAS HLDGS INC
COM NEW
68236H204
435
47407
SH
OTR
1
0
47407
0
PARATEK PHARMACEUTICALS INC
COM
699374302
1892
389440
SH
OTR
1
0
389440
0
PDF SOLUTIONS INC
COM
693282105
5674
246231
SH
OTR
1
0
246231
0
PDS BIOTECHNOLOGY CORP
COM
70465T107
2647
177589
SH
OTR
1
0
177589
0
PETVIVO HLDGS INC
COM NEW
716817408
62
22900
SH
Call
OTR
1
0
22900
0
PHOTRONICS INC
COM
719405102
4521
331669
SH
OTR
1
0
331669
0
PROCESSA PHARMACEUTICALS INC
COM NEW
74275C205
779
90968
SH
OTR
1
0
90968
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
1387
197960
SH
OTR
1
0
197960
0
RF INDS LTD
COM PAR $0.01
749552105
951
116684
SH
OTR
1
0
116684
0
SCPHARMACEUTICALS INC
COM
810648105
2000
300760
SH
OTR
1
0
300760
0
SCYNEXIS INC
COM NEW
811292200
1819
343126
SH
OTR
1
0
343126
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
5341
77434
SH
OTR
1
0
77434
0
THERATECHNOLOGIES INC
COM
88338H100
3273
708047
SH
OTR
1
0
708047
0
TRANSCODE THERAPEUTICS INC
COM
89357L105
883
295518
SH
OTR
1
0
295518
0
WIRELESS TELECOM GROUP INC
COM
976524108
899
434407
SH
OTR
1
0
434407
0
X4 PHARMACEUTICALS INC
COM
98420X103
2044
386475
SH
OTR
1
0
386475
0
YIELD10 BIOSCIENCE INC
COM
98585K862
478
79672
SH
OTR
1
0
79672
0
ACACIA RESH CORP
ACACIA TCH COM
003881307
1899
279657
SH
SOLE
279657
0
0
ADAMAS PHARMACEUTICALS INC
COM
00548A106
9627
1960663
SH
SOLE
1960663
0
0
ADTRAN INC
COM
00738A106
11705
623918
SH
SOLE
623918
0
0
ALIMERA SCIENCES INC
COM NEW
016259202
1577
373692
SH
SOLE
373692
0
0
ALLENA PHARMACEUTICALS
COM
018119107
2724
3019800
SH
SOLE
3019800
0
0
AMERICAN SUPERCONDUCTOR CORP
SHS NEW
030111207
4444
304806
SH
SOLE
304806
0
0
AMTECH SYS INC
COM PAR $0.01N
032332504
2405
210454
SH
SOLE
210454
0
0
ANNOVIS BIO INC
COM
03615A108
1479
46591
SH
SOLE
46591
0
0
ARIDIS PHARMACEUTICALS INC
COM
040334104
415
112865
SH
SOLE
112865
0
0
AVAYA HLDGS CORP
COM
05351X101
4542
229500
SH
Call
SOLE
229500
0
0
AVEO PHARMACEUTICALS INC
COM NEW
053588307
9467
1531812
SH
SOLE
1531812
0
0
AVIAT NETWORKS INC
COM NEW
05366Y201
13660
415708
SH
SOLE
415708
0
0
BK TECHNOLOGIES CORPORATION
COM
05587G104
2905
1028316
SH
SOLE
1028316
0
0
BRAINSWAY LTD
SPONSORED ADS
10501L106
2738
339701
SH
SOLE
339701
0
0
BRIDGELINE DIGITAL INC
COM
10807Q700
16375
1055619
SH
SOLE
1055619
0
0
CYCLO THERAPEUTICS INC
COM NEW
23254X201
1764
261310
SH
Call
SOLE
261310
0
0
DZS INC
COM
268211109
9165
747523
SH
SOLE
747523
0
0
DATA I O CORP
COM
237690102
2083
319044
SH
SOLE
319044
0
0
DERMATA THERAPEUTICS INC
COM
249845108
606
134925
SH
Call
SOLE
134925
0
0
DERMATA THERAPEUTICS INC
COM
249845108
606
134925
SH
SOLE
134925
0
0
EDAP TMS S A
SPONSORED ADR
268311107
5901
924882
SH
SOLE
924882
0
0
EMCORE CORP
COM NEW
290846203
19272
2576444
SH
SOLE
2576444
0
0
EVOKE PHARMA INC
COM
30049G104
1694
1303443
SH
SOLE
1303443
0
0
FRANKLIN WIRELESS CORP
COM
355184102
4228
582348
SH
SOLE
582348
0
0
GALERA THERAPEUTICS INC
COM
36338D108
12671
1564315
SH
SOLE
1564315
0
0
HTG MOLECULAR DIAGNOSTICS IN
COM NEW
40434H203
2677
468865
SH
SOLE
468865
0
0
IDEAL PWR INC
COM NEW
451622203
1686
110775
SH
SOLE
110775
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
84328
385500
SH
Put
SOLE
385500
0
0
MEDICENNA THERAPEUTICS CORP
COM
58490H107
1937
699970
SH
SOLE
699970
0
0
MYOMO INC
COM NEW
62857J201
3196
268835
SH
SOLE
268835
0
0
NLS PHARMACEUTICS LTD
*W EXP 09/25/202
H57830111
1583
633361
SH
Call
SOLE
633361
0
0
NUWELLIS INC
COM
67113Y108
1288
585656
SH
SOLE
585656
0
0
O2MICRO INTERNATIONAL LIMITE
SPONS ADR
67107W100
11166
1848665
SH
SOLE
1848665
0
0
ONDAS HLDGS INC
COM NEW
68236H204
1463
159663
SH
SOLE
159663
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
5929
1219958
SH
SOLE
1219958
0
0
PDF SOLUTIONS INC
COM
693282105
17482
758769
SH
SOLE
758769
0
0
PDS BIOTECHNOLOGY CORP
COM
70465T107
8880
595971
SH
SOLE
595971
0
0
PETVIVO HLDGS INC
COM NEW
716817408
208
77100
SH
Call
SOLE
77100
0
0
PETVIVO HLDGS INC
COM NEW
716817408
135
50000
SH
SOLE
50000
0
0
PHOTRONICS INC
COM
719405102
14162
1039065
SH
SOLE
1039065
0
0
PROCESSA PHARMACEUTICALS INC
COM NEW
74275C205
2538
296129
SH
SOLE
296129
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
4672
666467
SH
SOLE
666467
0
0
RF INDS LTD
COM PAR $0.01
749552105
3084
378353
SH
SOLE
378353
0
0
SCPHARMACEUTICALS INC
COM
810648105
6207
933361
SH
SOLE
933361
0
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
23776
1391301
SH
SOLE
1391301
0
0
THERATECHNOLOGIES INC
COM
88338H100
8689
2314989
SH
SOLE
2314989
0
0
TRANSCODE THERAPEUTICS INC
COM
89357L105
2915
974982
SH
SOLE
974982
0
0
WIRELESS TELECOM GROUP INC
COM
976524108
2967
1433232
SH
SOLE
1433232
0
0
X4 PHARMACEUTICALS INC
COM
98420X103
6761
1278065
SH
SOLE
1278065
0
0
YIELD10 BIOSCIENCE INC
COM
98585K862
1571
262328
SH
SOLE
262328
0
0