SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Massenet Arnaud

(Last) (First) (Middle)
20 NORTH AUDLEY ST.

(Street)
LONDON X0 W1K 6LX

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/08/2021
3. Issuer Name and Ticker or Trading Symbol
Aurora Acquisition Corp. [ AURC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Aurora Acquisition Corp. Warrants (AURCW) 381,114 I Held through Novator Capital Sponsor Ltd.
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Aurora Acquisition Corp. Warrants (AURCW) (1) (1) Warrants 381,114 $11.5 I Held through Novator Capital Sponsor Ltd.
Explanation of Responses:
1. The reporting person owns 381,114 Warrants. Each whole warrant is exercisable to purchase one Class A ordinary share at a price of $11.50 per Class A ordinary share, subject to adjustment, as described under the heading "Description of Securities-Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-253106). The warrants will expire at 5:00 p.m. New York City time, five years after the completion of Aurora Acquisition Corp.'s initial business combination. The warrants will become exercisable on the later of 30 days after the consummation of the Issuer's initial business combination and 12 months from the closing of this offering, as described under the heading "Description of Securities-Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-253106).
/s/ Arnaud Massenet 03/18/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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