0001420506-21-001550.txt : 20211112 0001420506-21-001550.hdr.sgml : 20211112 20211112154858 ACCESSION NUMBER: 0001420506-21-001550 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENGINE NO. 1 LLC CENTRAL INDEX KEY: 0001835549 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20881 FILM NUMBER: 211403078 BUSINESS ADDRESS: STREET 1: 710 SANSOME STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 628-207-2612 MAIL ADDRESS: STREET 1: 710 SANSOME STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001835549 XXXXXXXX 09-30-2021 09-30-2021 false ENGINE NO. 1 LLC

710 SANSOME STREET SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-20881 N Elli Kavros 628-251-1222 Elli Kavros , Deputy Chief Compliance Officer SAN FRANCISCO CA 11-12-2021 0 226 388958 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR ENGINE NO. 1 LLC 3M CO COM 88579Y101 549 3129 SH SOLE 3129 0 0 ABBOTT LABS COM 002824100 1130 9564 SH SOLE 9564 0 0 ABBVIE INC COM 00287Y109 1026 9515 SH SOLE 9515 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1093 3417 SH SOLE 3417 0 0 ACTIVISION BLIZZARD INC COM 00507V109 325 4194 SH SOLE 4194 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1481 2572 SH SOLE 2572 0 0 ADVANCED MICRO DEVICES INC COM 007903107 674 6547 SH SOLE 6547 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 257 1632 SH SOLE 1632 0 0 AIR PRODS & CHEMS INC COM 009158106 306 1194 SH SOLE 1194 0 0 AIRBNB INC COM CL A 009066101 304 1813 SH SOLE 1813 0 0 ALIGN TECHNOLOGY INC COM 016255101 264 396 SH SOLE 396 0 0 ALLSTATE CORP COM 020002101 203 1595 SH SOLE 1595 0 0 ALPHABET INC CAP STK CL A 02079K305 4334 1621 SH SOLE 1621 0 0 ALPHABET INC CAP STK CL C 02079K107 4065 1525 SH SOLE 1525 0 0 ALTRIA GROUP INC COM 02209S103 452 9927 SH SOLE 9927 0 0 AMAZON COM INC COM 023135106 7723 2351 SH SOLE 2351 0 0 AMERICAN ELEC PWR CO INC COM 025537101 218 2686 SH SOLE 2686 0 0 AMERICAN EXPRESS CO COM 025816109 580 3462 SH SOLE 3462 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 253 4610 SH SOLE 4610 0 0 AMERICAN TOWER CORP NEW COM 03027X100 650 2448 SH SOLE 2448 0 0 AMGEN INC COM 031162100 650 3055 SH SOLE 3055 0 0 AMPHENOL CORP NEW CL A 032095101 236 3223 SH SOLE 3223 0 0 ANALOG DEVICES INC COM 032654105 484 2889 SH SOLE 2889 0 0 ANTHEM INC COM 036752103 494 1324 SH SOLE 1324 0 0 AON PLC SHS CL A G0403H108 347 1215 SH SOLE 1215 0 0 APPLE INC COM 037833100 11975 84630 SH SOLE 84630 0 0 APPLIED MATLS INC COM 038222105 635 4936 SH SOLE 4936 0 0 APTIV PLC SHS G6095L109 4646 31187 SH SOLE 31187 0 0 AT&T INC COM 00206R102 1039 38469 SH SOLE 38469 0 0 AUTODESK INC COM 052769106 338 1187 SH SOLE 1187 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 454 2272 SH SOLE 2272 0 0 AUTOZONE INC COM 053332102 212 125 SH SOLE 125 0 0 BANK NEW YORK MELLON CORP COM 064058100 222 4273 SH SOLE 4273 0 0 BAXTER INTL INC COM 071813109 216 2685 SH SOLE 2685 0 0 BECTON DICKINSON & CO COM 075887109 382 1554 SH SOLE 1554 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2728 9996 SH SOLE 9996 0 0 BIOGEN INC COM 09062X103 227 803 SH SOLE 803 0 0 BK OF AMERICA CORP COM 060505104 1695 39918 SH SOLE 39918 0 0 BLACKROCK INC COM 09247X101 649 774 SH SOLE 774 0 0 BLACKSTONE INC COM 09260D107 429 3688 SH SOLE 3688 0 0 BOEING CO COM 097023105 654 2974 SH SOLE 2974 0 0 BOOKING HOLDINGS INC COM 09857L108 520 219 SH SOLE 219 0 0 BOSTON SCIENTIFIC CORP COM 101137107 333 7669 SH SOLE 7669 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 709 11984 SH SOLE 11984 0 0 BROADCOM INC COM 11135F101 1072 2211 SH SOLE 2211 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 224 1482 SH SOLE 1482 0 0 CAPITAL ONE FINL CORP COM 14040H105 390 2405 SH SOLE 2405 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 242 4670 SH SOLE 4670 0 0 CATERPILLAR INC COM 149123101 568 2957 SH SOLE 2957 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 490 674 SH SOLE 674 0 0 CHEVRON CORP NEW COM 166764100 1058 10425 SH SOLE 10425 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 285 157 SH SOLE 157 0 0 CHUBB LIMITED COM H1467J104 411 2369 SH SOLE 2369 0 0 CIGNA CORP NEW COM 125523100 366 1830 SH SOLE 1830 0 0 CISCO SYS INC COM 17275R102 1236 22711 SH SOLE 22711 0 0 CITIGROUP INC COM NEW 172967424 766 10915 SH SOLE 10915 0 0 CME GROUP INC COM 12572Q105 376 1943 SH SOLE 1943 0 0 COCA COLA CO COM 191216100 1098 20933 SH SOLE 20933 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 210 2830 SH SOLE 2830 0 0 COLGATE PALMOLIVE CO COM 194162103 344 4554 SH SOLE 4554 0 0 COMCAST CORP NEW CL A 20030N101 1381 24689 SH SOLE 24689 0 0 CONOCOPHILLIPS COM 20825C104 489 7218 SH SOLE 7218 0 0 COSTCO WHSL CORP NEW COM 22160K105 1072 2385 SH SOLE 2385 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 262 1067 SH SOLE 1067 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 405 2338 SH SOLE 2338 0 0 CSX CORP COM 126408103 361 12140 SH SOLE 12140 0 0 CVS HEALTH CORP COM 126650100 603 7103 SH SOLE 7103 0 0 DANAHER CORPORATION COM 235851102 1042 3423 SH SOLE 3423 0 0 DEERE & CO COM 244199105 19157 57174 SH SOLE 57174 0 0 DEXCOM INC COM 252131107 19703 36030 SH SOLE 36030 0 0 DIGITAL RLTY TR INC COM 253868103 221 1532 SH SOLE 1532 0 0 DISNEY WALT CO COM 254687106 1658 9799 SH SOLE 9799 0 0 DOCUSIGN INC COM 256163106 16143 62709 SH SOLE 62709 0 0 DOLLAR GEN CORP NEW COM 256677105 268 1265 SH SOLE 1265 0 0 DOMINION ENERGY INC COM 25746U109 319 4364 SH SOLE 4364 0 0 DOW INC COM 260557103 231 4019 SH SOLE 4019 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 405 4154 SH SOLE 4154 0 0 EATON CORP PLC SHS G29183103 322 2154 SH SOLE 2154 0 0 EBAY INC. 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