6-K 1 cntb_6k_20230411.htm 6-K 6-K

 

 

 

 

 

 

 

 

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM 6-K

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

REPORT OF FOREIGN PRIVATE ISSUER

 

 

PURSUANT TO RULE 13a-16 OR 15d-16

 

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

 

 

 

 

 

 

 

 

For the month of April 2023

 

 

 

 

 

 

 

 

 

Commission File Number: 001-40212

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Connect Biopharma Holdings Limited

 

 

(Translation of registrant's name into English)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

12265 El Camino Real, Suite 350

 

 

San Diego, CA 92130, USA

 

 

(Address of principal executive office)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

 

 

 

 

 

 

 

 

Form 20-F  Form 40-F

 

 

 

 

 

 

 

 

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

 

 

 

 

 

 

 

 

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

 

 

 

 

 

 


INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K

 

On April 11, 2023, Connect Biopharma Holdings Limited issued a press release announcing its financial results for the fiscal year ended December 31, 2022. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

In accordance with General Instruction B of Form 6-K, the information in this report on Form 6-K, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date hereof, except as expressly set forth by specific reference in such filing.

 

 

 

 

 


 

Exhibit Index

 

 

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release issued on April 11, 2023.

 

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Dated: April 11, 2023

 

 

 

 

 

 

 

 

CONNECT BIOPHARMA HOLDINGS LIMITED

 

 

By

 

/s/ Steven Chan

 

 

 

 

Name:

 

Steven Chan

 

 

 

 

Title:

 

Chief Financial Officer