0001850356-24-000006.txt : 20240501 0001850356-24-000006.hdr.sgml : 20240501 20240501202101 ACCESSION NUMBER: 0001850356-24-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240430 FILED AS OF DATE: 20240501 DATE AS OF CHANGE: 20240501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahlan Deirdre CENTRAL INDEX KEY: 0001850356 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40240 FILM NUMBER: 24904779 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duckhorn Portfolio, Inc. CENTRAL INDEX KEY: 0001835256 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 BUSINESS PHONE: 707-963-7108 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 FORMER COMPANY: FORMER CONFORMED NAME: Mallard Intermediate, Inc. DATE OF NAME CHANGE: 20201207 4 1 wk-form4_1714609249.xml FORM 4 X0508 4 2024-04-30 0 0001835256 Duckhorn Portfolio, Inc. NAPA 0001850356 Mahlan Deirdre 1201 DOWDELL LANE SAINT HELENA CA 94574 1 1 0 0 See Remarks 0 Common Stock 2024-04-30 4 A 0 354191 0 A 458781 D Common Stock 10000 I By Trust Performance-based RSUs 2024-04-30 4 A 0 177095 0 A 2027-04-30 Common Stock 177095 177095 D Shares held of record by Deirdre Mahlan, trustee of the Deirdre Mahlan Revocable Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Each performance-based restricted stock unit represents a contingent right to receive one share of The Duckhorn Portfolio, Inc. common stock. The performance-based restricted stock units vest upon The Duckhorn Portfolio, Inc.'s common stock achieving a specified price per share. President and Chief Executive Officer /s/ Sean Sullivan as attorney-in-fact 2024-05-01