0001850192-22-000004.txt : 20220606 0001850192-22-000004.hdr.sgml : 20220606 20220606203539 ACCESSION NUMBER: 0001850192-22-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220603 FILED AS OF DATE: 20220606 DATE AS OF CHANGE: 20220606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ryan Alex CENTRAL INDEX KEY: 0001850192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40240 FILM NUMBER: 22999603 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duckhorn Portfolio, Inc. CENTRAL INDEX KEY: 0001835256 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 BUSINESS PHONE: 707-963-7108 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 FORMER COMPANY: FORMER CONFORMED NAME: Mallard Intermediate, Inc. DATE OF NAME CHANGE: 20201207 4 1 wf-form4_165456211320549.xml FORM 4 X0306 4 2022-06-03 0 0001835256 Duckhorn Portfolio, Inc. NAPA 0001850192 Ryan Alex 1201 DOWDELL LANE SAINT HELENA CA 94574 1 1 0 0 See Remarks Common Stock 2022-06-03 4 S 0 24142 21.8522 D 1570701 I By trust Common Stock 2022-06-03 4 S 0 1800 22.2144 D 1568901 I By trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.18 to $22.11. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held of record by Alex Ryan, trustee of the Alex & Jeanine Ryan 2015 Revocable Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.19 to $22.29. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. President, Chief Executive Officer. Mr. Sullivan is signing on behalf of the Reporting Person pursuant to a Limited Power of Attorney dated March 18, 2021, which was previously filed with the Securities and Exchange Commission. /s/ Sean Sullivan, as attorney-in-fact 2022-06-06