0001850174-23-000012.txt : 20231013 0001850174-23-000012.hdr.sgml : 20231013 20231013181453 ACCESSION NUMBER: 0001850174-23-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231011 FILED AS OF DATE: 20231013 DATE AS OF CHANGE: 20231013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rasmuson Zach CENTRAL INDEX KEY: 0001850174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40240 FILM NUMBER: 231325892 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duckhorn Portfolio, Inc. CENTRAL INDEX KEY: 0001835256 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 BUSINESS PHONE: 707-963-7108 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 FORMER COMPANY: FORMER CONFORMED NAME: Mallard Intermediate, Inc. DATE OF NAME CHANGE: 20201207 4 1 wk-form4_1697235284.xml FORM 4 X0508 4 2023-10-11 0 0001835256 Duckhorn Portfolio, Inc. NAPA 0001850174 Rasmuson Zach 1201 DOWDELL LANE SAINT HELENA CA 94574 0 1 0 0 See Remarks 0 Common Stock 2023-10-11 4 A 0 41666 0 A 102654 D Common Stock 375408 I By trust Stock Options 9.90 2023-10-11 4 A 0 124998 0 A Common Stock 124998 124998 D The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% per year over a four-year period. Shares held of record by Zach Rasmuson, trustee of the Rasmuson 2016 Family Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. These stock options vest in four (4) equal annual installments, commencing September 19, 2023, and expire on the tenth anniversary of the grant. Executive Vice President, Chief Operating Officer. /s/ Sean Sullivan, as attorney-in-fact 2023-10-13