0001850174-23-000012.txt : 20231013
0001850174-23-000012.hdr.sgml : 20231013
20231013181453
ACCESSION NUMBER: 0001850174-23-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231011
FILED AS OF DATE: 20231013
DATE AS OF CHANGE: 20231013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rasmuson Zach
CENTRAL INDEX KEY: 0001850174
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40240
FILM NUMBER: 231325892
MAIL ADDRESS:
STREET 1: 1201 DOWDELL LANE
CITY: SAINT HELENA
STATE: CA
ZIP: 94574
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Duckhorn Portfolio, Inc.
CENTRAL INDEX KEY: 0001835256
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1201 DOWDELL LANE
CITY: SAINT HELENA
STATE: CA
ZIP: 94574
BUSINESS PHONE: 707-963-7108
MAIL ADDRESS:
STREET 1: 1201 DOWDELL LANE
CITY: SAINT HELENA
STATE: CA
ZIP: 94574
FORMER COMPANY:
FORMER CONFORMED NAME: Mallard Intermediate, Inc.
DATE OF NAME CHANGE: 20201207
4
1
wk-form4_1697235284.xml
FORM 4
X0508
4
2023-10-11
0
0001835256
Duckhorn Portfolio, Inc.
NAPA
0001850174
Rasmuson Zach
1201 DOWDELL LANE
SAINT HELENA
CA
94574
0
1
0
0
See Remarks
0
Common Stock
2023-10-11
4
A
0
41666
0
A
102654
D
Common Stock
375408
I
By trust
Stock Options
9.90
2023-10-11
4
A
0
124998
0
A
Common Stock
124998
124998
D
The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% per year over a four-year period.
Shares held of record by Zach Rasmuson, trustee of the Rasmuson 2016 Family Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
These stock options vest in four (4) equal annual installments, commencing September 19, 2023, and expire on the tenth anniversary of the grant.
Executive Vice President, Chief Operating Officer.
/s/ Sean Sullivan, as attorney-in-fact
2023-10-13