Compliance Manager

0001834505-21-000002.txt : 20210716 0001834505-21-000002.hdr.sgml : 20210716 20210716164336 ACCESSION NUMBER: 0001834505-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210716 DATE AS OF CHANGE: 20210716 EFFECTIVENESS DATE: 20210716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001834505 IRS NUMBER: 472409222 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21295 FILM NUMBER: 211095908 BUSINESS ADDRESS: STREET 1: 2355 E. CAMELBACK ROAD STREET 2: SUITE 425 CITY: PHOENIX STATE: AZ ZIP: 85016 BUSINESS PHONE: 6027755400 MAIL ADDRESS: STREET 1: 2355 E. CAMELBACK ROAD STREET 2: SUITE 425 CITY: PHOENIX STATE: AZ ZIP: 85016 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001834505 XXXXXXXX 03-31-2021 03-31-2021 HERITAGE WEALTH MANAGEMENT, LLC

2355 E. CAMELBACK ROAD SUITE 425 PHOENIX AZ 85016

13F HOLDINGS REPORT 028-21295 N Torian Erker Compliance Manager 7704622118 Torian Erker Midlothian VA 07-16-2021 0 725 177517 false INFORMATION TABLE 2 q12021.xml OCCIDENTAL PETE CORP WT EXP *W EXP 08/03/202 674599162 1 75 SH SOLE 0 0 75 iShares 0-5 Year High Yield Corp Bd ETF 0-5YR HI YL CP 46434V407 806 17604 SH SOLE 0 0 17604 iShares 0-5 Year Invmt Grade Corp Bd ETF 0-5YR INVT GR CP 46434V100 1510 29166 SH SOLE 0 0 29166 1-3 Year U.S. Treasury Note ETF 1 3 YR TREAS BD 464287457 41 481 SH SOLE 0 0 481 SCHWAB 1 5 YEAR CORP BOND ETF 1 5YR CORP BD 808524714 235 4605 SH SOLE 0 0 4605 iShares Long-Term Corporate Bond ETF 10+ YR INVST GRD 464289511 148 2224 SH SOLE 0 0 2224 20 Yr U.S.T. Bond Fund ETF 20 YR TR BD ETF 464287432 120 886 SH SOLE 0 0 886 Vanguard S&P 500 Value ETF 500 VAL IDX FD 921932703 14 102 SH SOLE 0 0 102 Goldman Sachs Access Treasury 0-1 Yr ETF ACCES TREASURY 381430529 8 77 SH SOLE 0 0 77 Goldman Sachs Access Hi Yld Corp Bd ETF ACCESS HIG YLD 381430453 4 86 SH SOLE 0 0 86 Goldman Sachs Etf Tr Access Inflati ACCESS INFLATI 381430362 23 412 SH SOLE 0 0 412 Goldman Sachs Acss Invmt Grd Corp Bd ETF ACCESS INVT GR 381430479 6 106 SH SOLE 0 0 106 Goldman Sachs ActiveBeta EMkts Eq ETF ACTIVEBETA EME 381430206 6 156 SH SOLE 0 0 156 Goldman Sachs ActiveBeta Intl Eq ETF ACTIVEBETA INT 381430107 27 831 SH SOLE 0 0 831 Goldman Sachs ActiveBeta US SmCp Eq ETF ACTIVEBETA US 381430602 6 97 SH SOLE 0 0 97 Goldman Sachs ActiveBeta US LgCp Eq ETF ACTIVEBETA US LG 381430503 109 1380 SH SOLE 0 0 1380 CRH PLC ADR 12626K203 16 350 SH SOLE 0 0 350 Novo Nordisk A/S ADR 670100205 61 911 SH SOLE 0 0 911 GW Pharmaceuticals PLC ADS 36197T103 7 30 SH SOLE 0 0 30 Trip.com Group Ltd ADS 89677Q107 52 1322 SH SOLE 0 0 1322 iShares Agency Bond AGENCY BOND ETF 464288166 461 3913 SH SOLE 0 0 3913 AGFiQ US Market Neutral Anti-Beta AGFIQ US MK ANTI 00110G408 196 11460 SH SOLE 0 0 11460 iShares Core Aggressive Allocation ETF AGGRES ALLOC ETF 464289859 66 985 SH SOLE 0 0 985 VANGUARD FTSE ALL-WORLD EX-US ETF ALLWRLD EX US 922042775 74 1214 SH SOLE 0 0 1214 iShares Asia 50 ASIA 50 ETF 464288430 10 105 SH SOLE 0 0 105 iShares Short Maturity Municipal Bd ETF BLACKROCK SHORT 46431W838 4 81 SH SOLE 0 0 81 iShares Short Maturity Bond BLACKROCK ST MAT 46431W507 996 19849 SH SOLE 0 0 19849 Amplify BlackSwan Gr & Trsry Cor ETF BLACKSWAN GRWT 032108888 220 6895 SH SOLE 0 0 6895 Amplify Transformational Data Shrg ETF BLOCKCHAIN LDR 032108607 21 370 SH SOLE 0 0 370 Barclays High Yield Bond ETF BLOOMBERG BRCLYS 78468R622 71 653 SH SOLE 0 0 653 Ishares Tr Broad Usd High BROAD USD HIGH 46435U853 5112 124119 SH SOLE 0 0 124119 Guggenheim BulletShrs 2022 Corp Bd ETF BULSHS 2022 CB 46138J882 215 9914 SH SOLE 0 0 9914 Guggenheim BulletShrs 2022 HY CorpBd ETF BULSHS 2022 HY 46138J874 55 2355 SH SOLE 0 0 2355 Invesco BulletShares 2024 Corp Bd ETF BULSHS 2024 CB 46138J841 159 7170 SH SOLE 0 0 7170 Invesco BulletShares 2026 Corp Bd ETF BULSHS 2026 CB 46138J791 78 3650 SH SOLE 0 0 3650 Alphabet Inc Cap Stk Cl A CAP STK CL A 02079K305 464 225 SH SOLE 0 0 225 Alphabet Inc Class C CAP STK CL C 02079K107 219 106 SH SOLE 0 0 106 First Trust Capital Strength ETF CAP STRENGTH ETF 33733E104 23 320 SH SOLE 0 0 320 Amphenol Corp CL A 032095101 25 383 SH SOLE 0 0 383 Appian Corp Cl A CL A 03782L101 328 2467 SH SOLE 0 0 2467 Atlassian Corporation PLC CL A G06242104 5 25 SH SOLE 0 0 25 Bio-Rad Laboratories Inc CL A 090572207 19 33 SH SOLE 0 0 33 Booz Allen Hamilton Holding Corp CL A 099502106 214 2660 SH SOLE 0 0 2660 CACI International Inc CL A 127190304 52 212 SH SOLE 0 0 212 CHURCHILL CAPITAL CL A ORD CL A 171439102 1 50 SH SOLE 0 0 50 Comcast Corp New Cl A CL A 20030N101 810 14978 SH SOLE 0 0 14978 EchoStar Corp CL A 278768106 67 2800 SH SOLE 0 0 2800 Facebook Inc Class A CL A 30303M102 213 723 SH SOLE 0 0 723 Globus Medical Inc CL A 379577208 61 994 SH SOLE 0 0 994 Houlihan Lokey Inc CL A 441593100 31 471 SH SOLE 0 0 471 Lauder Estee Co Inc Cl A CL A 518439104 15 52 SH SOLE 0 0 52 Marriott International Inc CL A 571903202 310 2094 SH SOLE 0 0 2094 Mastercard Inc CL A 57636Q104 910 2555 SH SOLE 0 0 2555 Moelis & Co CL A 60786M105 60 1098 SH SOLE 0 0 1098 Nexstar Media Group Inc CL A 65336K103 90 642 SH SOLE 0 0 642 Nutanix Inc CL A 67059N108 85 3219 SH SOLE 0 0 3219 Pure Storage Inc CL A 74624M102 5 210 SH SOLE 0 0 210 Square Inc CL A 852234103 593 2611 SH SOLE 0 0 2611 The Scotts Miracle Gro Co CL A 810186106 163 667 SH SOLE 0 0 667 Zebra Technologies Corp CL A 989207105 177 365 SH SOLE 0 0 365 Zoetis Inc CL A 98978V103 41 260 SH SOLE 0 0 260 Zoom video communications-A CL A 98980L101 12 36 SH SOLE 0 0 36 Zynga Inc Class A CL A 98986T108 256 25067 SH SOLE 0 0 25067 Datadog Inc CL A COM 23804L103 18 217 SH SOLE 0 0 217 VMware Inc CL A COM 928563402 150 996 SH SOLE 0 0 996 Healthcare Trust of America Inc CL A NEW 42225P501 45 1620 SH SOLE 0 0 1620 CGI Inc CL A SUB VTG 12532H104 14 164 SH SOLE 0 0 164 Freeport Mcmoran Copper CL B 35671D857 17 527 SH SOLE 0 0 527 Nike Inc. Class B CL B 654106103 63 472 SH SOLE 0 0 472 Berkshire Hathaway B New CL B NEW 084670702 506 1980 SH SOLE 0 0 1980 Dell Inc. CL C 24703L202 14 160 SH SOLE 0 0 160 Evercore Inc CLASS A 29977A105 9 67 SH SOLE 0 0 67 ClearBridge Dividend Strategy ESG ETF CLEARBRIDGE DI 524682309 62 1639 SH SOLE 0 0 1639 iShares Cohen & Steers REIT ETF COHEN STEER REIT 464287564 233 4027 SH SOLE 0 0 4027 2U Inc COM 90214J101 141 3678 SH SOLE 0 0 3678 3M Company COM 88579Y101 130 68 SH SOLE 0 0 68 8x8 Inc New COM 282914100 9 350 SH SOLE 0 0 350 A T & T Inc New COM 00206R102 188 6216 SH SOLE 0 0 6216 A.O. Smith Corp COM 831865209 99 1457 SH SOLE 0 0 1457 Abbott Laboratories COM 002824100 704 5876 SH SOLE 0 0 5876 Abbvie Inc. COM 00287Y109 9 87 SH SOLE 0 0 87 Abiomed Inc COM 003654100 13 42 SH SOLE 0 0 42 Activision Blizzard Inc COM 00507V109 177 1902 SH SOLE 0 0 1902 Adobe Systems Inc COM 00724F101 197 415 SH SOLE 0 0 415 Advanced Micro Devices Inc COM 007903107 161 2056 SH SOLE 0 0 2056 Agree Realty Corp COM 008492100 48 712 SH SOLE 0 0 712 Air Products & Chemicals Inc COM 009158106 6 22 SH SOLE 0 0 22 Akamai Technologies COM 00971T101 1 8 SH SOLE 0 0 8 Alaska Air Group Inc COM 011659109 16 224 SH SOLE 0 0 224 Alexco Resource Corp COM 01535P106 4 1790 SH SOLE 0 0 1790 Alexion Pharma Inc. COM 015351109 9 60 SH SOLE 0 0 60 Alliant Energy Corp COM 018802108 23 427 SH SOLE 0 0 427 Allstate Corp COM 020002101 16 135 SH SOLE 0 0 135 Altria Group Inc COM 02209S103 190 3715 SH SOLE 0 0 3715 Amazon Com Inc COM 023135106 1334 431 SH SOLE 0 0 431 Amedisys Inc COM 023436108 246 929 SH SOLE 0 0 929 American Assets Trust Inc COM 024013104 4 126 SH SOLE 0 0 126 American Campus Communities Inc COM 024835100 72 1675 SH SOLE 0 0 1675 American Electric Power Co Inc COM 025537101 61 715 SH SOLE 0 0 715 American Express Company COM 025816109 1379 9749 SH SOLE 0 0 9749 American Tower Corp COM 03027X100 1437 6010 SH SOLE 0 0 6010 American Water Works Co Inc COM 030420103 37 245 SH SOLE 0 0 245 American Woodmark Corp COM 030506109 58 589 SH SOLE 0 0 589 AMERISAFE Inc COM 03071H100 4 66 SH SOLE 0 0 66 AMETEK Inc COM 031100100 71 556 SH SOLE 0 0 556 Amgen Inc.orporated COM 031162100 31 125 SH SOLE 0 0 125 AMN Healthcare Services Inc COM 001744101 94 1278 SH SOLE 0 0 1278 Analog Devices Inc. COM 032654105 1245 8025 SH SOLE 0 0 8025 Annaly Capital Management COM 035710409 1 140 SH SOLE 0 0 140 Ansys Inc COM 03662Q105 317 934 SH SOLE 0 0 934 Anthem Inc COM 036752103 4 10 SH SOLE 0 0 10 Apple Inc. COM 037833100 3715 30410 SH SOLE 0 0 30410 Applied Materials Inc COM 038222105 281 2107 SH SOLE 0 0 2107 Ares Capital Corporation COM 04010L103 35 1875 SH SOLE 0 0 1875 Arista Networks Inc COM 040413106 32 107 SH SOLE 0 0 107 Aspen Technology Inc COM 045327103 108 746 SH SOLE 0 0 746 Astronics Corp COM 046433108 1 80 SH SOLE 0 0 80 Atlantic Un Bankshares Corp COM 04911A107 69 1811 SH SOLE 0 0 1811 Auto Data Processing COM 053015103 60 318 SH SOLE 0 0 318 AutoNation Inc COM 05329W102 17 185 SH SOLE 0 0 185 AutoZone Inc COM 053332102 239 170 SH SOLE 0 0 170 Avangrid Inc COM 05351W103 49 990 SH SOLE 0 0 990 Axon Enterprise Inc COM 05464C101 18 125 SH SOLE 0 0 125 Balchem Corp COM 057665200 69 552 SH SOLE 0 0 552 Bank Of America Corp. COM 060505104 472 12198 SH SOLE 0 0 12198 Bank of New York Mellon Corp COM 064058100 17 356 SH SOLE 0 0 356 Barnes Group Inc COM 067806109 42 841 SH SOLE 0 0 841 Barrick Gold Corp COM 067901108 9 474 SH SOLE 0 0 474 Baxter International Inc COM 071813109 29 340 SH SOLE 0 0 340 Becton Dickinson and Co COM 075887109 16 64 SH SOLE 0 0 64 Benchmark Electronics Inc COM 08160H101 61 1970 SH SOLE 0 0 1970 Berry Global Group Inc COM 08579W103 7 114 SH SOLE 0 0 114 Beyond Meat Inc COM 08862E109 2 16 SH SOLE 0 0 16 Bio- Techne Corp COM 09073M104 12 32 SH SOLE 0 0 32 Blackbaud Inc COM 09227Q100 39 552 SH SOLE 0 0 552 Blackline Inc COM 09239B109 245 2258 SH SOLE 0 0 2258 Blackrock Inc COM 09247X101 72 95 SH SOLE 0 0 95 BlackRock MuniYield CA Quality COM 09254N103 39 2630 SH SOLE 0 0 2630 Blackstone Group LP COM 09260D107 55 738 SH SOLE 0 0 738 Boeing Co COM 097023105 308 1210 SH SOLE 0 0 1210 Booking Hldgs Inc COM 09857L108 19 8 SH SOLE 0 0 8 Boot Barn Holdings Inc COM 099406100 94 1512 SH SOLE 0 0 1512 Boston Scientific Corp COM 101137107 31 799 SH SOLE 0 0 799 Bottomline Technologies Inc COM 101388106 46 1012 SH SOLE 0 0 1012 Bright Horizons Family Solutions Inc COM 109194100 67 393 SH SOLE 0 0 393 Bristol-Myers Squibb Co. COM 110122108 175 2769 SH SOLE 0 0 2769 Broadcom Ltd COM 11135F101 1229 2652 SH SOLE 0 0 2652 Broadridge Financial Solutions Inc COM 11133T103 48 316 SH SOLE 0 0 316 Brooks Automation Inc COM 114340102 63 765 SH SOLE 0 0 765 Buckle Inc COM 118440106 2641 67240 SH SOLE 0 0 67240 C M S Energy Corp COM 125896100 21 350 SH SOLE 0 0 350 C S X Corp COM 126408103 873 9056 SH SOLE 0 0 9056 C V S Caremark Corp COM 126650100 79 1051 SH SOLE 0 0 1051 Calavo Growers Inc COM 128246105 4 51 SH SOLE 0 0 51 Canadian Pacific Railway Ltd COM 13645T100 9 25 SH SOLE 0 0 25 Canopy Growth Corp COM 138035100 14 443 SH SOLE 0 0 443 Cantel Medical Corp COM 138098108 3 43 SH SOLE 0 0 43 Capstone Turbine Corp COM 14067D508 3 329 SH SOLE 0 0 329 Carrier Global Corp-Wi COM 14448C104 7 165 SH SOLE 0 0 165 Casey s General Stores Inc COM 147528103 6 28 SH SOLE 0 0 28 Cass Information Systems Inc COM 14808P109 34 745 SH SOLE 0 0 745 Catalent Inc COM 148806102 12 118 SH SOLE 0 0 118 Caterpillar Inc. COM 149123101 67 288 SH SOLE 0 0 288 CDK Global Inc COM 12508E101 10 194 SH SOLE 0 0 194 CDW Corp COM 12514G108 82 492 SH SOLE 0 0 492 Charles River Laboratories International Inc COM 159864107 119 412 SH SOLE 0 0 412 Charles Schwab Corp COM 808513105 11 172 SH SOLE 0 0 172 Chemed Corp COM 16359R103 231 503 SH SOLE 0 0 503 Chesapeake Utilities Corp COM 165303108 38 331 SH SOLE 0 0 331 Chevron Corp. COM 166764100 207 1973 SH SOLE 0 0 1973 Chipotle Mexican Grill Inc COM 169656105 14 10 SH SOLE 0 0 10 Chubb Corp COM H1467J104 148 940 SH SOLE 0 0 940 Cigna Holding Co COM 125523100 7 29 SH SOLE 0 0 29 Cincinnati Financial Corp COM 172062101 64 619 SH SOLE 0 0 619 Cintas Corp COM 172908105 43 127 SH SOLE 0 0 127 Cisco Systems Inc. COM 17275R102 735 14222 SH SOLE 0 0 14222 Clorox Co COM 189054109 33 169 SH SOLE 0 0 169 CME Group Inc Class A COM 12572Q105 43 210 SH SOLE 0 0 210 CNX Resources Corp COM 12653C108 67 4544 SH SOLE 0 0 4544 Coca-Cola Company COM 191216100 112 2122 SH SOLE 0 0 2122 Coca-Cola Consolidated Inc COM 191098102 66 230 SH SOLE 0 0 230 Cognex Corp COM 192422103 14 170 SH SOLE 0 0 170 Colgate-Palmolive Co COM 194162103 29 362 SH SOLE 0 0 362 Comfort Systems USA Inc COM 199908104 60 798 SH SOLE 0 0 798 Conduent Inc COM 206787103 5 700 SH SOLE 0 0 700 ConocoPhillips COM 20825C104 19 359 SH SOLE 0 0 359 Consolidated Edison Inc COM 209115104 6 85 SH SOLE 0 0 85 Copart Inc COM 217204106 61 564 SH SOLE 0 0 564 CoreSite Realty Corp COM 21870Q105 4 35 SH SOLE 0 0 35 Corning Inc COM 219350105 7 150 SH SOLE 0 0 150 Corteva Inc com COM 22052L104 9 203 SH SOLE 0 0 203 CoStar Group Inc COM 22160N109 428 521 SH SOLE 0 0 521 Costco Whsl Corp New COM 22160K105 326 926 SH SOLE 0 0 926 Crown Castle International Corp COM 22822V101 818 4752 SH SOLE 0 0 4752 CSW Industrials Inc COM 126402106 57 423 SH SOLE 0 0 423 CTS Corp COM 126501105 41 1308 SH SOLE 0 0 1308 D.R. Horton Inc COM 23331A109 218 2448 SH SOLE 0 0 2448 Danaher Corp. Del COM 235851102 358 1590 SH SOLE 0 0 1590 Darden Restaurants Inc COM 237194105 48 341 SH SOLE 0 0 341 Devon Energy Corp COM 25179M103 1 50 SH SOLE 0 0 50 DEXCOM INC COM COM 252131107 20 55 SH SOLE 0 0 55 Dicks Sporting Goods Inc COM 253393102 8 108 SH SOLE 0 0 108 Digital Realty TRUST Inc COM 253868103 117 833 SH SOLE 0 0 833 Diodes Inc COM 254543101 40 501 SH SOLE 0 0 501 Discover Financial Services COM 254709108 377 3968 SH SOLE 0 0 3968 Docusign INC COM 256163106 4 20 SH SOLE 0 0 20 Dollar General Corp COM 256677105 119 588 SH SOLE 0 0 588 Dominion Resources Inc COM 25746U109 79 1043 SH SOLE 0 0 1043 Dorman Products Inc COM 258278100 82 799 SH SOLE 0 0 799 Dow Chemical Company COM 260557103 59 930 SH SOLE 0 0 930 Eagle Bancorp Inc COM 268948106 5 89 SH SOLE 0 0 89 Easterly Government Properties Inc COM 27616P103 48 2323 SH SOLE 0 0 2323 eBay Inc COM 278642103 7 119 SH SOLE 0 0 119 Ecolab Inc COM 278865100 261 1218 SH SOLE 0 0 1218 Edwards Lifesciences Corp COM 28176E108 241 2886 SH SOLE 0 0 2886 ELANCO ANIMAL HEALTH INC COM 28414H103 83 2827 SH SOLE 0 0 2827 Electronic Arts Inc COM 285512109 12 90 SH SOLE 0 0 90 Emerson Electric Co COM 291011104 51 568 SH SOLE 0 0 568 EnerSys COM 29275Y102 51 562 SH SOLE 0 0 562 Ensign Group Inc COM 29358P101 141 1502 SH SOLE 0 0 1502 Entergy Corp COM 29364G103 10 97 SH SOLE 0 0 97 Equifax Inc COM 294429105 101 560 SH SOLE 0 0 560 Equinix Inc COM 29444U700 35 52 SH SOLE 0 0 52 Equity Lifestyle Properties Inc COM 29472R108 18 284 SH SOLE 0 0 284 Essex Property Trust Inc COM 297178105 23 85 SH SOLE 0 0 85 Everest Re Group Ltd COM G3223R108 37 150 SH SOLE 0 0 150 Eversource Energy COM 30040W108 58 668 SH SOLE 0 0 668 Exact Sciences Corp COM 30063P105 25 190 SH SOLE 0 0 190 Exelon Corporation COM 30161N101 2 43 SH SOLE 0 0 43 ExlService Holdings Inc COM 302081104 61 673 SH SOLE 0 0 673 Exponent Inc COM 30214U102 75 769 SH SOLE 0 0 769 Exxon Mobil Corporation COM 30231G102 169 3025 SH SOLE 0 0 3025 F5 Networks Inc COM 315616102 1 4 SH SOLE 0 0 4 Fair Isaac Corp COM 303250104 263 542 SH SOLE 0 0 542 Fastenal Co COM 311900104 270 5379 SH SOLE 0 0 5379 Fedex Corporation COM 31428X106 14 48 SH SOLE 0 0 48 Fidelity National Information Services Inc COM 31620M106 130 922 SH SOLE 0 0 922 Fifth Third Bancorp COM 316773100 29 774 SH SOLE 0 0 774 First Financial Bankshares Inc COM 32020R109 29 611 SH SOLE 0 0 611 First Majestic Silver Corp COM 32076V103 6 361 SH SOLE 0 0 361 First Midwest Bancorp Inc COM 320867104 5 229 SH SOLE 0 0 229 FIRST TRST HGH YLD OPPORT 2027 CF COM 33741Q107 89 4500 SH SOLE 0 0 4500 Five Below Inc COM 33829M101 285 1496 SH SOLE 0 0 1496 Five9 Inc COM 338307101 113 720 SH SOLE 0 0 720 FLIR Systems Inc COM 302445101 50 884 SH SOLE 0 0 884 Ford Motor Company COM 345370860 21 1734 SH SOLE 0 0 1734 Fortinet Inc COM 34959E109 60 326 SH SOLE 0 0 326 Fortive Corp Com COM 34959J108 1 10 SH SOLE 0 0 10 Forward Air Corp COM 349853101 72 813 SH SOLE 0 0 813 Franklin Electric Co Inc COM 353514102 72 915 SH SOLE 0 0 915 FS Investment Corp COM 302635206 18 889 SH SOLE 0 0 889 FS KKR CAPITAL CORP. II COM 35952V303 822 42084 SH SOLE 0 0 42084 FuelCell Energy Inc COM 35952H601 721 50000 SH SOLE 0 0 50000 Gallagher Arthur J & Co COM 363576109 21 169 SH SOLE 0 0 169 Generac Holdings Inc COM 368736104 3 10 SH SOLE 0 0 10 General Electric Company COM 369604103 126 9633 SH SOLE 0 0 9633 GENERAL MILLS INC COM 370334104 58 950 SH SOLE 0 0 950 Gentex Corp COM 371901109 142 3970 SH SOLE 0 0 3970 Getty Realty Corp COM 374297109 33 1170 SH SOLE 0 0 1170 G-III Apparel Group Ltd COM 36237H101 54 1802 SH SOLE 0 0 1802 Gilead Sciences Inc COM 375558103 13 196 SH SOLE 0 0 196 Gladstone Capital Corp COM 376535100 10 1000 SH SOLE 0 0 1000 Golden Minerals Co COM 381119106 15 23200 SH SOLE 0 0 23200 Goldman Sachs Group Inc COM 38141G104 82 250 SH SOLE 0 0 250 Grand Canyon Education Inc COM 38526M106 330 3080 SH SOLE 0 0 3080 Gray Television Inc COM 389375106 6 302 SH SOLE 0 0 302 Great Western Bancorp Inc COM 391416104 4 129 SH SOLE 0 0 129 GrubHub Inc COM 400110102 2 40 SH SOLE 0 0 40 Guidewire Software Inc COM 40171V100 104 1024 SH SOLE 0 0 1024 HCA Holdings Inc COM 40412C101 31 165 SH SOLE 0 0 165 Health Catalyst Inc COM 42225T107 150 3210 SH SOLE 0 0 3210 Healthcare Services Group Inc COM 421906108 160 5705 SH SOLE 0 0 5705 Healthpeak Properties Ord COM 42250P103 12 375 SH SOLE 0 0 375 Heico Corp COM 422806109 372 2997 SH SOLE 0 0 2997 Hess Corporation COM 42809H107 35 501 SH SOLE 0 0 501 Hilton Worldwide Holdings Inc COM 43300A203 61 503 SH SOLE 0 0 503 Hologic Inc COM 436440101 5 62 SH SOLE 0 0 62 Home Depot Inc. COM 437076102 1056 3459 SH SOLE 0 0 3459 Honeywell International COM 438516106 1527 7034 SH SOLE 0 0 7034 Hormel Foods Corp COM 440452100 77 67215 SH SOLE 0 0 67215 HubSpot Inc COM 443573100 80 177 SH SOLE 0 0 177 Hudson Pacific Properties Inc COM 444097109 4 130 SH SOLE 0 0 130 Humana Inc COM 444859102 6 14 SH SOLE 0 0 14 IAC/InterActiveCorp COM 44891N109 240 1108 SH SOLE 0 0 1108 IBM COM 459200101 35 265 SH SOLE 0 0 265 ICF International Inc COM 44925C103 78 895 SH SOLE 0 0 895 ICU Medical Inc COM 44930G107 10 47 SH SOLE 0 0 47 Idacorp Inc COM 451107106 68 678 SH SOLE 0 0 678 IDEXX Laboratories Inc COM 45168D104 237 485 SH SOLE 0 0 485 Illumina Inc COM 452327109 186 483 SH SOLE 0 0 483 Innospec Inc COM 45768S105 5 48 SH SOLE 0 0 48 Innovative Industrial Properties Inc COM 45781V101 41 230 SH SOLE 0 0 230 Inphi Corp COM 45772F107 21 115 SH SOLE 0 0 115 INSULET CORPORATION COM COM 45784P101 29 110 SH SOLE 0 0 110 Intel Corp. COM 458140100 423 6612 SH SOLE 0 0 6612 Intercontinental Exchange Inc COM 45866F104 937 8388 SH SOLE 0 0 8388 International Bancshares Corp COM 459044103 93 2000 SH SOLE 0 0 2000 International Paper Co COM 460146103 16 304 SH SOLE 0 0 304 Ionis Pharmaceuticals Inc COM 462222100 20 450 SH SOLE 0 0 450 Iridium Communications Inc COM 46269C102 11 258 SH SOLE 0 0 258 iRobot Corp COM 462726100 32 260 SH SOLE 0 0 260 Iron Mountain Inc COM 46284V101 4 115 SH SOLE 0 0 115 J&J Snack Foods Corp COM 466032109 49 313 SH SOLE 0 0 313 Jack Henry & Associates Inc COM 426281101 186 1225 SH SOLE 0 0 1225 James River Group Holdings Ltd COM G5005R107 7 156 SH SOLE 0 0 156 Johnson & Johnson COM 478160104 109 664 SH SOLE 0 0 664 JPMorgan Chase & Co. COM 46625H100 1502 9865 SH SOLE 0 0 9865 KELLOGG CO COM 487836108 5 75 SH SOLE 0 0 75 Keysight Technologies Inc COM 49338L103 14 100 SH SOLE 0 0 100 Kforce Inc COM 493732101 67 1241 SH SOLE 0 0 1241 Kimberly-Clark Corp. COM 494368103 131 941 SH SOLE 0 0 941 Kinder Morgan Inc COM 49456B101 7 435 SH SOLE 0 0 435 Kinross Gold Corp COM 496902404 17 2580 SH SOLE 0 0 2580 Kohls Corp COM 500255104 6 100 SH SOLE 0 0 100 L Brands Inc COM 501797104 13 203 SH SOLE 0 0 203 L3Harris Technologies Inc COM 502431109 17 82 SH SOLE 0 0 82 Lam Research Corporation COM 512807108 222 373 SH SOLE 0 0 373 Lamb Weston Holdings Inc COM 513272104 46 599 SH SOLE 0 0 599 Landstar System Inc COM 515098101 6 37 SH SOLE 0 0 37 La-Z-Boy Inc COM 505336107 63 1481 SH SOLE 0 0 1481 Lending Tree Inc COM 52603B107 7 32 SH SOLE 0 0 32 Lennox International Inc COM 526107107 88 283 SH SOLE 0 0 283 LGI Homes Inc COM 50187T106 47 313 SH SOLE 0 0 313 LHC Group Inc COM 50187A107 38 198 SH SOLE 0 0 198 Lilly Eli & Company COM 532457108 681 3643 SH SOLE 0 0 3643 Littelfuse Inc COM 537008104 9 35 SH SOLE 0 0 35 Lockheed Martin Corp COM 539830109 1054 2851 SH SOLE 0 0 2851 Lowe s Companies Inc COM 548661107 1506 7920 SH SOLE 0 0 7920 LPL Financial Holdings Inc COM 50212V100 90 635 SH SOLE 0 0 635 Lululemon Athletica Inc COM 550021109 7 23 SH SOLE 0 0 23 Lumen Technologies Inc COM 550241103 3 224 SH SOLE 0 0 224 Magna International Inc COM 559222401 4 50 SH SOLE 0 0 50 Marathon Oil Corp COM 565849106 4 374 SH SOLE 0 0 374 Marathon Petroleum Corp COM 56585A102 62 1164 SH SOLE 0 0 1164 Marriott Vacations Worldwide Corp COM 57164Y107 49 283 SH SOLE 0 0 283 Marsh & Mclennan Companies Inc COM 571748102 172 1414 SH SOLE 0 0 1414 Masco Corp COM 574599106 19 320 SH SOLE 0 0 320 Masimo Corp COM 574795100 14 60 SH SOLE 0 0 60 McDonalds Corp. COM 580135101 109 485 SH SOLE 0 0 485 McKesson Corp COM 58155Q103 381 1952 SH SOLE 0 0 1952 Medpace Hldgs Inccom COM 58506Q109 75 460 SH SOLE 0 0 460 Mercantile Bank Corp COM 587376104 37 1153 SH SOLE 0 0 1153 Merck & Co Inc. COM 58933Y105 784 10171 SH SOLE 0 0 10171 Merit Medical Systems Inc COM 589889104 9 143 SH SOLE 0 0 143 Meritage Homes Corp COM 59001A102 9 100 SH SOLE 0 0 100 MetLife Inc COM 59156R108 64 35418 SH SOLE 0 0 35418 MGE Energy Inc COM 55277P104 14 200 SH SOLE 0 0 200 MGM Resorts International COM 552953101 28 750 SH SOLE 0 0 750 Microsoft Corp. COM 594918104 3303 14008 SH SOLE 0 0 14008 Mid-America Apartment Communities Inc COM 59522J103 60 415 SH SOLE 0 0 415 Moderna Inc COM 60770K107 13 100 SH SOLE 0 0 100 Monolithic Power Systems Inc COM 609839105 25 72 SH SOLE 0 0 72 Monro Inc COM 610236101 5 77 SH SOLE 0 0 77 Moodys Corp COM 615369105 657 2201 SH SOLE 0 0 2201 Mosaic Co COM 61945C103 9 300 SH SOLE 0 0 300 Movado Group Inc COM 624580106 70 2449 SH SOLE 0 0 2449 MR COOPER GROUP INC COM 62482R107 4 104 SH SOLE 0 0 104 MSCI Inc COM 55354G100 76 181 SH SOLE 0 0 181 Mylan Nv COM 92556V106 11 795 SH SOLE 0 0 795 Nasdaq Inc COM 631103108 21 140 SH SOLE 0 0 140 National Health Investors Inc COM 63633D104 13 185 SH SOLE 0 0 185 National Instruments Corp COM 636518102 137 3176 SH SOLE 0 0 3176 National Retail Pptys COM 637417106 55 1245 SH SOLE 0 0 1245 Neogen Corp COM 640491106 102 1144 SH SOLE 0 0 1144 Netflix Inc COM 64110L106 170 325 SH SOLE 0 0 325 Newmont Mining Corp COM 651639106 2 36 SH SOLE 0 0 36 Nextera Energy Inc COM 65339F101 71 940 SH SOLE 0 0 940 Nordson Corp COM 655663102 97 486 SH SOLE 0 0 486 Norfolk Southern Corp COM 655844108 24 90 SH SOLE 0 0 90 NORTHROP GRUMMAN CORP COM 666807102 716 2213 SH SOLE 0 0 2213 Novanta Inc Com COM 67000B104 36 275 SH SOLE 0 0 275 Nuveen Core Equity Alpha COM 67090X107 11 700 SH SOLE 0 0 700 Nuveen Pref & Income Securities Fund COM 67072C105 11 1100 SH SOLE 0 0 1100 Nuveen S&P 500 Dynamic Overwrite COM 6706EW100 13 775 SH SOLE 0 0 775 NVIDIA Corp COM 67066G104 233 437 SH SOLE 0 0 437 NVR Inc COM 62944T105 5 1 SH SOLE 0 0 1 Occidental Pete Corp. 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317 McCormick & Co Inc Non-Voting COM NON VTG 579780206 47 532 SH SOLE 0 0 532 Prog Holdings Ord COM NPV 74319R101 1 27 SH SOLE 0 0 27 AAON Inc COM PAR $0.004 000360206 8 109 SH SOLE 0 0 109 Kaiser Aluminum Corp COM PAR $0.01 483007704 73 665 SH SOLE 0 0 665 CEL-SCI Corp COM PAR NEW 150837607 29 1916 SH SOLE 0 0 1916 Diversified Healthcare Trust COM SH BEN INT 25525P107 2 450 SH SOLE 0 0 450 Nuveen NASDAQ 100 Dynamic Overwrite COM SHS 670699107 16 577 SH SOLE 0 0 577 Vanguard Sector Index Fds Vanguard Telecommunicati COMM SRVC ETF 92204A884 1 9 SH SOLE 0 0 9 COMMUNICATION SERVICES SELECT SECTOR SPDR FUND COMMUNICATION 81369Y852 3 41 SH SOLE 0 0 41 iShares Core Conservative Allocation CONSER ALLOC ETF 464289883 73 1890 SH SOLE 0 0 1890 Vanguard Consumr Staples CONSUM STP ETF 92204A207 245 1375 SH SOLE 0 0 1375 iShares Core Dividend Growth ETF CORE DIV GRWTH 46434V621 274 5683 SH SOLE 0 0 5683 iShares Core International Aggt Bd ETF CORE INTL AGGR 46435G672 37 670 SH SOLE 0 0 670 iShares Core MSCI EAFE CORE MSCI EAFE 46432F842 751 10425 SH SOLE 0 0 10425 iShares Core MSCI Emerging Markets CORE MSCI EMKT 46434G103 445 6911 SH SOLE 0 0 6911 iShares Core MSCI Europe ETF CORE MSCI EURO 46434V738 212 3922 SH SOLE 0 0 3922 iShares Core MSCI Intl Dev Mkts ETF CORE MSCI INTL 46435G326 23 350 SH SOLE 0 0 350 iShares Core MSCI Pacific CORE MSCI PAC 46434V696 88 1328 SH SOLE 0 0 1328 S&P Midcap Index ETF CORE S&P MCP ETF 464287507 631 2425 SH SOLE 0 0 2425 S&P Smallcap Index ETF CORE S&P SCP ETF 464287804 2358 21727 SH SOLE 0 0 21727 iShares Core S&P Total US Stock Mkt ETF CORE S&P TTL STK 464287150 136 1489 SH SOLE 0 0 1489 Ishares Core U S Growth Etf CORE S&P US GWT 464287671 245 2695 SH SOLE 0 0 2695 iShares Core Russell US Value CORE S&P US VLU 464287663 260 3776 SH SOLE 0 0 3776 S&P 500 Index ETF CORE S&P500 ETF 464287200 2766 6953 SH SOLE 0 0 6953 Aggregate Bond Index ETF CORE US AGGBD ET 464287226 2803 24622 SH SOLE 0 0 24622 iShares Core US REIT ETF CRE U S REIT ETF 464288521 4 84 SH SOLE 0 0 84 iShares Cybersecurity and Tech ETF CYBERSECURITY 46435U135 191 5012 SH SOLE 0 0 5012 Global X Cybersecurity ETF CYBRSCURTY ETF 37954Y384 1 35 SH SOLE 0 0 35 First Trust Dev Mkts Ex-US AlphaDEX ETF DEV MRK EX US 33737J174 52 871 SH SOLE 0 0 871 Vanguard Div Apprciation DIV APP ETF 921908844 477 3240 SH SOLE 0 0 3240 SPDR Dow Jones Global Real Estate DJ GLB RL ES ETF 78463X749 40 844 SH SOLE 0 0 844 First Trust Dow Jones Global Sel Div ETF DJ GLBL DIVID 33734X200 24 940 SH SOLE 0 0 940 1st Trust DJ Internet Index ETF DJ INTERNT IDX 33733E302 259 1189 SH SOLE 0 0 1189 DJ Wilshire International Real Estate ETF DJ INTL RL ETF 78463X863 2 58 SH SOLE 0 0 58 Invesco Dynamic Biotech & Genome ETF DYNMC BIOTECH 46137V787 11 150 SH SOLE 0 0 150 iShares MSCI EAFE Growth EAFE GRWTH ETF 464288885 1570 15624 SH SOLE 0 0 15624 EAFE Small Cap Trust ETF EAFE SML CP ETF 464288273 38 524 SH SOLE 0 0 524 EAFE Value Index ETF EAFE VALUE ETF 464288877 247 4840 SH SOLE 0 0 4840 Vanguard Emerging Mkts Govt Bd ETF EMERG MKT BD ETF 921946885 4 55 SH SOLE 0 0 55 PIMCO ENHANCED SHRT MAUTY ACT ETF ENHANCD SHORT 72201R643 15 150 SH SOLE 0 0 150 iShares ESG Advanced Hi Yld Corp Bd ETF ESG ADVNCD HY BD 46435G441 1310 25200 SH SOLE 0 0 25200 iShares ESG MSCI EAFE ETF ESG AW MSCI EAFE 46435G516 172 2268 SH SOLE 0 0 2268 iShares ESG MSCI USA Small-Cap ETF ESG AWARE MSCI 46435U663 113 2941 SH SOLE 0 0 2941 iShares ESG MSCI EM ETF ESG AWR MSCI EM 46434G863 2830 65336 SH SOLE 0 0 65336 iShares ESG MSCI USA ETF ESG AWR MSCI USA 46435G425 4397 48393 SH SOLE 0 0 48393 iShares ESG U.S. Aggregate Bond ETF ESG AWR US AGRGT 46435U549 443 8093 SH SOLE 0 0 8093 iShares ESG 1-5 Year USD Corp Bd ETF ESG AWRE 1 5 YR 46435G243 112 4297 SH SOLE 0 0 4297 iShares ESG USD Corporate Bond ETF ESG AWRE USD ETF 46435G193 108 4018 SH SOLE 0 0 4018 iShares ESG Screened S&P Mid-Cap ETF ESG SCRD S&P MID 46436E551 94 2603 SH SOLE 0 0 2603 ISHARES ESG SCREENED S AND P 500 ETF ESG SCRND S&P500 46436E569 246 8109 SH SOLE 0 0 8109 ETFMG Alternative Harvest ETF ETFMG ALTR HRVST 26924G508 1 50 SH SOLE 0 0 50 SPDR EURO STOXX 50 ETF EURO STOXX 50 78463X202 10 224 SH SOLE 0 0 224 Vanguard Extended Market ETF EXTEND MKT ETF 922908652 353 1994 SH SOLE 0 0 1994 iShares Fallen Angels USD Bond ETF FALN ANGLS USD 46435G474 81 2755 SH SOLE 0 0 2755 iShares Floating Rate Bond FLTG RATE NT ETF 46429B655 1190 23434 SH SOLE 0 0 23434 First Trust Low Duration Oppos ETF FST LOW OPPT EFT 33739Q200 14 274 SH SOLE 0 0 274 Vanguard Msci Eafe Etf FTSE DEV MKT ETF 921943858 1591 32404 SH SOLE 0 0 32404 Vanguard Emerging Market ETF FTSE EMR MKT ETF 922042858 102 1958 SH SOLE 0 0 1958 Vanguard FTSE All-Wld ex-US SmCp Idx ETF FTSE SMCAP ETF 922042718 7 52 SH SOLE 0 0 52 iShares Global Green Bond ETF GBL GREEN ETF 46435U440 37 684 SH SOLE 0 0 684 iShares Global REIT ETF GLOBAL REIT ETF 46434V647 362 14216 SH SOLE 0 0 14216 iShares Global Tech GLOBAL TECH ETF 464287291 56 182 SH SOLE 0 0 182 Global X Silver Miners ETF GLOBAL X SILVER 37954Y848 90 2247 SH SOLE 0 0 2247 Market Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 86 2638 SH SOLE 0 0 2638 SPDR Gold Trust GOLD SHS 78463V107 259 1619 SH SOLE 0 0 1619 Vanguard Growth ETF GROWTH ETF 922908736 305 1187 SH SOLE 0 0 1187 iShares Core Growth Allocation GRWT ALLOCAT ETF 464289867 52 975 SH SOLE 0 0 975 Hartford Multifactor Dev Mkts (exUS) ETF HARTFORD MLT ETF 518416102 558 18787 SH SOLE 0 0 18787 PROSHARES HEDGE REPLICATION ETF HD REPLICATION 74347X294 10 192 SH SOLE 0 0 192 Vanguard High Dividend Yield ETF HIGH DIV YLD 921946406 458 4528 SH SOLE 0 0 4528 First Trust Health Care AlphaDEX ETF HLTH CARE ALPH 33734X143 172 1582 SH SOLE 0 0 1582 iShares iBonds Dec 2021 Term Muni Bd ETF IBONDS DEC2021 46435G789 304 11820 SH SOLE 0 0 11820 iShares iBonds Dec 2022 Term Muni Bd ETF IBONDS DEC2022 46435G755 303 11500 SH SOLE 0 0 11500 iBoxx $ High Yield Corp. Bond ETF IBOXX HI YD ETF 464288513 76 877 SH SOLE 0 0 877 iBoxx Investment Grade Corp Bond ETF IBOXX INV CP ETF 464287242 347 2666 SH SOLE 0 0 2666 Vanguard Information Technology ETF INF TECH ETF 92204A702 122 340 SH SOLE 0 0 340 ARK Innovation ETF INNOVATION ETF 00214Q104 145 1211 SH SOLE 0 0 1211 iShares Interest Rate Hedged Corp Bd ETF INT RT HDG C B 46431W705 33 343 SH SOLE 0 0 343 Vanguard Intermediate-Term Govt Bd ETF INTER TERM TREAS 92206C706 28 421 SH SOLE 0 0 421 iShares Intermediate Govt/Crdt Bd ETF INTRM GOV CR ETF 464288612 259 2254 SH SOLE 0 0 2254 Vanguard Int. Term Corp. Bond ETF INT-TERM CORP 92206C870 66 705 SH SOLE 0 0 705 IQ Merger Arbitrage ETF IQ MRGR ARB ETF 45409B800 205 6216 SH SOLE 0 0 6216 iShares Gold Trust ISHARES 464285105 2 130 SH SOLE 0 0 130 Silver Trust ETF ISHARES 46428Q109 132 5832 SH SOLE 0 0 5832 Ishares Tr Sh Tr Crport Etf ISHS 1-5YR INVS 464288646 2609 47719 SH SOLE 0 0 47719 iShares Interest Rate Hdg Hi Yld Bd ETF IT RT HDG HGYL 46431W606 285 3242 SH SOLE 0 0 3242 Emerging Markets Bond ETF JPMORGAN USD EMG 464288281 3491 32064 SH SOLE 0 0 32064 VanEck Vectors Junior Gold Miners ETF JR GOLD MINERS E 92189F791 17 385 SH SOLE 0 0 385 ProShares Large Cap Core Plus LARGE CAP CRE 74347R248 93 1014 SH SOLE 0 0 1014 Vanguard LT Corp. Bond ETF LG-TERM COR BD 92206C813 7 66 SH SOLE 0 0 66 Global X Lithium ETF LITHIUM BTRY ETF 37954Y855 19 320 SH SOLE 0 0 320 First Trust Managed Municipal ETF MANAGD MUN ETF 33739N108 18 320 SH SOLE 0 0 320 iShares MBS MBS ETF 464288588 1627 15004 SH SOLE 0 0 15004 Vanguard Mid Cap Growth Index ETF MCAP GR IDXVIP 922908538 40 186 SH SOLE 0 0 186 Vanguard Mid-Cap Value ETF MCAP VL IDXVIP 922908512 6 48 SH SOLE 0 0 48 Russell Microcap Index ETF MICRO-CAP ETF 464288869 48 327 SH SOLE 0 0 327 Vanguard Index Funds Vanguard Mid-Cap Etf MID CAP ETF 922908629 7 31 SH SOLE 0 0 31 iShares Core Moderate Allocation MODERT ALLOC ETF 464289875 188 4312 SH SOLE 0 0 4312 iShares MSCI All Country Asia ex Japan MSCI AC ASIA ETF 464288182 3 34 SH SOLE 0 0 34 iShares MSCI ACWI MSCI ACWI ETF 464288257 1819 19117 SH SOLE 0 0 19117 MSCI Canada Index ETF MSCI CDA ETF 464286509 6 179 SH SOLE 0 0 179 MSCI EAFE Index ETF MSCI EAFE ETF 464287465 9478 124928 SH SOLE 0 0 124928 iShares Edge MSCI Min Vol EAFE MSCI EAFE MIN VL 46429B689 195 2670 SH SOLE 0 0 2670 MSCI Emerging Market ETF MSCI EMG MKT ETF 464287234 8 150 SH SOLE 0 0 150 iShares MSCI Emerging Mkts ex China ETF MSCI EMRG CHN 46434G764 83 1388 SH SOLE 0 0 1388 iShares Edge MSCI Min Vol Global ETF MSCI GBL MIN VOL 464286525 317 3215 SH SOLE 0 0 3215 MSCI Gerrmany Index ETF MSCI GERMANY ETF 464286806 5 163 SH SOLE 0 0 163 iShares MSCI Global Silver&Mtls Mnrs ETF MSCI GLB SLV&MTL 464286327 1 100 SH SOLE 0 0 100 Fidelity MSCI Information Tech ETF MSCI INFO TECH I 316092808 787 7431 SH SOLE 0 0 7431 MSCI Malaysia Index ETF MSCI MLY ETF NEW 46434G814 1 46 SH SOLE 0 0 46 MSCI United Kingdom Index ETF MSCI UK ETF NEW 46435G334 3 95 SH SOLE 0 0 95 Ishares Trust Ishares Edge Msci Min Vol Usa Etf MSCI USA MIN VOL 46429B697 1244 17974 SH SOLE 0 0 17974 iShares Edge MSCI USA Momentum Factor MSCI USA MMENTM 46432F396 2154 13389 SH SOLE 0 0 13389 iShares Edge MSCI USA Quality Factor ETF MSCI USA QLT FCT 46432F339 1145 9403 SH SOLE 0 0 9403 iShares Edge MSCI USA Size Factor ETF MSCI USA SZE FT 46432F370 452 3762 SH SOLE 0 0 3762 iShares Edge MSCI USA Value Factor ETF MSCI USA VALUE 46432F388 1187 11584 SH SOLE 0 0 11584 ASML Holding NV N Y REGISTRY SHS N07059210 211 342 SH SOLE 0 0 342 iShares North American Tech-Multimd Ntwk NA TEC MULTM ETF 464287531 3 42 SH SOLE 0 0 42 iShares National Muni Bond NATIONAL MUN ETF 464288414 248 2134 SH SOLE 0 0 2134 1st Trust Biotechnology Index ETF NY ARCA BIOTECH 33733E203 79 492 SH SOLE 0 0 492 Kon Philips Elec NY REG SH NEW 500472303 63 1111 SH SOLE 0 0 1111 Arch Capital Group Ltd ORD G0450A105 120 3124 SH SOLE 0 0 3124 Check Point Software Technologies Ltd ORD M22465104 117 1042 SH SOLE 0 0 1042 Alcon Inc Ord Shs ORD SHS H01301128 151 2155 SH SOLE 0 0 2155 Allegion PLC ORD SHS G0176J109 107 852 SH SOLE 0 0 852 Mimecast Ltd ORD SHS G14838109 5 115 SH SOLE 0 0 115 iShares US Preferred Stock PFD AND INCM SEC 464288687 311 8111 SH SOLE 0 0 8111 Semiconductor Index ETF PHLX SEMICND ETF 464287523 247 583 SH SOLE 0 0 583 SPDR Portfolio Short Term Corporate Bond ETF PORTFOLIO SHORT 78464A474 14 456 SH SOLE 0 0 456 PureFunds ISE Junior Silver ETF PRIME JUNIR SLVR 26924G102 2 165 SH SOLE 0 0 165 SPDR S&P 500 Growth ETF PRTFLO S&P500 GW 78464A409 80 1415 SH SOLE 0 0 1415 SPDR S&P 500 Value ETF PRTFLO S&P500 VL 78464A508 66 1741 SH SOLE 0 0 1741 ProShares Short Dow 30 ETF PSHS SHORT DOW30 74347B235 14 378 SH SOLE 0 0 378 Quadratic Intrst Rt Vol & Infl H ETF QUADRTC INT RT 500767736 3 106 SH SOLE 0 0 106 PROSHARES RAFI LONG/SHORT RAFI LG SHT FD 74347X310 4 116 SH SOLE 0 0 116 Global X Robotics & Artfcl Intllgnc ETF RBTCS ARTFL INTE 37954Y715 8 230 SH SOLE 0 0 230 Vanguard REIT ETF REAL ESTATE ETF 922908553 247 2686 SH SOLE 0 0 2686 TE Connectivity Ltd REG SHS H84989104 1161 8991 SH SOLE 0 0 8991 Russell 1000 Index ETF RUS 1000 ETF 464287622 14 64 SH SOLE 0 0 64 Russell 1000 Growth Index ETF RUS 1000 GRW ETF 464287614 220 904 SH SOLE 0 0 904 Russell 1000 Value Index ETF RUS 1000 VAL ETF 464287598 175 1152 SH SOLE 0 0 1152 Russell 2000 Growth Index ETF RUS 2000 GRW ETF 464287648 14 48 SH SOLE 0 0 48 Russell 2000 Value Index ETF RUS 2000 VAL ETF 464287630 1 8 SH SOLE 0 0 8 Russell Midcap Growth Index ETF RUS MD CP GR ETF 464287481 3 32 SH SOLE 0 0 32 iShares Russell 2500 ETF RUSEL 2500 ETF 46435G268 12388 196984 SH SOLE 0 0 196984 Russell 2000 Index ETF RUSSELL 2000 ETF 464287655 525 2378 SH SOLE 0 0 2378 iShares Russell 3000 RUSSELL 3000 ETF 464287689 24 103 SH SOLE 0 0 103 ProShares S&P 500 Dividend Aristocrats S&P 500 DV ARIST 74348A467 285 3304 SH SOLE 0 0 3304 Vanguard 500 ETF S&P 500 ETF SHS 922908363 104 285 SH SOLE 0 0 285 Ishares S&P 500 Growth S&P 500 GRWT ETF 464287309 3 48 SH SOLE 0 0 48 Invesco S&P 500 Top 50 ETF S&P 500 TOP 50 46137V233 18 62 SH SOLE 0 0 62 iShares S&P 500 Value ETF S&P 500 VAL ETF 464287408 207 1462 SH SOLE 0 0 1462 SPDR S&P 600 Small Cap Growth ETF S&P 600 SMCP GRW 78464A201 144 1673 SH SOLE 0 0 1673 Invesco S&P Intl Dev Low Vol ETF S&P INTL LOW 46138E230 333 10950 SH SOLE 0 0 10950 SPDR S&P International Small Cap ETF S&P INTL SMLCP 78463X871 84 2237 SH SOLE 0 0 2237 Innovator S&P Investment Grade Pref ETF S&P INVSTMNT GRD 45783G201 907 37434 SH SOLE 0 0 37434 iShares S&P Mid-Cap 400 Value S&P MC 400VL ETF 464287705 212 2077 SH SOLE 0 0 2077 Invesco S&P MidCap Momentum ETF S&P MDCP MOMNTUM 46137V464 193 2300 SH SOLE 0 0 2300 Invesco S&P MidCap Low Volatility ETF S&P MIDCP LOW 46138E198 405 7726 SH SOLE 0 0 7726 SPDR S&P Retail ETF S&P RETAIL ETF 78464A714 2 28 SH SOLE 0 0 28 SPDR S&P Semiconductor ETF S&P SEMICNDCTR 78464A862 121 662 SH SOLE 0 0 662 Invesco S&P SmallCap Low Volatility ETF S&P SMLCP LOW 46138G102 276 6024 SH SOLE 0 0 6024 Invesco S&P SmallCap Momentum ETF S&P SMLCP MOMENT 46137V498 194 3721 SH SOLE 0 0 3721 Invesco S&P 500 Equal Weight Matrls ETF S&P500 EQL MAT 46137V316 183 1172 SH SOLE 0 0 1172 GUGGENHEIM S&P 500 EQUAL WEIGHT UTILITIES ETF S&P500 EQL UTL 46137V274 24 229 SH SOLE 0 0 229 Guggenheim S&P 500 Equal Weight S&P500 EQL WGT 46137V357 290 2045 SH SOLE 0 0 2045 Financial Select Sector SPDR ETF SBI INT-FINL 81369Y605 87 2542 SH SOLE 0 0 2542 DJ Select Dividend Fund ETF SELECT DIVID ETF 464287168 29 254 SH SOLE 0 0 254 Compass Diversified Holdings SH BEN INT 20451Q104 16 700 SH SOLE 0 0 700 Corporate Office Properties Trust SH BEN INT 22002T108 3 131 SH SOLE 0 0 131 VanEck Vectors AMT-Free Short Muni ETF SHORT MUNI ETF 92189F528 14 803 SH SOLE 0 0 803 ProShares Short QQQ SHORT QQQ NEW 74347B714 9 645 SH SOLE 0 0 645 ProShares Short S&P ETF SHORT S&P 500 NE 74347B425 8 498 SH SOLE 0 0 498 iShares Short Treasury Bond SHORT TREAS BD 464288679 221 2000 SH SOLE 0 0 2000 Vanguard Bond Index Fund SHORT TRM BOND 921937827 76 922 SH SOLE 0 0 922 Ishares Tr Muni Fund SHRT NAT MUN ETF 464288158 42 385 SH SOLE 0 0 385 ProShares Short Russell 2000 ETF SHRT RUSSELL2000 74348A210 6 263 SH SOLE 0 0 263 Vanguard Corp Bond Etf SHRT TRM CORP BD 92206C409 84 1020 SH SOLE 0 0 1020 Ambarella Inc SHS G037AX101 46 459 SH SOLE 0 0 459 CyberArk Software Ltd SHS M2682V108 168 1302 SH SOLE 0 0 1302 Duck Creek Tech Ord SHS 264120106 44 970 SH SOLE 0 0 970 Eaton Corp PLC SHS G29183103 62 450 SH SOLE 0 0 450 Ferguson PLC SHS G3421J106 54 446 SH SOLE 0 0 446 First Trust Value Line Dividend ETF SHS 33734H106 24 643 SH SOLE 0 0 643 Linde plc SHS G5494J103 127 452 SH SOLE 0 0 452 Medtronic Inc SHS G5960L103 178 1508 SH SOLE 0 0 1508 Norwegian Cruise Line Holdings Ltd SHS G66721104 39 1430 SH SOLE 0 0 1430 Nuveen Dow 30 Dynamic Overwrite SHS 67075F105 30 1866 SH SOLE 0 0 1866 Sensata Technologies Holding N.V. SHS G8060N102 145 2497 SH SOLE 0 0 2497 Trane Technologies PLC SHS G8994E103 56 340 SH SOLE 0 0 340 LyondellBasell Industries NV SHS - A - N53745100 34 325 SH SOLE 0 0 325 Aon PLC SHS CL A G0403H108 15 64 SH SOLE 0 0 64 Accenture PLC Cl A SHS CLASS A G1151C101 999 3615 SH SOLE 0 0 3615 Vanguard Index Funds Vanguard Small-Cap Etf SMALL CP ETF 922908751 33 155 SH SOLE 0 0 155 Vanguard S&P Small-Cap 600 ETF SMLLCP 600 IDX 921932828 57 285 SH SOLE 0 0 285 Grifols SA SP ADR REP B NVT 398438408 31 1797 SH SOLE 0 0 1797 Autohome Inc SP ADS RP CL A 05278C107 27 285 SH SOLE 0 0 285 iShares S&P Small-Cap 600 Value SP SMCP600VL ETF 464287879 2 16 SH SOLE 0 0 16 Smith & Nephew PLC SPDN ADR NEW 83175M205 126 3317 SH SOLE 0 0 3317 SOS Ltd SPNSORD ADS NEW 83587W106 13 2518 SH SOLE 0 0 2518 JD.com Inc ADR SPON ADR CL A 47215P106 177 2101 SH SOLE 0 0 2101 Baidu Inc SPON ADR REP A 056752108 257 1181 SH SOLE 0 0 1181 Dreyfus Appreciation Fd SPON ADR REPSTG 26152H301 7 162 SH SOLE 0 0 162 Royal Dutch Shell PLC SPONS ADR A 780259206 16 409 SH SOLE 0 0 409 ABB Ltd SPONSORED ADR 000375204 87 2860 SH SOLE 0 0 2860 Baozun Inc SPONSORED ADR 06684L103 145 3794 SH SOLE 0 0 3794 BHP Billiton PLC SPONSORED ADR 05545E209 6 102 SH SOLE 0 0 102 British American Tobacco PLC SPONSORED ADR 110448107 24 627 SH SOLE 0 0 627 GlaxoSmithKline PLC ADR SPONSORED ADR 37733W105 63 1773 SH SOLE 0 0 1773 ING Groep NV SPONSORED ADR 456837103 105 8616 SH SOLE 0 0 8616 NICE Ltd SPONSORED ADR 653656108 25 116 SH SOLE 0 0 116 Novartis A G Spon ADR SPONSORED ADR 66987V109 179 2091 SH SOLE 0 0 2091 Rio Tinto PLC ADR SPONSORED ADR 767204100 11 146 SH SOLE 0 0 146 Silicon Motion Tech Adrf SPONSORED ADR 82706C108 54 903 SH SOLE 0 0 903 Sony Corp SPONSORED ADR 835699307 255 2407 SH SOLE 0 0 2407 National Grid Plc New Sponsored Adr SPONSORED ADR NE 636274409 15 250 SH SOLE 0 0 250 Alibaba Group Holding Ltd ADR SPONSORED ADS 01609W102 409 1804 SH SOLE 0 0 1804 HDFC Bank Ltd SPONSORED ADS 40415F101 41 527 SH SOLE 0 0 527 iQIYI Inc SPONSORED ADS 46267X108 76 4543 SH SOLE 0 0 4543 Taiwan Semiconductor Manufacturing Co Ltd SPONSORED ADS 874039100 222 1881 SH SOLE 0 0 1881 SPDR SSGA US Large Cap Low Volatil ETF SSGA US LRG ETF 78468R804 516 4118 SH SOLE 0 0 4118 Vanguard Short-Term Infl-Prot Secs ETF STRM INFPROIDX 922020805 26 500 SH SOLE 0 0 500 First Trust Technology AlphaDEX ETF TECH ALPHADEX 33734X176 170 1492 SH SOLE 0 0 1492 Barclays TIPS ETF TIPS BD ETF 464287176 44 348 SH SOLE 0 0 348 SPDR S&P 500 ETF Trust TR UNIT 78462F103 908 2290 SH SOLE 0 0 2290 iShares US Consumer Goods U.S. CNSM GD ETF 464287812 21 119 SH SOLE 0 0 119 iShares US Financial Services ETF U.S. FIN SVC ETF 464287770 41 241 SH SOLE 0 0 241 iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 648 1963 SH SOLE 0 0 1963 Ishares U S Technology Etf U.S. TECH ETF 464287721 45 515 SH SOLE 0 0 515 PowerShares DB Commodity Index ETF UNIT 46138B103 3 156 SH SOLE 0 0 156 Carnival Corp UNIT 99/99/9999 143658300 113 4260 SH SOLE 0 0 4260 iShares U.S. Healthcare ETF US HLTHCARE ETF 464287762 25 100 SH SOLE 0 0 100 iShares US Treasury Bond US TREAS BD ETF 46429B267 4046 154468 SH SOLE 0 0 154468 iShares US Credit Bond USD INV GRDE ETF 464288620 6 110 SH SOLE 0 0 110 SPDR Dow Jones Industrial Average UT SER 1 78467X109 198 600 SH SOLE 0 0 600 ProShares VIX Short-Term Futures ETF VIX SH TRM FUTRS 74347W171 9 988 SH SOLE 0 0 988 Vanguard Russell 1000 ETF VNG RUS1000IDX 92206C730 186 1002 SH SOLE 0 0 1002 Xtrackers USD High Yield Corp Bd ETF XTRACK USD HIGH 233051432 10 204 SH SOLE 0 0 204 Invesco Zacks Mid-Cap ETF ZACKS MID CAP 46137Y401 2138 25393 SH SOLE 0 0 25393