0001062993-24-006114.txt : 20240311
0001062993-24-006114.hdr.sgml : 20240311
20240311163042
ACCESSION NUMBER: 0001062993-24-006114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240307
FILED AS OF DATE: 20240311
DATE AS OF CHANGE: 20240311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnston Kristina L
CENTRAL INDEX KEY: 0001917305
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40016
FILM NUMBER: 24738482
MAIL ADDRESS:
STREET 1: 937 TAHOE BLVD.
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vintage Wine Estates, Inc.
CENTRAL INDEX KEY: 0001834045
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 871005902
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 205 CONCOURSE BOULEVARD
CITY: SANTA ROSA
STATE: CA
ZIP: 95403
BUSINESS PHONE: 877-289-9463
MAIL ADDRESS:
STREET 1: 205 CONCOURSE BOULEVARD
CITY: SANTA ROSA
STATE: CA
ZIP: 95403
FORMER COMPANY:
FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp
DATE OF NAME CHANGE: 20201125
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-03-07
0001834045
Vintage Wine Estates, Inc.
VWE
0001917305
Johnston Kristina L
205 CONCOURSE BOULEVARD
SANTA ROSA
CA
95403
0
1
0
0
Chief Financial Officer
0
Common Stock
2024-03-07
4
F
0
29655
0.48
D
1019728
D
Stock Option (right to buy)
1.5
2033-07-20
Common Stock
62500
62500
D
Stock Option (right to buy)
1.5
2033-07-20
Common Stock
187500
187500
D
Stock Option (right to buy)
10.5
2032-03-07
Common Stock
658076
658076
D
Shares withheld to cover tax withholding obligations on the vesting of restricted stock units (RSUs).
Includes 914,519 RSUs consisting of the following: (i) 164,519 RSUs that vest in substantially equal installments on each of 03/07/2025 and 03/07/2026; (ii) 250,000 RSUs that vest in two equal installments on each of 7/20/2024 and 7/20/2025; and (iii) 500,000 RSUs that vest in four equal installments on each of 7/20/2024, 7/20/2025, 7/20/2026 and 7/27/2027.
These stock options vest in two equal installments on each of 7/20/2024 and 7/20/2025.
These stock options vest in four equal installments on each of 7/20/2024, 7/20/2025, 7/20/2026 and 7/27/2027.
These stock options vest in four equal installments on each of 09/07/2023, 03/07/2024, 03/07/2025 and 03/07/2026.
/s/ Kristina L. Johnston
2024-03-11