0001062993-23-023088.txt : 20231222
0001062993-23-023088.hdr.sgml : 20231222
20231222162513
ACCESSION NUMBER: 0001062993-23-023088
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231221
FILED AS OF DATE: 20231222
DATE AS OF CHANGE: 20231222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sebastiani Jonathan
CENTRAL INDEX KEY: 0001864332
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40016
FILM NUMBER: 231510144
MAIL ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vintage Wine Estates, Inc.
CENTRAL INDEX KEY: 0001834045
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 871005902
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
BUSINESS PHONE: 877-289-9463
MAIL ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
FORMER COMPANY:
FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp
DATE OF NAME CHANGE: 20201125
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-12-21
0001834045
Vintage Wine Estates, Inc.
VWE
0001864332
Sebastiani Jonathan
937 TAHOE BOULEVARD, SUITE 210
INCLINE VILLAGE
NV
89451
1
0
0
1
Member of 10% owner group
0
Common Stock
2023-12-21
4
A
0
78316
0
A
253947
D
Common Stock
1134946
I
By Sonoma Brands entities
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 12/21/2024.
Includes 78,316 RSUs that vest on 12/21/2024.
Mr. Sebastiani has sole voting and dispositive power over the 684,881 shares owned by Sonoma Brands II, LP, the 410,715 shares owned by Sonoma Brands VWE Co-Invest, L.P. and the 39,350 shares owned by Sonoma Brands II Select, L.P. Mr. Sebastiani disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Sonoma Brands Partners II, LLC is the managing member of Sonoma Brands II GP, LLC, which is the general partner of Sonoma Brands II, L.P., Sonoma Brands VWE Co-Invest, L.P. and Sonoma Brands II Select, L.P.
/s/ Kristina L. Johnston, Attorney-in-Fact for Jonathan Sebastiani
2023-12-22