0001062993-23-022230.txt : 20231208 0001062993-23-022230.hdr.sgml : 20231208 20231208163943 ACCESSION NUMBER: 0001062993-23-022230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230911 FILED AS OF DATE: 20231208 DATE AS OF CHANGE: 20231208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Long Zach CENTRAL INDEX KEY: 0001956405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40016 FILM NUMBER: 231475982 MAIL ADDRESS: STREET 1: C/O VINTAGE WINE ESTATES, INC. STREET 2: 937 TAHOE BOULEVARD, SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vintage Wine Estates, Inc. CENTRAL INDEX KEY: 0001834045 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 871005902 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 877-289-9463 MAIL ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp DATE OF NAME CHANGE: 20201125 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-09-11 0001834045 Vintage Wine Estates, Inc. VWE 0001956405 Long Zach 937 TAHOE BOULEVARD, SUITE 210 INCLINE VILLAGE NV 89451 0 1 0 0 Chief Operations Officer 0 Common Stock 2023-09-11 4 F 0 58787 1.045 D 785114 D Common Stock 2023-11-14 4 F 0 19828 0.668 D 765286 D Common Stock 2023-12-07 4 F 0 10807 0.52 D 754479 D Stock Option (Right to Buy) 10.5 2031-06-07 Common Stock 8000 8000 D Stock Option (Right to Buy) 10.5 2031-07-27 Common Stock 42000 42000 D Stock Option (Right to Buy) 10.5 2032-03-07 Common Stock 50000 50000 D Stock Option (Right to Buy) 10.5 2032-11-14 Common Stock 608697 608697 D Shares withheld to cover tax withholding obligations on the vesting of 170,000 restricted stock units (RSUs). Includes 653,098 RSUs consisting of the following: (i) 93,750 RSUs that vest one-third on each of 12/07/2023, 12/07/2024 and 12/07/2025; (ii) 229,348 RSUs that vest one-fourth on each of 11/14/2023, 11/14/2024, 11/14/2025 and 11/14/2026; and (iii) 330,000 RSUs that vest one-half on each of 7/20/2024 and 7/20/2025. Shares withheld to cover tax withholding obligations on the vesting of 57,337 RSUs. Includes 595,761 RSUs consisting of the following: (i) 93,750 RSUs that vest one-third on each of 12/07/2023, 12/07/2024 and 12/07/2025; (ii) 172,011 RSUs that vest one-third on each of 11/14/2024, 11/14/2025 and 11/14/2026; and (iii) 330,000 RSUs that vest one-half on each of 7/20/2024 and 7/20/2025. Shares withheld to cover tax withholding obligations on the vesting of 31,250 RSUs. Includes 564,511 RSUs consisting of the following: (i) 62,500 RSUs that vest one-half on each of 12/07/2024 and 12/07/2025; (ii) 172,011 RSUs that vest one-third on each of 11/14/2024, 11/14/2025 and 11/14/2026; and (iii) 330,000 RSUs that vest one-half on each of 7/20/2024 and 7/20/2025. 25% of the stock options vested on each of 12/07/2022 and 6/7/2023, and 25% vest on each of 06/07/2024 and 06/07/2025. 25% of the stock options vested on each of 01/27/2023 and 07/27/2023, and 25% vest on each of 07/27/2024 and 07/27/2025. 25% of the stock options vested on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026. 25% of the stock options vested on 11/14/2023, and 25% vest on each of 11/14/2024, 11/14/2025 and 11/14/2026. /s/ Kristina L. Johnston, Attorney-in-Fact for Zach Long 2023-12-08