0000899243-22-014635.txt : 20220412 0000899243-22-014635.hdr.sgml : 20220412 20220412211240 ACCESSION NUMBER: 0000899243-22-014635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220307 FILED AS OF DATE: 20220412 DATE AS OF CHANGE: 20220412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnston Kristina L CENTRAL INDEX KEY: 0001917305 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40016 FILM NUMBER: 22823493 MAIL ADDRESS: STREET 1: 937 TAHOE BLVD. STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vintage Wine Estates, Inc. CENTRAL INDEX KEY: 0001834045 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 707-346-3640 MAIL ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp DATE OF NAME CHANGE: 20201125 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-07 0 0001834045 Vintage Wine Estates, Inc. VWE 0001917305 Johnston Kristina L 937 TAHOE BOULEVARD, SUITE 210 INCLINE VILLAGE NV 89451 0 1 0 0 Chief Financial Officer Common Stock 2022-03-07 4 A 0 329038 0.00 A 329038 D Stock Option (right to buy) 10.50 2022-03-07 4 A 0 658076 0.00 A 2032-03-07 Common Stock 658076 658076 D Represents restricted stock units ("RSUs") granted pursuant to the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 25% of the RSUs vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026. Includes 329,038 RSUs. 25% of the stock options vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026. /s/ Kristina L. Johnston 2022-04-12