0001104659-22-060439.txt : 20220513 0001104659-22-060439.hdr.sgml : 20220513 20220513170123 ACCESSION NUMBER: 0001104659-22-060439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220412 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee James Edward CENTRAL INDEX KEY: 0001850455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40294 FILM NUMBER: 22923760 MAIL ADDRESS: STREET 1: 429 LENOX AVENUE STREET 2: SUITE 547 CITY: MIAMI BEACH STATE: FL ZIP: 33139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alfi, Inc. CENTRAL INDEX KEY: 0001833908 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 825216957 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 429 LENOX AVENUE STREET 2: SUITE 547 CITY: MIAMI BEACH STATE: DC ZIP: 33139 BUSINESS PHONE: 3053954520 MAIL ADDRESS: STREET 1: 429 LENOX AVENUE STREET 2: SUITE 547 CITY: MIAMI BEACH STATE: DC ZIP: 33139 4 1 tm2215295d1_4.xml OWNERSHIP DOCUMENT X0306 4 2022-04-12 0 0001833908 Alfi, Inc. ALF 0001850455 Lee James Edward C/O ALFI, INC. 429 LENOX AVENUE MIAMI BEACH FL 33139 1 0 1 0 Warrant (Right to buy) 1.51 2022-04-12 4 A 0 1250000 0 A 2022-07-12 2025-04-12 Common Stock 1250000 1250000 I See Footnote The warrant was issued to Lee Aerospace, Inc. pursuant to, and in connection with, the Credit and Security Agreement between Alfi, Inc. (as borrower) and Lee Aerospace, Inc. (as lender), dated April 12, 2022. The warrant was issued to, and is held directly by, Lee Aerospace, Inc. James Lee, a director of Alfi, Inc., may be deemed to beneficially own securities held by Lee Aerospace, Inc. by virtue of his control over Lee Aerospace, Inc. Mr. Lee disclaims beneficial ownership of the Alfi, Inc. securities held by Lee Aerospace, Inc. other than to the extent of his pecuniary interest in such securities. /s/ James Lee 2022-05-12