0001104659-22-060439.txt : 20220513
0001104659-22-060439.hdr.sgml : 20220513
20220513170123
ACCESSION NUMBER: 0001104659-22-060439
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220412
FILED AS OF DATE: 20220513
DATE AS OF CHANGE: 20220513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee James Edward
CENTRAL INDEX KEY: 0001850455
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40294
FILM NUMBER: 22923760
MAIL ADDRESS:
STREET 1: 429 LENOX AVENUE
STREET 2: SUITE 547
CITY: MIAMI BEACH
STATE: FL
ZIP: 33139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alfi, Inc.
CENTRAL INDEX KEY: 0001833908
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 825216957
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 429 LENOX AVENUE
STREET 2: SUITE 547
CITY: MIAMI BEACH
STATE: DC
ZIP: 33139
BUSINESS PHONE: 3053954520
MAIL ADDRESS:
STREET 1: 429 LENOX AVENUE
STREET 2: SUITE 547
CITY: MIAMI BEACH
STATE: DC
ZIP: 33139
4
1
tm2215295d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2022-04-12
0
0001833908
Alfi, Inc.
ALF
0001850455
Lee James Edward
C/O ALFI, INC.
429 LENOX AVENUE
MIAMI BEACH
FL
33139
1
0
1
0
Warrant (Right to buy)
1.51
2022-04-12
4
A
0
1250000
0
A
2022-07-12
2025-04-12
Common Stock
1250000
1250000
I
See Footnote
The warrant was issued to Lee Aerospace, Inc. pursuant to, and in connection with, the Credit and Security Agreement between Alfi, Inc. (as borrower) and Lee Aerospace, Inc. (as lender), dated April 12, 2022.
The warrant was issued to, and is held directly by, Lee Aerospace, Inc. James Lee, a director of Alfi, Inc., may be deemed to beneficially own securities held by Lee Aerospace, Inc. by virtue of his control over Lee Aerospace, Inc. Mr. Lee disclaims beneficial ownership of the Alfi, Inc. securities held by Lee Aerospace, Inc. other than to the extent of his pecuniary interest in such securities.
/s/ James Lee
2022-05-12