0001213900-23-088647.txt : 20231120
0001213900-23-088647.hdr.sgml : 20231120
20231120135335
ACCESSION NUMBER: 0001213900-23-088647
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231117
FILED AS OF DATE: 20231120
DATE AS OF CHANGE: 20231120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cotton Richard John
CENTRAL INDEX KEY: 0001992322
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40058
FILM NUMBER: 231422180
MAIL ADDRESS:
STREET 1: RUE DU VILLAGE 4
CITY: CHAMPERY
STATE: V8
ZIP: 1874
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectral AI, Inc.
CENTRAL INDEX KEY: 0001833498
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2515 MCKINNEY AVE #1000
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: (212) 492-3000
MAIL ADDRESS:
STREET 1: 2515 MCKINNEY AVE #1000
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: Rosecliff Acquisition Corp I
DATE OF NAME CHANGE: 20201123
4
1
ownership.xml
X0508
4
2023-11-17
0
0001833498
Spectral AI, Inc.
MDAI
0001992322
Cotton Richard John
RUE DU VILLAGE 4
CHAMPERY
V8
1874
SWITZERLAND
1
0
0
0
0
Common Stock
2023-11-17
4
A
0
14650
2.67
A
47529
D
Restricted Stock Unit
4.48
Common Stock
19399
19399
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.61 to $2.70 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
50% of the restricted units vest on 4/13/2024, 25% vest on 4/13/2025, and the remainder vest on 4/13/2026.
/s/ Richard Cotton
2023-11-20