0001213900-23-088647.txt : 20231120 0001213900-23-088647.hdr.sgml : 20231120 20231120135335 ACCESSION NUMBER: 0001213900-23-088647 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231117 FILED AS OF DATE: 20231120 DATE AS OF CHANGE: 20231120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cotton Richard John CENTRAL INDEX KEY: 0001992322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40058 FILM NUMBER: 231422180 MAIL ADDRESS: STREET 1: RUE DU VILLAGE 4 CITY: CHAMPERY STATE: V8 ZIP: 1874 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectral AI, Inc. CENTRAL INDEX KEY: 0001833498 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE #1000 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (212) 492-3000 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE #1000 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Rosecliff Acquisition Corp I DATE OF NAME CHANGE: 20201123 4 1 ownership.xml X0508 4 2023-11-17 0 0001833498 Spectral AI, Inc. MDAI 0001992322 Cotton Richard John RUE DU VILLAGE 4 CHAMPERY V8 1874 SWITZERLAND 1 0 0 0 0 Common Stock 2023-11-17 4 A 0 14650 2.67 A 47529 D Restricted Stock Unit 4.48 Common Stock 19399 19399 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.61 to $2.70 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. 50% of the restricted units vest on 4/13/2024, 25% vest on 4/13/2025, and the remainder vest on 4/13/2026. /s/ Richard Cotton 2023-11-20