0000899243-23-020460.txt : 20231122
0000899243-23-020460.hdr.sgml : 20231122
20231122131101
ACCESSION NUMBER: 0000899243-23-020460
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231120
FILED AS OF DATE: 20231122
DATE AS OF CHANGE: 20231122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DiMaio John Michael
CENTRAL INDEX KEY: 0001993856
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40058
FILM NUMBER: 231432182
MAIL ADDRESS:
STREET 1: 6125 LUTHER LANE
CITY: DALLAS
STATE: TX
ZIP: 75225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectral AI, Inc.
CENTRAL INDEX KEY: 0001833498
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2515 MCKINNEY AVE #1000
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: (212) 492-3000
MAIL ADDRESS:
STREET 1: 2515 MCKINNEY AVE #1000
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: Rosecliff Acquisition Corp I
DATE OF NAME CHANGE: 20201123
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-20
0
0001833498
Spectral AI, Inc.
MDAI
0001993856
DiMaio John Michael
6125 LUTHER LANE
DALLAS
TX
75225
0
0
1
0
0
Common Stock, par value $0.0001 per share
2023-09-12
5
P
0
E
1000
5.97
A
2478855
I
See Footnotes
Common Stock, par value $0.0001 per share
2023-09-13
5
P
0
E
198
5.07
A
2479053
I
See Footnotes
Common Stock, par value $0.0001 per share
2023-11-14
5
P
0
E
355
2.81
A
2479408
I
See Footnotes
Common Stock, par value $0.0001 per share
2023-11-16
5
P
0
E
500
2.68
A
2479908
I
See Footnotes
Common Stock, par value $0.0001 per share
2023-11-20
4
P
0
2000
2.67
A
2481908
I
See Footnotes
The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.94 to $6.00, inclusive. Dr. John Michael DiMaio (the "Reporting Person") undertakes to provide to the issuer, any security holder of the issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares acquired in the trades at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.02 to $5.14, inclusive. The Reporting Person undertakes to provide to issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired in the trades at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.81 to $2.82, inclusive. The Reporting Person undertakes to provide to issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired in the trades at each separate price within the range set forth in this footnote.
This transaction represents a de minimis acquisition of securities by the Reporting Person under Section 240.16a-6 of the Securities Exchange Act of 1934, as amended (the "Act"), which, in the aggregate with certain other transactions within a six-month period, does not exceed $10,000 in market value.
This statement is filed by and on behalf of the Reporting Person. The Reporting Person is the record and direct beneficial owner of the securities covered by this statement.
The Reporting Person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. The Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the Reporting Person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
/s/ John Michael DiMaio
2023-11-22