0000950142-21-001448.txt : 20210427 0000950142-21-001448.hdr.sgml : 20210427 20210427165602 ACCESSION NUMBER: 0000950142-21-001448 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210427 FILED AS OF DATE: 20210427 DATE AS OF CHANGE: 20210427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Brien Christopher Patrick CENTRAL INDEX KEY: 0001842649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40358 FILM NUMBER: 21859740 MAIL ADDRESS: STREET 1: 787 WATERVLIET SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Latham Group, Inc. CENTRAL INDEX KEY: 0001833197 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 832797583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 787 WATERVLIET SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 800-833-3800 MAIL ADDRESS: STREET 1: 787 WATERVLIET SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 FORMER COMPANY: FORMER CONFORMED NAME: Latham Topco, Inc. DATE OF NAME CHANGE: 20201120 4 1 es210146982_4-obrienc.xml OWNERSHIP DOCUMENT X0306 4 2021-04-27 0 0001833197 Latham Group, Inc. SWIM 0001842649 O'Brien Christopher Patrick C/O LATHAM GROUP, INC. 787 WATERVLIET SHAKER ROAD LATHAM NY 12110 1 0 1 0 Common Stock, par value $0.0001 per share 2021-04-27 4 D 0 76759 19.00 D 519444 I By: WC Partners Executive IV, L.P. Common Stock, par value $0.0001 per share 2021-04-27 4 D 0 2548706 19.00 D 17247724 I By: Wynnchurch Capital Partners IV, L.P. 2,548,706 shares of common stock were sold to the Issuer by Wynnchurch Capital Partners IV, L.P. and 76,759 shares of common stock were sold to the Issuer by WC Partners Executive IV, L.P. Wynnchurch Capital Partners IV, L.P. directly owns 17,247,724 shares of common stock and WC Partners Executive IV, L.P. directly owns 519,444 shares of common stock. The general partner of Wynnchurch Capital Partners IV, L.P. and WC Partners Executive IV, L.P. is Wynnchurch Partners IV, L.P. (the "General Partner"). The general partner of the General Partner is Wynnchurch Management, Ltd. ("WML"). WML and a limited partner committee consisting of other senior partners manage the General Partner, provided that WML's consent is required for any action, decision, consent or other determination. The sole director of WML is John Hatherly. The reporting person is a member of a 10% group with (i) Pamplona Capital Partners V, L.P., Pamplona Equity Advisors V Ltd, Pamplona PE Investments Malta Limited, Pamplona Capital Management LLP, Pamplona Capital Management LLC, Pamplona Capital Management (PE) SL, Pamplona Capital Management (Monaco) SAM, John C. Halsted and Alexander Knaster (collectively, the "Pamplona Entities"), and (ii) Wynnchurch Capital Partners IV, L.P., WC Partners Executive IV, L.P. , Wynnchurch Partners IV, L.P., Wynnchurch Management, Ltd. and John Hatherly. None of the shares of common stock held by Pamplona Entities are reflected in this report. /s/ Jason Duva, Attorney-in-Fact 2021-04-27