0000898432-23-000768.txt : 20231107 0000898432-23-000768.hdr.sgml : 20231107 20231107151928 ACCESSION NUMBER: 0000898432-23-000768 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231107 DATE AS OF CHANGE: 20231107 EFFECTIVENESS DATE: 20231107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Arena Capital Advisors, LLC- CA CENTRAL INDEX KEY: 0001833078 IRS NUMBER: 464305266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21268 FILM NUMBER: 231383248 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001833078 XXXXXXXX 09-30-2023 09-30-2023 false Arena Capital Advisors, LLC- CA

12121 WILSHIRE BLVD STE 1010 LOS ANGELES CA 90025

13F HOLDINGS REPORT 028-21268 N Sanije Perrett 310-806-6706 /s/ Sanije Perrett Los Angeles CA 11-07-2023 0 55 84722348 INFORMATION TABLE 2 informationtable.xml 7GC & CO HOLDINGS INC *W EXP 12/28/202 81786A115 3345 39028 SH SOLE 39028 0 0 ADTHEORENT HOLDING COMPANY COM 00739D109 1 1 SH SOLE 1 0 0 AEYE INC CL A COM 008183105 52500 250000 SH SOLE 250000 0 0 ALLURION TECHNOLOGIES INC *W EXP 07/31/202 02008G110 1673 1838 SH SOLE 1838 0 0 ALVOTECH *W EXP 06/15/202 L01800116 138555 82967 SH SOLE 82967 0 0 AURORA INNOVATION INC CLASS A COM 051774107 16 7 SH SOLE 7 0 0 AURORA INNOVATION INC *W EXP 11/03/202 051774115 16011 50035 SH SOLE 50035 0 0 BENSON HILL INC *W EXP 09/29/202 082490111 825 25000 SH SOLE 25000 0 0 BRIDGER AEROSPACE GRP HLDGS *W EXP 01/24/202 96812F110 5637 19437 SH SOLE 19437 0 0 BRUNSWICK CORP COM 117043109 553000 7000 SH SOLE 7000 0 0 CELLEBRITE DI LTD *W EXP 08/30/202 M2197Q115 140463 110601 SH SOLE 110601 0 0 CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 182 3645 SH SOLE 3645 0 0 CHAVANT CAPITAL ACQUISITN CO *W EXP 99/99/999 G2058L111 10950 375000 SH SOLE 375000 0 0 CONCORD ACQUISITION CORP II COM CL A 20607U108 2878359 279996 SH SOLE 279996 0 0 DELL TECHNOLOGIES INC CL C 24703L202 689000 10000 SH SOLE 10000 0 0 DIEBOLD NIXDORF INC COM SHS 253651202 33784509 1783765 SH SOLE 1783765 0 0 DOCGO INC COM 256086109 348912 65462 SH SOLE 65462 0 0 ECARX HOLDINGS INC *W EXP 12/20/202 G29201111 2381 48842 SH SOLE 48842 0 0 ELECTRIQ PWR HLDGS INC *W EXP 07/31/202 285046116 2850 100000 SH SOLE 100000 0 0 FERROGLOBE PLC SHS G33856108 1170000 225000 SH SOLE 225000 0 0 HENNESSY CAPITAL INVST CORP CLASS A COM 42600H108 33823426 3274291 SH SOLE 3274291 0 0 HERBALIFE LTD COM SHS G4412G101 307780 22000 SH SOLE 22000 0 0 INNOVID CORP *W EXP 11/30/202 457679116 1112 17439 SH SOLE 17439 0 0 IRIS ACQUISITION CORP *W EXP 02/28/202 89601Y119 1374 29166 SH SOLE 29166 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 1000 25000 SH SOLE 25000 0 0 KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 14151 205092 SH SOLE 205092 0 0 KORE GROUP HLDGS INC *W EXP 09/30/202 50066V115 4026 38801 SH SOLE 38801 0 0 LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 51477A112 44446 317468 SH SOLE 317468 0 0 LI-CYCLE HOLDINGS CORP COMMON SHARES 50202P105 532500 150000 SH SOLE 150000 0 0 MOVELLA HOLDINGS INC *W EXP 02/10/202 62459N113 425 10787 SH SOLE 10787 0 0 NIOCORP DEVS LTD *W EXP 03/17/202 654484153 60815 100000 SH SOLE 100000 0 0 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 3430 99998 SH SOLE 99998 0 0 OCULIS HOLDING AG *W EXP 03/06/202 H5870P110 28727 16998 SH SOLE 16998 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 34353 1137500 SH SOLE 1137500 0 0 PAYONEER GLOBAL INC *W EXP 06/25/202 70451X112 107743 133000 SH SOLE 133000 0 0 PLANET LABS PBC COM CL A 72703X106 401521 154431 SH SOLE 154431 0 0 PLANET LABS PBC *W EXP 12/06/202 72703X114 66214 209305 SH SOLE 209305 0 0 POWER & DIGITAL INFRASTRUCTU CLASS A COM 73919C100 2417408 227200 SH SOLE 227200 0 0 PROSOMNUS INC *W EXP 04/20/202 50535E116 13125 187500 SH SOLE 187500 0 0 SHARECARE INC *W EXP 07/01/202 81948W112 1905 63498 SH SOLE 63498 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 209820 13000 SH SOLE 13000 0 0 STRYVE FOODS INC CL A NEW 863685202 10386 3333 SH SOLE 3333 0 0 TABOOLA.COM LTD ORD SHS M8744T106 196978 51973 SH SOLE 51973 0 0 AVATION PLC WARRANTS *W EXP 10/31/2026 G0713X132 406879 667014 SH SOLE 667014 0 0 CAZOO GROUP EQY WARRANT (PNK) *W EXP 8/26/2026 G2007L113 344 312832 SH SOLE 312832 0 0 CLOUD PEAK ENERGY INC (PNK) ORD SHS 18911Q300 0 36579 SH SOLE 36579 0 0 FUSION ACQUISITION II EQY WARRANT (PNK) *W EXP 12/31/2027 36118N110 16 80235 SH SOLE 80235 0 0 GROVE COLABORATIVE HOLD EQY WARRANT (PNK) *W EXP 6/16/2027 39957D110 1006 99616 SH SOLE 99616 0 0 GTT COMMUNICATIONS INC ORD (OTC) ORD SHS 362393308 48720 3360 SH SOLE 3360 0 0 GTT COMMUNICATIONS INC WRT *W EXP 12/30/2027 362393126 0 10785 SH SOLE 10785 0 0 MCDERMOTT INTERNATIONAL ORD (PNK) ORD SHS G5924V106 265477 1061907 SH SOLE 1061907 0 0 SEMANTIX EQY WARRANT (NMS) *W EXP 8/4/2027 G6332A114 5728 136061 SH SOLE 136061 0 0 SUNLIGHT FINANCIAL HOLD CL A ORD (PNK) ORD SHS 86738J304 4476 9936 SH SOLE 9936 0 0 SUNLIGHT FINANCIAL HOLD EQY WARRANT (PNK) *W EXP 11/28/2025 86738J114 3279 295381 SH SOLE 295381 0 0 WESCO INTERL 1000 DS RP 1 SRS A PRF (NYS) ORD SHS 95082P303 5904589 223574 SH SOLE 223574 0 0