0001437749-24-018509.txt : 20240528 0001437749-24-018509.hdr.sgml : 20240528 20240528172807 ACCESSION NUMBER: 0001437749-24-018509 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240523 FILED AS OF DATE: 20240528 DATE AS OF CHANGE: 20240528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pratt Ryan Michael CENTRAL INDEX KEY: 0001891781 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56238 FILM NUMBER: 24993156 MAIL ADDRESS: STREET 1: 5686 GREEN DALE CT CITY: SUMMERFIELD STATE: NC ZIP: 27358 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guerrilla RF, Inc. CENTRAL INDEX KEY: 0001832487 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 853837067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PISGAH CHURCH ROAD CITY: GREENSBORO STATE: NC ZIP: 27455 BUSINESS PHONE: 3365107840 MAIL ADDRESS: STREET 1: 2000 PISGAH CHURCH ROAD CITY: GREENSBORO STATE: NC ZIP: 27455 FORMER COMPANY: FORMER CONFORMED NAME: Laffin Acquisition Corp. DATE OF NAME CHANGE: 20201116 4 1 rdgdoc.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-05-23 0001832487 Guerrilla RF, Inc. GUER 0001891781 Pratt Ryan Michael 5686 GREEN DALE COURT SUMMERFIELD NC 27358 1 1 Chief Executive Officer 0 Common Stock 2024-05-28 4 P 0 100 4.25 A 948845 D Common Stock 2024-05-24 4 P 0 901 3.52 A 948745 D Common Stock 2024-05-23 4 P 0 59 4.25 A 791 I Held by Spouse Common Stock 63022 I By Trust Common Stock 63022 I By Trust Common Stock 63022 I By Trust Restricted Stock Unit Common Stock 256 256 I Held by Spouse Restricted Stock Unit Common Stock 89 89 I Held by Spouse Restricted Stock Unit Common Stock 8334 8334 D Restricted Stock Unit Common Stock 1389 1389 D Stock Option 1.4400 2026-10-26 Common Stock 1477 1477 I Held by Spouse Stock Option 1.9200 2028-09-25 Common Stock 640 640 I Held by Spouse Stock Option 2.2200 2029-09-11 Common Stock 1477 1477 I Held by Spouse Stock Option 3.1800 2030-10-30 Common stock 1329 1329 I Held by Spouse Restricted Stock Unit Common Stock 16667 16667 D Restricted Stock Unit Common Stock 2500 2500 I Held by Spouse Restricted Stock Unit Common Stock 35377 35377 D Warrant 2.5000 2024-09-28 2029-09-28 Common Stock 33822 33822 D Shares held of record by the 2021 Irrevocable Trust for Patrick Joseph Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. Shares held of record by the 2021 Irrevocable Trust for Rachel Katherin Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. Shares held of record by the 2021 Irrevocable Trust for Nikolas Ryan Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the unit. The restricted stock units vest as follows: (i) 8,333 on 1/1/2025; and (ii) 8,334 on 1/1/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date. The restricted stock units vest on 5/4/2025, subject to the Reporting Person's continued service through the vesting date. The restricted stock units vest on 2/21/2025, subject to the Reporting Person's continued service through the vesting date. The restricted stock units vest on 1/1/2025, subject to the Reporting Person's continued service through the vesting date. The restricted stock units vest on 1/1/2025, subject to the Reporting Person's continued service through the vesting date. No expiration date. The options are fully vested and exercisable. The restricted stock units vest as follows: (i) 833 on 8/21/2024; (ii) 833 on 8/21/2025; and (iii) 834 on 8/21/2026, in each case subject to the Reporting Person's continued service through the applicable vesting date. The restricted stock units vest as follows: (i) 11,792 on 1/1/2025; (ii) 11,792 on 1/1/2026; and (iii) 11,793 on 1/1/2027, in each case subject to the Reporting Person's continued service through the applicable vesting date. The purchase price reported above is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.025 to $3.91. The reporting person undertakes to provide Guerrilla RF, Inc., any security holder of Guerrilla RF, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. /s/ John Berg, Attorney-in-Fact 2024-05-28