0001437749-24-010325.txt : 20240401
0001437749-24-010325.hdr.sgml : 20240401
20240401154236
ACCESSION NUMBER: 0001437749-24-010325
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230405
FILED AS OF DATE: 20240401
DATE AS OF CHANGE: 20240401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dunn James E. Jr.
CENTRAL INDEX KEY: 0001891907
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56238
FILM NUMBER: 24808836
MAIL ADDRESS:
STREET 1: 300 N. GREENE STREET
STREET 2: SUITE 2195
CITY: GREENSBORO
STATE: NC
ZIP: 27401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guerrilla RF, Inc.
CENTRAL INDEX KEY: 0001832487
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 853837067
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 PISGAH CHURCH ROAD
CITY: GREENSBORO
STATE: NC
ZIP: 27455
BUSINESS PHONE: 3365107840
MAIL ADDRESS:
STREET 1: 2000 PISGAH CHURCH ROAD
CITY: GREENSBORO
STATE: NC
ZIP: 27455
FORMER COMPANY:
FORMER CONFORMED NAME: Laffin Acquisition Corp.
DATE OF NAME CHANGE: 20201116
4
1
rdgdoc.xml
FORM 4
X0508
4
2023-04-05
0001832487
Guerrilla RF, Inc.
GUER
0001891907
Dunn James E. Jr.
300 N. GREENE STREET
SUITE 2195
GREENSBORO
NC
27401
1
0
Common Stock
11153
D
Common Stock
1667
I
By Trust
Restricted Stock Unit
2023-04-05
4
A
0
6411
0
A
Common Stock
6411
6411
D
Stock Option
2.8800
2025-07-14
Common Stock
2955
2955
D
Stock Option
1.4400
2026-10-26
Common Stock
2462
2462
D
Stock Option
1.9200
2028-09-25
Common Stock
2462
2462
D
Stock Option
2.2200
2029-09-11
Common Stock
1231
1231
D
Stock Option
3.1800
2030-10-30
Common Stock
2462
2462
D
Warrant
12.0000
2023-08-28
2028-08-28
Common Stock
834
834
I
By Trust.
Shares and warrants held of record by the James E. Dunn, Jr. Restated 1985 Revocable Trust, for the benefit of Reporting Person.
Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
The restricted stock units vest 100% on the earliest of (i) 04/05/2024, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability.
No expiration date.
The shares subject to the option are fully vested and exercisable.
On April 17, 2023, Guerrilla RF, Inc. (the "Company") effected a 1-for-6 reverse stock split of its Common Stock. This Form 4 reflects the beneficial ownership post-stock split, including proportionate
adjustments made to the exercise price and the number of shares of Common Stock issuable upon the exercise of outstanding stock options.
/s/ John Berg, Attorney-in-Fact
2024-04-01