0001437749-24-010325.txt : 20240401 0001437749-24-010325.hdr.sgml : 20240401 20240401154236 ACCESSION NUMBER: 0001437749-24-010325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230405 FILED AS OF DATE: 20240401 DATE AS OF CHANGE: 20240401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunn James E. Jr. CENTRAL INDEX KEY: 0001891907 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56238 FILM NUMBER: 24808836 MAIL ADDRESS: STREET 1: 300 N. GREENE STREET STREET 2: SUITE 2195 CITY: GREENSBORO STATE: NC ZIP: 27401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guerrilla RF, Inc. CENTRAL INDEX KEY: 0001832487 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 853837067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PISGAH CHURCH ROAD CITY: GREENSBORO STATE: NC ZIP: 27455 BUSINESS PHONE: 3365107840 MAIL ADDRESS: STREET 1: 2000 PISGAH CHURCH ROAD CITY: GREENSBORO STATE: NC ZIP: 27455 FORMER COMPANY: FORMER CONFORMED NAME: Laffin Acquisition Corp. DATE OF NAME CHANGE: 20201116 4 1 rdgdoc.xml FORM 4 X0508 4 2023-04-05 0001832487 Guerrilla RF, Inc. GUER 0001891907 Dunn James E. Jr. 300 N. GREENE STREET SUITE 2195 GREENSBORO NC 27401 1 0 Common Stock 11153 D Common Stock 1667 I By Trust Restricted Stock Unit 2023-04-05 4 A 0 6411 0 A Common Stock 6411 6411 D Stock Option 2.8800 2025-07-14 Common Stock 2955 2955 D Stock Option 1.4400 2026-10-26 Common Stock 2462 2462 D Stock Option 1.9200 2028-09-25 Common Stock 2462 2462 D Stock Option 2.2200 2029-09-11 Common Stock 1231 1231 D Stock Option 3.1800 2030-10-30 Common Stock 2462 2462 D Warrant 12.0000 2023-08-28 2028-08-28 Common Stock 834 834 I By Trust. Shares and warrants held of record by the James E. Dunn, Jr. Restated 1985 Revocable Trust, for the benefit of Reporting Person. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. The restricted stock units vest 100% on the earliest of (i) 04/05/2024, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability. No expiration date. The shares subject to the option are fully vested and exercisable. On April 17, 2023, Guerrilla RF, Inc. (the "Company") effected a 1-for-6 reverse stock split of its Common Stock. This Form 4 reflects the beneficial ownership post-stock split, including proportionate adjustments made to the exercise price and the number of shares of Common Stock issuable upon the exercise of outstanding stock options. /s/ John Berg, Attorney-in-Fact 2024-04-01