NT 10-Q 1 guer20230815_nt10q.htm FORM NT 10-Q guer20230815_nt10q.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

 

FORM 12b-25

 

Commission File Number: 000-56238

 

NOTIFICATION OF LATE FILING

 

 

 

(Check One):

 

☐Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q
☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR

     
   

For Period Ended: June 30, 2023

     
   

☐Transition Report on Form 10-K

   

☐Transition Report on Form 20-F

   

☐Transition Report on Form 11-K

   

☐Transition Report on Form 10-Q

   

For the Transition Period Ended:

 

 

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

PART I-REGISTRANT INFORMATION

 

Guerrilla RF, Inc.

 

Full Name of Registrant

 
   
   

Former Name if Applicable

 
   

2000 Pisgah Church Road

 

Address of Principal Executive Office (Street and Number)

 
   

Greensboro, NC 27455

 

City, State and Zip Code

 

 

PART II - RULES 12b-25 (b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the Registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)

 

 

 

 

(a)

The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;  

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and  

 

(c)

The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III - NARRATIVE

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

Guerrilla RF, Inc. (the “Company”) was unable to timely file its Quarterly Report on Form 10-Q for the period ended June 30, 2023 (the “Form 10-Q”) before the 5:30 p.m. cut-off time on August 14, 2023, because of a delay in it receiving third-party verification of certain financial information. Such verification was received on the morning of August 15, 2023, whereupon the Form 10-Q was promptly filed.

 

PART IV - OTHER INFORMATION

 

(1) Name and telephone number of person to contact in regard to this notification

 

Ryan Pratt

 

336

 

510-7840

(Name)

 

(Area code)

 

(Telephone Number)

 

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). Yes ☒ No ☐

 

(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? Yes ☒ No ☐

 

The changes in results are described in the Form 10-Q.

 

 

Guerrilla RF, Inc.

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: August 15, 2023

     
 

By:

/s/ Ryan Pratt

   

Name: 

Ryan Pratt

   

Title:

Chief Executive Officer