0001437749-22-027589.txt : 20221117 0001437749-22-027589.hdr.sgml : 20221117 20221117094113 ACCESSION NUMBER: 0001437749-22-027589 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221115 FILED AS OF DATE: 20221117 DATE AS OF CHANGE: 20221117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mason Mark Alan CENTRAL INDEX KEY: 0001892393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56238 FILM NUMBER: 221396993 MAIL ADDRESS: STREET 1: 682 INVERNESS DR. CITY: WINSTON SALEM STATE: NC ZIP: 27107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guerrilla RF, Inc. CENTRAL INDEX KEY: 0001832487 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 853837067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1196 PLEASANT RIDGE ROAD, STREET 2: SUITE 5 CITY: GREENSBORO STATE: NC ZIP: 27409 BUSINESS PHONE: 3365107840 MAIL ADDRESS: STREET 1: 1196 PLEASANT RIDGE ROAD, STREET 2: SUITE 5 CITY: GREENSBORO STATE: NC ZIP: 27409 FORMER COMPANY: FORMER CONFORMED NAME: Laffin Acquisition Corp. DATE OF NAME CHANGE: 20201116 4 1 rdgdoc.xml FORM 4 X0306 4 2022-11-15 0001832487 Guerrilla RF, Inc. GUER 0001892393 Mason Mark Alan 682 INVERNESS DRIVE WINSTON-SALEM NC 27107 1 Chief Operating Officer Restricted Stock Unit 2022-11-15 4 A 0 16550 0 A Common Stock 16550 16550 D Restricted Stock Unit 2023-02-21 Common Stock 13000 13000 D Stock Option 0.3700 2029-09-11 Common Stock 147707 147707 D Stock Option 0.5300 2030-10-30 Common Stock 10635 10635 D Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. The restricted stock units vest as follows: (i) 5,516 on 7/22/2023; (ii) 5,517 on 7/22/2024; and (iii) 5,517 on 7/22/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date. The restricted stock units vest as follows: (i) 4,333 on 2/21/2023; (ii) 4,333 on 2/21/2024; and (iii) 4,334 on 2/21/2025, in each case subject to the Reporting Person's continued service through the applicable vesting date. 110,781 of the shares subject to the option have vested, and the remaining shares vest on July 22, 2023, subject to the Reporting Person's continued service as of such vesting date. 7,090 of the shares subject to the option are vested, and the remaining shares vest on July 22, 2023, subject to the Reporting Person's continued service as of such vesting date. No expiration date. /s/ Corey Martens, Attorney-in-Fact 2022-11-17