0001213900-22-019364.txt : 20220412 0001213900-22-019364.hdr.sgml : 20220412 20220412140035 ACCESSION NUMBER: 0001213900-22-019364 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220408 FILED AS OF DATE: 20220412 DATE AS OF CHANGE: 20220412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broxson Jeffery Scott CENTRAL INDEX KEY: 0001891544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56238 FILM NUMBER: 22821812 MAIL ADDRESS: STREET 1: 1105 BERKLEY MANOR WAY STREET 2: #2C CITY: GREENSBORO STATE: NC ZIP: 27409 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guerrilla RF, Inc. CENTRAL INDEX KEY: 0001832487 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 853837067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1196 PLEASANT RIDGE ROAD, STREET 2: SUITE 5 CITY: GREENSBORO STATE: NC ZIP: 27409 BUSINESS PHONE: 3365107840 MAIL ADDRESS: STREET 1: 1196 PLEASANT RIDGE ROAD, STREET 2: SUITE 5 CITY: GREENSBORO STATE: NC ZIP: 27409 FORMER COMPANY: FORMER CONFORMED NAME: Laffin Acquisition Corp. DATE OF NAME CHANGE: 20201116 4 1 ownership.xml X0306 4 2022-04-08 0 0001832487 Guerrilla RF, Inc. NONE 0001891544 Broxson Jeffery Scott 1105 BERKLEY MANOR WAY #2C GREENSBORO NC 27409 0 1 0 0 Vice President of Sales Restricted Stock Unit 2022-04-08 4 A 0 10200 0.00 A 2023-02-21 2032-04-08 Common Stock 10200 10200 D Stock Option 0.34 2024-07-16 Common Stock 280644 280644 D Stock Option 0.24 2026-10-26 Common Stock 23929 23929 D Stock Option 0.32 2028-09-25 Common Stock 29541 29541 D Stock Option 0.37 2029-09-11 Common Stock 12407 12407 D Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. The restricted stock units vest as follows: (i) 3,400 on 2/21/2023; (ii) 3,400 on 2/21/2024; and (iii) 3,400 on 2/21/2025, in each case subject to the recipient's continued service through the applicable vesting date. The shares subject to the option are fully vested and exercisable. /s/ Jeffery Broxson by Corey Martens, Attorney-in-Fact 2022-04-12