0001193125-21-197869.txt : 20210624 0001193125-21-197869.hdr.sgml : 20210624 20210624060858 ACCESSION NUMBER: 0001193125-21-197869 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210624 FILED AS OF DATE: 20210624 DATE AS OF CHANGE: 20210624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ferguson plc CENTRAL INDEX KEY: 0001832433 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-HARDWARE & PLUMBING & HEATING EQUIPMENT & SUPPLIES [5070] IRS NUMBER: 000000000 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-40066 FILM NUMBER: 211040535 BUSINESS ADDRESS: STREET 1: 1020 ESKDALE ROAD STREET 2: WINNERSH TRIANGLE CITY: WOKINGHAM STATE: X0 ZIP: RG41 5TS BUSINESS PHONE: 44-118-927-3827 MAIL ADDRESS: STREET 1: 1020 ESKDALE ROAD STREET 2: WINNERSH TRIANGLE CITY: WOKINGHAM STATE: X0 ZIP: RG41 5TS 6-K 1 d493769d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Date: June 24, 2021

Commission File Number: 001-40066

 

 

Ferguson plc

 

 

1020 Eskdale Road, Winnersh Triangle, Wokingham,

Berkshire, RG41 5TS. United Kingdom

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F

Form 20-F  ☒ Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    Ferguson plc
Date: June 24, 2021     By:  

/s/ Ian Graham

     

Name: Ian Graham

Title: Group General Counsel

EXHIBIT INDEX

 

Exhibit

   

Description of Exhibit

99.1

    Announcement sent to the London Stock Exchange on June 18, 2021, “Director/PDMR Shareholding”

 

 EX-99.1 2 d493769dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

FERGUSON PLC (“Company”)

NOTIFICATION OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES (“PDMRs”) IN ORDINARY SHARES OF 10p EACH IN THE COMPANY (“Shares”)

On June 17, 2021 the Company granted the following awards to Victoria Morrissey, Chief Marketing Officer and a PDMR, under the following plans:

Ferguson Group Performance Ordinary Share Plan 2019 (“POSP”)

Two awards were made under the POSP as set out in the table below:

 

    PDMR                Award of conditional Shares    Vesting date                    

    V Morrissey

    1,345    April 12, 2022   

    V Morrissey

    1,868    April 12, 2023   

The awards were granted as conditional share awards. No consideration is payable at allocation or on vesting of all or part of the awards. These awards will vest upon, normally, continued employment and the achievement of US trading profit growth performance conditions tested over the relevant three-year performance period. Subject to, normally, continued employment and the meeting of performance conditions the awards will vest on the dates detailed in the table above.

Ferguson Group Ordinary Share Plan 2019 (“OSP”)

Two awards were made under the OSP as set out in the table below:

 

    PDMR                Award of conditional Shares    Vesting date                    

    V Morrissey

    572    April 12, 2022   

    V Morrissey

    1,964    April 12, 2023   

The awards were granted as conditional share awards. No consideration is payable at allocation or on vesting of all or part of the awards. The awards have no performance conditions and will normally vest, only subject to continued employment with the Company, on the dates detailed in the table above.

The attached notifications, which have been made in accordance with the requirements of the EU Market Abuse Regulation (as it forms part of UK law pursuant to the European Union (Withdrawal) Act 2018), provide further detail.

POSP Awards

 

1

   

Details of the person discharging managerial responsibilities / person closely associated

a)

   

Name

   

Victoria Morrissey

2

   

Reason for the notification

a)

   

Position/status

   

Chief Marketing Officer

b)

   

Initial/Amendment notification

   

Initial notification

3

   

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

   

Name

   

Ferguson plc

b)

   

LEI

   

213800DU1LGY3R2S2X42

4

   

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

   

Description of the financial instrument, type of instrument

 

Identification code

 

   

Ordinary Shares of 10p each

 

ISIN: JE00BJVNSS43

 

b)

   

Nature of the transaction

   

The grant of conditional shares under the Ferguson Group Performance Ordinary Share Plan 2019

c)

   

Price(s) and volume(s)

                   
        

    

   

Price(s)

   

Volume(s)

     
           

$0.00

   

1,345

     
     
             

USD - United States Dollar

d)

   

Aggregated information

 

    -    Aggregated volume

 

    -    Price

 

   

 

 

Not applicable

 

$0.00

 

e)

   

Date of the transaction

   

2021-06-17; UTC time

f)

   

Place of the transaction

   

Outside a Trading Venue

 

1

   

Details of the person discharging managerial responsibilities / person closely associated

a)

   

Name

   

Victoria Morrissey

2

   

Reason for the notification

a)

   

Position/status

   

Chief Marketing Officer

b)

   

Initial/Amendment notification

   

Initial notification

3

   

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

   

Name

   

Ferguson plc

b)

   

LEI

   

213800DU1LGY3R2S2X42

4

   

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

   

Description of the financial instrument, type of instrument

 

Identification code

 

   

Ordinary Shares of 10p each

 

 

ISIN: JE00BJVNSS43

 

b)

   

Nature of the transaction

   

The grant of conditional shares under the Ferguson Group Performance Ordinary Share Plan 2019

c)

   

Price(s) and volume(s)

                   
        

    

   

Price(s)

   

Volume(s)

     
           

$0.00

   

1,868

     
     
             

USD - United States Dollar

d)

   

Aggregated information

 

    -    Aggregated volume

 

    -    Price

 

   

 

 

Not applicable

 

$0.00

e)

   

Date of the transaction

   

2021-06-17; UTC time

f)

   

Place of the transaction

   

Outside a Trading Venue

OSP Awards

 

1

   

Details of the person discharging managerial responsibilities / person closely associated

a)

   

Name

   

Victoria Morrissey

2

   

Reason for the notification

a)

   

Position/status

   

Chief Marketing Officer

b)

   

Initial/Amendment notification

   

Initial notification

3

   

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

   

Name

   

Ferguson plc

b)

   

LEI

   

213800DU1LGY3R2S2X42

4

   

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

   

Description of the financial instrument, type of instrument

 

Identification code

 

   

Ordinary Shares of 10p each

 

 

ISIN: JE00BJVNSS43

 

b)

   

Nature of the transaction

   

The grant of conditional shares under the Ferguson Group Ordinary Share Plan 2019

c)

   

Price(s) and volume(s)

  

    

               
           

Price(s)

   

Volume(s)

     
           

$0.00

   

572

     
     
             

USD - United States Dollar

d)

   

Aggregated information

 

    -    Aggregated volume

 

    -    Price

 

   

 

 

Not applicable

 

$0.00

e)

   

Date of the transaction

   

2021-06-17; UTC time

f)

   

Place of the transaction

   

Outside a Trading Venue

 

1

   

Details of the person discharging managerial responsibilities / person closely associated

a)

   

Name

   

Victoria Morrissey

2

   

Reason for the notification

a)

   

Position/status

   

Chief Marketing Officer

b)

   

Initial/Amendment notification

   

Initial notification

3

   

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

   

Name

   

Ferguson plc

b)

   

LEI

   

213800DU1LGY3R2S2X42

4

   

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

   

Description of the financial instrument, type of instrument

   

Ordinary Shares of 10p each

     
    

Identification code

   

ISIN: JE00BJVNSS43

b)

   

Nature of the transaction

   

The grant of conditional shares under the Ferguson Group Ordinary Share Plan 2019

c)

   

Price(s) and volume(s)

  

    

               
           

Price(s)

   

Volume(s)

     
           

$0.00

   

1,964

     
     
             

USD - United States Dollar

d)

   

Aggregated information

 

    -    Aggregated volume

 

    -    Price

   

 

Not applicable

 

$0.00

     

e)

   

Date of the transaction

   

2021-06-17; UTC time

     

f)

   

Place of the transaction

   

Outside a Trading Venue

Enquiries:

Graham Middlemiss, Group Company Secretary

(00 44 118 927 3800)

June 18, 2021