Chief Compliance Officer

0001398344-23-007730.txt : 20230425 0001398344-23-007730.hdr.sgml : 20230425 20230425114400 ACCESSION NUMBER: 0001398344-23-007730 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230425 DATE AS OF CHANGE: 20230425 EFFECTIVENESS DATE: 20230425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sage Mountain Advisors LLC CENTRAL INDEX KEY: 0001832274 IRS NUMBER: 832064784 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20448 FILM NUMBER: 23843129 BUSINESS ADDRESS: STREET 1: 945 E PACES FERRY ROAD NE STREET 2: SUITE 2660 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 404-795-8361 MAIL ADDRESS: STREET 1: 945 E PACES FERRY ROAD NE STREET 2: SUITE 2660 CITY: ATLANTA STATE: GA ZIP: 30326 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001832274 XXXXXXXX 03-31-2023 03-31-2023 false Sage Mountain Advisors LLC

945 E PACES FERRY ROAD NE SUITE 2660 ATLANTA GA 30326

13F HOLDINGS REPORT 028-20448 000298593 801-114002 N Whitney Imeraj Chief Compliance Officer 404-795-8364 /s/ Whitney Imeraj Atlanta GA 04-25-2023 1 333 620129614 1 028-20944 000301040 801-117460 Wealthspring Capital LLC INFORMATION TABLE 2 fp0083214-1_13fhr-table.xml ABBOTT LABS COM 002824100 856862 8462 SH SOLE 0 0 8462 ABBVIE INC COM 00287Y109 1272091 7982 SH SOLE 0 0 7982 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 774831 2711 SH SOLE 0 0 2711 ACTIVISION BLIZZARD INC COM 00507V109 278938 3259 SH SOLE 0 0 3259 ADOBE SYSTEMS INCORPORATED COM 00724F101 881727 2288 SH SOLE 0 0 2288 ADVANCED MICRO DEVICES INC COM 007903107 446436 4555 SH SOLE 0 0 4555 AFTERNEXT HEALTHTECH ACQUISI SHS CL A G01109100 273896 26800 SH OTR 1 0 0 26800 AIR PRODS & CHEMS INC COM 009158106 351832 1225 SH SOLE 0 0 1225 AIRBNB INC COM CL A 009066101 770534 6194 SH SOLE 0 0 6194 AIRBNB INC NOTE 3/1 009066AB7 4373 5000 PRN SOLE 0 0 5000 ALIGN TECHNOLOGY INC COM 016255101 320774 960 SH SOLE 0 0 960 ALPHA PARTNERS TECH MERGR CO *W EXP 03/31/202 G63290103 885 8043 SH OTR 1 0 0 8043 ALPHA PARTNERS TECH MERGR CO CLASS A ORD SHS G63290111 246357 24129 SH OTR 1 0 0 24129 ALPHABET INC CAP STK CL C 02079K107 2553968 24557 SH SOLE 0 0 24557 ALPHABET INC CAP STK CL A 02079K305 2859927 27571 SH SOLE 0 0 27571 ALTC ACQUISITION CORP COM CL A 02156V109 539574 53160 SH OTR 1 0 0 53160 AMAZON COM INC COM 023135106 3563140 34496 SH SOLE 0 0 34496 AMERICAN EXPRESS CO COM 025816109 316374 1918 SH SOLE 0 0 1918 AMERICAN TOWER CORP NEW COM 03027X100 206588 1011 SH SOLE 0 0 1011 AMERIPRISE FINL INC COM 03076C106 317841 1037 SH SOLE 0 0 1037 AMGEN INC COM 031162100 672065 2780 SH SOLE 0 0 2780 ANALOG DEVICES INC COM 032654105 222859 1130 SH SOLE 0 0 1130 ANSYS INC COM 03662Q105 211661 636 SH SOLE 0 0 636 AON PLC SHS CL A G0403H108 334207 1060 SH SOLE 0 0 1060 APPLE INC COM 037833100 17200511 104309 SH SOLE 0 0 104309 APPLIED MATLS INC COM 038222105 326359 2657 SH SOLE 0 0 2657 APTIV PLC SHS G6095L109 220790 1968 SH SOLE 0 0 1968 ARCHER DANIELS MIDLAND CO COM 039483102 336882 4229 SH SOLE 0 0 4229 ASML HOLDING N V N Y REGISTRY SHS N07059210 260031 382 SH SOLE 0 0 382 ASTRAZENECA PLC SPONSORED ADR 046353108 232038 3343 SH SOLE 0 0 3343 AT&T INC COM 00206R102 424617 22058 SH SOLE 0 0 22058 AUTODESK INC COM 052769106 337219 1620 SH SOLE 0 0 1620 AUTOMATIC DATA PROCESSING IN COM 053015103 392274 1762 SH SOLE 0 0 1762 AUTOZONE INC COM 053332102 346599 141 SH SOLE 0 0 141 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 120358 17072 SH SOLE 0 0 17072 BANCO SANTANDER S.A. ADR 05964H105 38402 10407 SH SOLE 0 0 10407 BANK AMERICA CORP COM 060505104 7176998 250944 SH SOLE 0 0 250944 BANK NEW YORK MELLON CORP COM 064058100 214613 4723 SH SOLE 0 0 4723 BARCLAYS PLC ADR 06738E204 80463 11191 SH SOLE 0 0 11191 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3724800 8 SH SOLE 0 0 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3130310 10138 SH SOLE 0 0 10138 BHP GROUP LTD SPONSORED ADS 088606108 227008 3580 SH SOLE 0 0 3580 BLACKROCK INC COM 09247X101 398796 596 SH SOLE 0 0 596 BLACKSTONE INC COM 09260D107 482381 5492 SH SOLE 0 0 5492 BOEING CO COM 097023105 278807 1312 SH SOLE 0 0 1312 BOOKING HOLDINGS INC COM 09857L108 244022 92 SH SOLE 0 0 92 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 10482 7000 PRN SOLE 0 0 7000 BRISTOL-MYERS SQUIBB CO COM 110122108 383769 5537 SH SOLE 0 0 5537 BROADCOM INC COM 11135F101 3960868 6174 SH SOLE 0 0 6174 BYNORDIC ACQUISITION CORP UNIT 07/01/2027 124420209 111800 10750 SH OTR 1 0 0 10750 CARLYLE SECURED LENDING INC COM 872280102 136200 10000 SH SOLE 0 0 10000 CARTESIAN GROWTH CORP II UNIT 07/12/2028 G19305104 169488 16050 SH OTR 1 0 0 16050 CATERPILLAR INC COM 149123101 327012 1429 SH SOLE 0 0 1429 CHEVRON CORP NEW COM 166764100 1028397 6303 SH SOLE 0 0 6303 CHICAGO ATLANTIC REAL ESTATE COM 167239102 764502 56588 SH SOLE 0 0 56588 CHUBB LIMITED COM H1467J104 257094 1324 SH SOLE 0 0 1324 CISCO SYS INC COM 17275R102 1488060 28466 SH SOLE 0 0 28466 COCA COLA CO COM 191216100 862279 13901 SH SOLE 0 0 13901 COMCAST CORP NEW CL A 20030N101 666875 17591 SH SOLE 0 0 17591 CONOCOPHILLIPS COM 20825C104 385332 3884 SH SOLE 0 0 3884 CONSOLIDATED EDISON INC COM 209115104 354649 3707 SH SOLE 0 0 3707 CONYERS PARK III ACQSITN COR CLASS A COM 21289P102 262397 25700 SH OTR 1 0 0 25700 COPART INC COM 217204106 15038616 199955 SH SOLE 0 0 199955 COSTCO WHSL CORP NEW COM 22160K105 714499 1438 SH SOLE 0 0 1438 CROWN CASTLE INC COM 22822V101 213207 1593 SH SOLE 0 0 1593 CVS HEALTH CORP COM 126650100 1989427 26772 SH SOLE 0 0 26772 DANAHER CORPORATION COM 235851102 460477 1827 SH SOLE 0 0 1827 DEERE & CO COM 244199105 463664 1123 SH SOLE 0 0 1123 DELTA AIR LINES INC DEL COM NEW 247361702 548593 15710 SH SOLE 0 0 15710 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 795460 31219 SH SOLE 0 0 31219 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 214136 6644 SH SOLE 0 0 6644 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 335454 14547 SH SOLE 0 0 14547 DISNEY WALT CO COM 254687106 378191 3777 SH SOLE 0 0 3777 DMY SQUARED TECHNOLOGY GROUP UNIT 99/99/9999 233276203 134940 13000 SH OTR 1 0 0 13000 DUKE ENERGY CORP NEW COM NEW 26441C204 420416 4358 SH SOLE 0 0 4358 DYADIC INTL INC DEL COM 26745T101 189684 106564 SH SOLE 0 0 106564 EATON CORP PLC SHS G29183103 436746 2549 SH SOLE 0 0 2549 ELEVANCE HEALTH INC COM 036752103 441418 960 SH SOLE 0 0 960 EQUINIX INC COM 29444U700 256690 356 SH SOLE 0 0 356 EXXON MOBIL CORP COM 30231G102 3580180 32648 SH SOLE 0 0 32648 FIFTH THIRD BANCORP COM 316773100 833912 31303 SH SOLE 0 0 31303 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 768073 17038 SH SOLE 0 0 17038 FIRST TR VALUE LINE DIVID IN SHS 33734H106 783160 19501 SH SOLE 0 0 19501 FISERV INC COM 337738108 246744 2183 SH SOLE 0 0 2183 FORD MTR CO DEL COM 345370860 155761 12362 SH SOLE 0 0 12362 FORTINET INC COM 34959E109 4409289 66345 SH SOLE 0 0 66345 FOUR LEAF ACQUISITION CORP UNIT 03/15/2028 35088F206 205000 20000 SH OTR 1 0 0 20000 GENERAL ELECTRIC CO COM NEW 369604301 308214 3224 SH SOLE 0 0 3224 GILEAD SCIENCES INC COM 375558103 269238 3245 SH SOLE 0 0 3245 GLOBAL X FDS US INFR DEV ETF 37954Y673 468569 16528 SH SOLE 0 0 16528 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 16269 256 SH SOLE 0 0 256 GOLDMAN SACHS GROUP INC COM 38141G104 441599 1350 SH SOLE 0 0 1350 GOLUB CAP BDC INC COM 38173M102 24135943 1779937 SH SOLE 0 0 1779937 GORES HOLDINGS IX INC CLASS A COM 38287A101 413202 41033 SH OTR 1 0 0 41033 HILTON WORLDWIDE HLDGS INC COM 43300A203 227646 1616 SH SOLE 0 0 1616 HOME DEPOT INC COM 437076102 1818825 6163 SH SOLE 0 0 6163 HONEYWELL INTL INC COM 438516106 685356 3586 SH SOLE 0 0 3586 HUNTINGTON BANCSHARES INC COM 446150104 130984 11695 SH SOLE 0 0 11695 IDEXX LABS INC COM 45168D104 283545 567 SH SOLE 0 0 567 ILLINOIS TOOL WKS INC COM 452308109 283619 1165 SH SOLE 0 0 1165 ILLUMINA INC COM 452327109 193714 833 SH SOLE 0 0 833 ILLUMINA INC NOTE 8/1 452327AK5 7800 8000 PRN SOLE 0 0 8000 INTEL CORP COM 458140100 344113 10533 SH SOLE 0 0 10533 INTERNATIONAL BUSINESS MACHS COM 459200101 371116 2831 SH SOLE 0 0 2831 INTUIT COM 461202103 250556 562 SH SOLE 0 0 562 INTUITIVE SURGICAL INC COM NEW 46120E602 299411 1172 SH SOLE 0 0 1172 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 7329 147 SH SOLE 0 0 147 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 643094 10306 SH SOLE 0 0 10306 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 169 4 SH SOLE 0 0 4 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 3389015 10914 SH SOLE 0 0 10914 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 7732629 163411 SH SOLE 0 0 163411 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 66236 458 SH SOLE 0 0 458 INVESCO QQQ TR UNIT SER 1 46090E103 393139 1225 SH SOLE 0 0 1225 ISHARES INC MSCI GBL MIN VOL 464286525 610905 6314 SH SOLE 0 0 6314 ISHARES INC MSCI EMERG MRKT 464286533 5978 110 SH SOLE 0 0 110 ISHARES INC CORE MSCI EMKT 46434G103 396305 8123 SH SOLE 0 0 8123 ISHARES INC MSCI JPN ETF NEW 46434G822 52821 900 SH SOLE 0 0 900 ISHARES INC ESG AWR MSCI EM 46434G863 34911 1109 SH SOLE 0 0 1109 ISHARES TR CORE S&P TTL STK 464287150 2252250 24873 SH SOLE 0 0 24873 ISHARES TR CORE S&P500 ETF 464287200 1011668 2461 SH SOLE 0 0 2461 ISHARES TR MSCI EMG MKT ETF 464287234 341724 8660 SH SOLE 0 0 8660 ISHARES TR GLOBAL TECH ETF 464287291 5545 102 SH SOLE 0 0 102 ISHARES TR S&P 500 GRWT ETF 464287309 244826 3832 SH SOLE 0 0 3832 ISHARES TR S&P 500 VAL ETF 464287408 57062 376 SH SOLE 0 0 376 ISHARES TR MSCI EAFE ETF 464287465 1849483 25860 SH SOLE 0 0 25860 ISHARES TR RUS MDCP VAL ETF 464287473 35683 336 SH SOLE 0 0 336 ISHARES TR RUS MD CP GR ETF 464287481 333425 3662 SH SOLE 0 0 3662 ISHARES TR RUS MID CAP ETF 464287499 23983 343 SH SOLE 0 0 343 ISHARES TR CORE S&P MCP ETF 464287507 62040 248 SH SOLE 0 0 248 ISHARES TR ISHARES BIOTECH 464287556 9687 75 SH SOLE 0 0 75 ISHARES TR RUS 1000 VAL ETF 464287598 359181 2359 SH SOLE 0 0 2359 ISHARES TR S&P MC 400GR ETF 464287606 51845 725 SH SOLE 0 0 725 ISHARES TR RUS 1000 GRW ETF 464287614 2555936 10461 SH SOLE 0 0 10461 ISHARES TR RUS 1000 ETF 464287622 4178917 18554 SH SOLE 0 0 18554 ISHARES TR RUS 2000 VAL ETF 464287630 97147 709 SH SOLE 0 0 709 ISHARES TR RUS 2000 GRW ETF 464287648 52622 232 SH SOLE 0 0 232 ISHARES TR RUSSELL 2000 ETF 464287655 298106 1671 SH SOLE 0 0 1671 ISHARES TR CORE S&P US VLU 464287663 41292 560 SH SOLE 0 0 560 ISHARES TR CORE S&P US GWT 464287671 131380 1480 SH SOLE 0 0 1480 ISHARES TR RUSSELL 3000 ETF 464287689 673273 2860 SH SOLE 0 0 2860 ISHARES TR S&P MC 400VL ETF 464287705 137506 1338 SH SOLE 0 0 1338 ISHARES TR U.S. TECH ETF 464287721 149610 1612 SH SOLE 0 0 1612 ISHARES TR US HLTHCARE ETF 464287762 125608 460 SH SOLE 0 0 460 ISHARES TR U.S. FINLS ETF 464287788 6758 95 SH SOLE 0 0 95 ISHARES TR CORE S&P SCP ETF 464287804 3108526 32146 SH SOLE 0 0 32146 ISHARES TR SP SMCP600VL ETF 464287879 472879 5053 SH SOLE 0 0 5053 ISHARES TR SHRT NAT MUN ETF 464288158 209360 2000 SH SOLE 0 0 2000 ISHARES TR EAFE SML CP ETF 464288273 126042 2118 SH SOLE 0 0 2118 ISHARES TR JPMORGAN USD EMG 464288281 3624 42 SH SOLE 0 0 42 ISHARES TR MBS ETF 464288588 10610 112 SH SOLE 0 0 112 ISHARES TR ISHS 1-5YR INVS 464288646 7227 143 SH SOLE 0 0 143 ISHARES TR U.S. MED DVC ETF 464288810 5182 96 SH SOLE 0 0 96 ISHARES TR EAFE VALUE ETF 464288877 301274 6208 SH SOLE 0 0 6208 ISHARES TR EAFE GRWTH ETF 464288885 205909 2198 SH SOLE 0 0 2198 ISHARES TR MSCI USA QLT FCT 46432F339 65815537 530492 SH SOLE 0 0 530492 ISHARES TR MSCI USA VALUE 46432F388 29907 323 SH SOLE 0 0 323 ISHARES TR MSCI USA MMENTM 46432F396 14738 106 SH SOLE 0 0 106 ISHARES TR CORE MSCI TOTAL 46432F834 560709 9051 SH SOLE 0 0 9051 ISHARES TR CORE MSCI EAFE 46432F842 224683 3361 SH SOLE 0 0 3361 ISHARES TR INTL EQTY FACTOR 46434V274 1104895 41710 SH SOLE 0 0 41710 ISHARES TR MSCI INTL QUALTY 46434V456 24175010 684844 SH SOLE 0 0 684844 ISHARES TR CUR HD EURZN ETF 46434V639 113580 3600 SH SOLE 0 0 3600 ISHARES TR GLOBAL REIT ETF 46434V647 200798 8757 SH SOLE 0 0 8757 ISHARES TR HDG MSCI EAFE 46434V803 1451221 49244 SH SOLE 0 0 49244 ISHARES TR HDG MSCI JAPAN 46434V886 46208 1600 SH SOLE 0 0 1600 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 49289603 1195479 SH SOLE 0 0 1195479 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 420122 8349 SH SOLE 0 0 8349 JANUS DETROIT STR TR HENDRSON AAA CL 47103U845 60812299 1228283 SH SOLE 0 0 1228283 JANUS INTERNATIONAL GROUP IN COMMON STOCK 47103N106 258805 26248 SH SOLE 0 0 26248 JOHNSON & JOHNSON COM 478160104 1680200 10840 SH SOLE 0 0 10840 JPMORGAN CHASE & CO COM 46625H100 5390664 41368 SH SOLE 0 0 41368 JUNIPER II CORP UNIT 99/99/9999 48203N202 126750 12500 SH SOLE 0 0 12500 JUPITER ACQUISITION CORP CL A 482082104 191900 19000 SH OTR 1 0 0 19000 JUPITER ACQUISITION CORP UNIT 09/11/2027 482082203 50500 5000 SH OTR 1 0 0 5000 KIMBERLY-CLARK CORP COM 494368103 364139 2713 SH SOLE 0 0 2713 KLA CORP COM NEW 482480100 265847 666 SH SOLE 0 0 666 KRAFT HEINZ CO COM 500754106 213458 5520 SH SOLE 0 0 5520 LAM RESEARCH CORP COM 512807108 225301 425 SH SOLE 0 0 425 LAUDER ESTEE COS INC CL A 518439104 256811 1042 SH SOLE 0 0 1042 LENNAR CORP CL A 526057104 183312 1744 SH SOLE 0 0 1744 LENNAR CORP CL B 526057302 18309 205 SH SOLE 0 0 205 LILLY ELI & CO COM 532457108 1393255 4057 SH SOLE 0 0 4057 LINDE PLC SHS G54950103 600338 1689 SH SOLE 0 0 1689 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 57678 24861 SH SOLE 0 0 24861 LOCKHEED MARTIN CORP COM 539830109 458548 970 SH SOLE 0 0 970 LOGISTICS INNOVTN TECHNLGS C CLASS A COM 54141L100 144737 14249 SH OTR 1 0 0 14249 LOGISTICS INNOVTN TECHNLGS C *W EXP 06/15/202 54141L118 561 5099 SH OTR 1 0 0 5099 LOWES COS INC COM 548661107 376344 1882 SH SOLE 0 0 1882 LULULEMON ATHLETICA INC COM 550021109 287346 789 SH SOLE 0 0 789 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 448296 8262 SH SOLE 0 0 8262 MARATHON OIL CORP COM 565849106 201288 8401 SH SOLE 0 0 8401 MARSH & MCLENNAN COS INC COM 571748102 401719 2412 SH SOLE 0 0 2412 MASTERCARD INCORPORATED CL A 57636Q104 1051513 2893 SH SOLE 0 0 2893 MCDONALDS CORP COM 580135101 620734 2220 SH SOLE 0 0 2220 MEDTRONIC PLC SHS G5960L103 268062 3325 SH SOLE 0 0 3325 MERCK & CO INC COM 58933Y105 1862038 17502 SH SOLE 0 0 17502 META PLATFORMS INC CL A 30303M102 1468956 6931 SH SOLE 0 0 6931 MICROCHIP TECHNOLOGY INC. COM 595017104 226457 2703 SH SOLE 0 0 2703 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 5582 5000 PRN SOLE 0 0 5000 MICROSOFT CORP COM 594918104 12470417 43255 SH SOLE 0 0 43255 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 73159 11449 SH SOLE 0 0 11449 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 74324 26356 SH SOLE 0 0 26356 MORGAN STANLEY COM NEW 617446448 491065 5593 SH SOLE 0 0 5593 MSCI INC COM 55354G100 214361 383 SH SOLE 0 0 383 NETFLIX INC COM 64110L106 611845 1771 SH SOLE 0 0 1771 NEXTERA ENERGY INC COM 65339F101 536862 6965 SH SOLE 0 0 6965 NIKE INC CL B 654106103 468967 3824 SH SOLE 0 0 3824 NORFOLK SOUTHN CORP COM 655844108 265000 1250 SH SOLE 0 0 1250 NORTHROP GRUMMAN CORP COM 666807102 262257 568 SH SOLE 0 0 568 NOVARTIS AG SPONSORED ADR 66987V109 205620 2235 SH SOLE 0 0 2235 NOVO-NORDISK A S ADR 670100205 273243 1717 SH SOLE 0 0 1717 NVIDIA CORPORATION COM 67066G104 2125218 7651 SH SOLE 0 0 7651 OCCIDENTAL PETE CORP COM 674599105 205020 3284 SH SOLE 0 0 3284 ORACLE CORP COM 68389X105 477330 5137 SH SOLE 0 0 5137 OREILLY AUTOMOTIVE INC COM 67103H107 234318 276 SH SOLE 0 0 276 PARKER-HANNIFIN CORP COM 701094104 200658 597 SH SOLE 0 0 597 PAYCHEX INC COM 704326107 304580 2658 SH SOLE 0 0 2658 PAYPAL HLDGS INC COM 70450Y103 216733 2854 SH SOLE 0 0 2854 PENNANTPARK FLOATING RATE CA COM 70806A106 212200 20000 SH SOLE 0 0 20000 PEPSICO INC COM 713448108 866290 4752 SH SOLE 0 0 4752 PFIZER INC COM 717081103 1025346 25131 SH SOLE 0 0 25131 PG&E CORP COM 69331C108 258882 16010 SH SOLE 0 0 16010 PHILIP MORRIS INTL INC COM 718172109 233108 2397 SH SOLE 0 0 2397 PIMCO ETF TR 1-5 US TIP IDX 72201R205 93607 1834 SH SOLE 0 0 1834 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 513073 5169 SH SOLE 0 0 5169 PINNACLE FINL PARTNERS INC COM 72346Q104 1985760 36000 SH SOLE 0 0 36000 PNC FINL SVCS GROUP INC COM 693475105 306311 2410 SH SOLE 0 0 2410 PONO CAP THREE INC UNIT 01/11/2028 G71704129 431023 42010 SH OTR 1 0 0 42010 PONO CAP TWO INC *W EXP 07/31/202 73245B115 545 11500 SH OTR 1 0 0 11500 PROCTER AND GAMBLE CO COM 742718109 1531267 10298 SH SOLE 0 0 10298 PROGRESSIVE CORP COM 743315103 207437 1450 SH SOLE 0 0 1450 PROLOGIS INC. COM 74340W103 355095 2846 SH SOLE 0 0 2846 PROSHARES TR PSHS ULT S&P 500 74347R107 273690 5452 SH SOLE 0 0 5452 QUALCOMM INC COM 747525103 496797 3894 SH SOLE 0 0 3894 QUANTUMSCAPE CORP COM CL A 74767V109 84753 10361 SH SOLE 0 0 10361 RAYTHEON TECHNOLOGIES CORP COM 75513E101 476332 4864 SH SOLE 0 0 4864 ROYAL BK CDA SUSTAINABL COM 780087102 588486 6157 SH SOLE 0 0 6157 S&P GLOBAL INC COM 78409V104 269265 781 SH SOLE 0 0 781 SALESFORCE INC COM 79466L302 436719 2186 SH SOLE 0 0 2186 SAP SE SPON ADR 803054204 343583 2715 SH SOLE 0 0 2715 SCHLUMBERGER LTD COM STK 806857108 293029 5968 SH SOLE 0 0 5968 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1429375 29872 SH SOLE 0 0 29872 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3737601 77271 SH SOLE 0 0 77271 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 2295 35 SH SOLE 0 0 35 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 34751 475 SH SOLE 0 0 475 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2749 79 SH SOLE 0 0 79 SCREAMING EAGLE ACQUISITN CO CLASS A ORD SHS G79407105 447040 44000 SH OTR 1 0 0 44000 SCREAMING EAGLE ACQUISITN CO *W EXP 01/05/202 G79407121 587 2667 SH OTR 1 0 0 2667 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 19923 247 SH SOLE 0 0 247 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 32236 249 SH SOLE 0 0 249 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 16660 223 SH SOLE 0 0 223 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 35142 235 SH SOLE 0 0 235 SELECT SECTOR SPDR TR ENERGY 81369Y506 299762 3619 SH SOLE 0 0 3619 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 126060 3921 SH SOLE 0 0 3921 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 30556 302 SH SOLE 0 0 302 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 138627 918 SH SOLE 0 0 918 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 8461 125 SH SOLE 0 0 125 SERVICENOW INC COM 81762P102 365735 787 SH SOLE 0 0 787 SHELL PLC SPON ADS 780259305 361754 6287 SH SOLE 0 0 6287 SILVERBOX CORP III UNIT 02/28/2028 82836N206 398993 39780 SH OTR 1 0 0 39780 SOUTHERN CO COM 842587107 293836 4223 SH SOLE 0 0 4223 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463X434 5041864 72733 SH SOLE 0 0 72733 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 132766 3890 SH SOLE 0 0 3890 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 6544 159 SH SOLE 0 0 159 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 5146 200 SH SOLE 0 0 200 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 7464 241 SH SOLE 0 0 241 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1371556 42701 SH SOLE 0 0 42701 SPDR S&P 500 ETF TR TR UNIT 78462F103 2978039 7274 SH SOLE 0 0 7274 SPDR SER TR S&P 600 SMCP VAL 78464A300 19654 258 SH SOLE 0 0 258 SPDR SER TR BBG CONV SEC ETF 78464A359 38163 569 SH SOLE 0 0 569 SPDR SER TR PRTFLO S&P500 GW 78464A409 112658 2035 SH SOLE 0 0 2035 SPDR SER TR PRTFLO S&P500 VL 78464A508 152904 3755 SH SOLE 0 0 3755 SPDR SER TR S&P DIVID ETF 78464A763 1719569 13900 SH SOLE 0 0 13900 SPDR SER TR PORTFOLIO S&P400 78464A847 555446 12641 SH SOLE 0 0 12641 SPDR SER TR S&P BIOTECH 78464A870 69808 916 SH SOLE 0 0 916 SPDR SER TR PORTFOLIO SH TSR 78468R101 23530 805 SH SOLE 0 0 805 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 1525451 16613 SH SOLE 0 0 16613 SPDR SER TR PRTFLO S&P500 HI 78468R788 3075 81 SH SOLE 0 0 81 SPDR SER TR MSCI USA STRTGIC 78468R812 22452395 193672 SH SOLE 0 0 193672 ST ENERGY TRANSITION I LTD CL A ORD SHS G8465L107 72660 7000 SH OTR 1 0 0 7000 ST ENERGY TRANSITION I LTD UNIT 99/99/9999 G8465L123 106488 10200 SH SOLE 0 0 10200 STARBUCKS CORP COM 855244109 662163 6359 SH SOLE 0 0 6359 STRYKER CORPORATION COM 863667101 336569 1179 SH SOLE 0 0 1179 SYSCO CORP COM 871829107 212537 2752 SH SOLE 0 0 2752 TARGET CORP COM 87612E106 336063 2029 SH SOLE 0 0 2029 TARGET GLOBAL ACQUISI I CORP UNIT 99/99/9999 G8675N117 120405 11500 SH OTR 1 0 0 11500 TE CONNECTIVITY LTD SHS H84989104 205480 1567 SH SOLE 0 0 1567 TESLA INC COM 88160R101 3454002 16649 SH SOLE 0 0 16649 TEXAS INSTRS INC COM 882508104 811934 4365 SH SOLE 0 0 4365 THERMO FISHER SCIENTIFIC INC COM 883556102 739483 1283 SH SOLE 0 0 1283 TJX COS INC NEW COM 872540109 218703 2791 SH SOLE 0 0 2791 T-MOBILE US INC COM 872590104 253905 1753 SH SOLE 0 0 1753 TRINE II ACQUISITION CORP UNIT 99/99/9999 G9059F126 105000 10000 SH SOLE 0 0 10000 TRUIST FINL CORP COM 89832Q109 220491 6466 SH SOLE 0 0 6466 UNIFIED SER TR BALLAST SMLMD CP 90470L550 343274 10290 SH SOLE 0 0 10290 UNION PAC CORP COM 907818108 386017 1918 SH SOLE 0 0 1918 UNITED PARCEL SERVICE INC CL B 911312106 560631 2890 SH SOLE 0 0 2890 UNITEDHEALTH GROUP INC COM 91324P102 1344046 2844 SH SOLE 0 0 2844 VANECK ETF TRUST BDC INCOME ETF 92189F411 562799 37950 SH SOLE 0 0 37950 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 34968669 92984 SH SOLE 0 0 92984 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1877 14 SH SOLE 0 0 14 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 207948 2504 SH SOLE 0 0 2504 VANGUARD INDEX FDS SM CP VAL ETF 922908611 455165 2867 SH SOLE 0 0 2867 VANGUARD INDEX FDS MID CAP ETF 922908629 377525 1790 SH SOLE 0 0 1790 VANGUARD INDEX FDS LARGE CAP ETF 922908637 187370 1003 SH SOLE 0 0 1003 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 363515 2593 SH SOLE 0 0 2593 VANGUARD INDEX FDS GROWTH ETF 922908736 2498640 10017 SH SOLE 0 0 10017 VANGUARD INDEX FDS VALUE ETF 922908744 1061141 7683 SH SOLE 0 0 7683 VANGUARD INDEX FDS SMALL CP ETF 922908751 9835468 51886 SH SOLE 0 0 51886 VANGUARD INDEX FDS TOTAL STK MKT 922908769 54849419 268738 SH SOLE 0 0 268738 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 5525 60 SH SOLE 0 0 60 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4828672 90306 SH SOLE 0 0 90306 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 113726 2815 SH SOLE 0 0 2815 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 79966 1312 SH SOLE 0 0 1312 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 7283958 124427 SH SOLE 0 0 124427 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 78593 1031 SH SOLE 0 0 1031 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 485170 6731 SH SOLE 0 0 6731 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 10817 172 SH SOLE 0 0 172 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 108108 1803 SH SOLE 0 0 1803 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 115035 1434 SH SOLE 0 0 1434 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 546516 3549 SH SOLE 0 0 3549 VANGUARD STAR FDS VG TL INTL STK F 921909768 10711886 194021 SH SOLE 0 0 194021 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 5771744 127778 SH SOLE 0 0 127778 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 250035 2370 SH SOLE 0 0 2370 VANGUARD WHITEHALL FDS EM MK GOV BD ETF 921946885 4050 65 SH SOLE 0 0 65 VANGUARD WORLD FDS INF TECH ETF 92204A702 7411432 19227 SH SOLE 0 0 19227 VERIZON COMMUNICATIONS INC COM 92343V104 242479 6235 SH SOLE 0 0 6235 VISA INC COM CL A 92826C839 2089761 9269 SH SOLE 0 0 9269 WALMART INC COM 931142103 1094964 7426 SH SOLE 0 0 7426 WASTE MGMT INC DEL COM 94106L109 228928 1403 SH SOLE 0 0 1403 WAVERLEY CAPITAL ACQUIS CORP SHS CL A G06536109 255000 25000 SH OTR 1 0 0 25000 WELLS FARGO CO NEW COM 949746101 382995 10246 SH SOLE 0 0 10246 ZIMMER ENERGY TRANSITION ACQ COM CL A 989570106 345960 34152 SH OTR 1 0 0 34152