Chief Compliance Officer

0001398344-22-021037.txt : 20221031 0001398344-22-021037.hdr.sgml : 20221031 20221031140023 ACCESSION NUMBER: 0001398344-22-021037 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221031 DATE AS OF CHANGE: 20221031 EFFECTIVENESS DATE: 20221031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sage Mountain Advisors LLC CENTRAL INDEX KEY: 0001832274 IRS NUMBER: 832064784 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20448 FILM NUMBER: 221345294 BUSINESS ADDRESS: STREET 1: 945 E PACES FERRY ROAD NE STREET 2: SUITE 2660 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 404-795-8361 MAIL ADDRESS: STREET 1: 945 E PACES FERRY ROAD NE STREET 2: SUITE 2660 CITY: ATLANTA STATE: GA ZIP: 30326 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001832274 XXXXXXXX 09-30-2022 09-30-2022 false Sage Mountain Advisors LLC

945 E PACES FERRY ROAD NE SUITE 2660 ATLANTA GA 30326

13F HOLDINGS REPORT 028-20448 N Whitney Imeraj Chief Compliance Officer 404-795-8364 /s/ Whitney Imeraj Atlanta GA 10-31-2022 1 390 375974 1 028-20944 Wealthspring Capital LLC INFORMATION TABLE 2 fp0080443-1_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM 002824100 428 4421 SH SOLE 0 0 4421 ABBVIE INC COM 00287Y109 702 5233 SH SOLE 0 0 5233 ACCELERATE ACQUISITION CORP UNIT 99/99/9999 00439D201 337 34254 SH OTR 1 0 0 34254 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 298 1157 SH SOLE 0 0 1157 ACCRETION ACQUISITION CORP COM 00438Y107 131 13200 SH OTR 1 0 0 13200 ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 0 2095 SH OTR 1 0 0 2095 ACCRETION ACQUISITION CORP RIGHT 03/01/2028 00438Y123 0 4190 SH OTR 1 0 0 4190 ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 73 7400 SH OTR 1 0 0 7400 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 0 3700 SH OTR 1 0 0 3700 AETHERIUM ACQUISITION CORP UNIT 12/21/2026 00809J200 140 14000 SH OTR 1 0 0 14000 AFRICAN GOLD ACQUISITION COR UNIT 99/99/9999 G0112R116 119 12013 SH OTR 1 0 0 12013 AFTERNEXT HEALTHTECH ACQUISI SHS CL A G01109100 484 49560 SH OTR 1 0 0 49560 AGILE GROWTH CORP UNIT 03/09/2026 G01202129 130 13100 SH OTR 1 0 0 13100 AKAMAI TECHNOLOGIES INC COM 00971T101 47 587 SH SOLE 0 0 587 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 1 1000 PRN SOLE 0 0 1000 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 49 53000 PRN SOLE 0 0 53000 ALPHA PARTNERS TECH MERGR CO UNIT 03/31/2028 G63290129 376 38275 SH OTR 1 0 0 38275 ALPHABET INC CAP STK CL C 02079K107 1458 15166 SH SOLE 0 0 15166 ALPHABET INC CAP STK CL A 02079K305 818 8550 SH SOLE 0 0 8550 ALTC ACQUISITION CORP COM CL A 02156V109 197 20159 SH OTR 1 0 0 20159 ALTIMETER GROWTH CORP 2 COM CL A G0371B109 247 24960 SH OTR 1 0 0 24960 AMAZON COM INC COM 023135106 1990 17606 SH SOLE 0 0 17606 AMGEN INC COM 031162100 287 1273 SH SOLE 0 0 1273 AMPRIUS TECHNOLOGIES INC *W EXP 09/14/202 03214Q116 15 48346 SH OTR 1 0 0 48346 ANDRETTI ACQUISITION CORP UNIT 99/99/9999 G26735111 154 15300 SH OTR 1 0 0 15300 APOLLO STRATEGIC GRWT CPTL I SHS CL A G0412A102 80 8060 SH OTR 1 0 0 8060 APOLLO STRATEGIC GRWT CPTL I UNIT 99/99/9999 G0412A110 21 2150 SH OTR 1 0 0 2150 APPLE INC COM 037833100 4741 34304 SH SOLE 0 0 34304 ARCHER DANIELS MIDLAND CO COM 039483102 326 4057 SH SOLE 0 0 4057 ARES ACQUISITION CORPORATION COM CL A G33032106 218 21980 SH OTR 1 0 0 21980 ARES ACQUISITION CORPORATION UNIT 99/99/9999 G33032114 104 10450 SH OTR 1 0 0 10450 AROGO CAPITAL ACQUISITION CO UNIT 99/99/9999 042644203 135 13600 SH OTR 1 0 0 13600 ARROWROOT ACQUISITION CORP CL A COM 04282M102 5 550 SH OTR 1 0 0 550 ARROWROOT ACQUISITION CORP UNIT 01/29/2026 04282M201 241 24527 SH OTR 1 0 0 24527 ATHENA TECHNOLOGY ACQ CORP I CL A COM 04687C105 6 610 SH OTR 1 0 0 610 ATHENA TECHNOLOGY ACQ CORP I UNIT 99/99/9999 04687C204 139 14000 SH OTR 1 0 0 14000 ATLANTIC COASTAL ACQUISTN CO CLASS A COM 048453104 73 7407 SH OTR 1 0 0 7407 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 0 3085 SH OTR 1 0 0 3085 AURA FAT PROJS ACQUISITION C UNIT 03/31/2027 G06362118 161 16000 SH OTR 1 0 0 16000 AUSTERLITZ ACQUISITION CORP UNIT 99/99/9999 G0633U119 143 14530 SH OTR 1 0 0 14530 AUTOMATIC DATA PROCESSING IN COM 053015103 208 921 SH SOLE 0 0 921 AUTOZONE INC COM 053332102 238 111 SH SOLE 0 0 111 BANNER ACQUISITION CORP UNIT 09/07/2026 06654K200 463 46807 SH OTR 1 0 0 46807 BATTERY FUTURE ACQUISITION C CL A ORD SHS G0888J108 71 7000 SH OTR 1 0 0 7000 BATTERY FUTURE ACQUISITION C UNIT 99/99/9999 G0888J116 57 5600 SH OTR 1 0 0 5600 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3252 8 SH SOLE 0 0 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2474 9265 SH SOLE 0 0 9265 BIOMARIN PHARMACEUTICAL INC COM 09061G101 3 31 SH SOLE 0 0 31 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 14 14000 PRN SOLE 0 0 14000 BIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 09061GAK7 45 45000 PRN SOLE 0 0 45000 BITE ACQUISITION CORP UNIT 99/99/9999 09175K204 145 14700 SH OTR 1 0 0 14700 BK OF AMERICA CORP COM 060505104 269 8895 SH SOLE 0 0 8895 BLACKSTONE INC COM 09260D107 377 4505 SH SOLE 0 0 4505 BLEUACACIA LTD CLASS A ORD SHS G11728105 134 13600 SH OTR 1 0 0 13600 BLUE WHALE ACQUISITION CORP CLASS A ORD SHS G1330M103 102 10500 SH OTR 1 0 0 10500 BROADCOM INC COM 11135F101 266 599 SH SOLE 0 0 599 BROADSCALE ACQUISITION CORP COM CL A 11134Y101 129 13104 SH OTR 1 0 0 13104 BROADSCALE ACQUISITION CORP *W EXP 02/02/202 11134Y119 0 4430 SH OTR 1 0 0 4430 BUILD ACQUISITION CORP UNIT 99/99/9999 12008J204 241 24613 SH OTR 1 0 0 24613 BYNORDIC ACQUISITION CORP UNIT 07/01/2027 124420209 164 16350 SH OTR 1 0 0 16350 BYTE ACQUISITION CORP UNIT 03/18/2029 G1R25Q121 116 11720 SH OTR 1 0 0 11720 C5 ACQUISITION CORPORATION CL A COM 12530D105 29 2850 SH OTR 1 0 0 2850 C5 ACQUISITION CORPORATION UNIT 99/99/9999 12530D204 128 12500 SH OTR 1 0 0 12500 CARTESIAN GROWTH CORP II UNIT 07/12/2028 G19305104 346 34610 SH OTR 1 0 0 34610 CF ACQUISITION CORP IV UNIT 12/31/2027 12520T201 182 18300 SH OTR 1 0 0 18300 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 36 46000 PRN SOLE 0 0 46000 CHEGG INC NOTE 0.125% 3/1 163092AD1 34 39000 PRN SOLE 0 0 39000 CHEVRON CORP NEW COM 166764100 508 3535 SH SOLE 0 0 3535 CHICAGO ATLANTIC REAL ESTATE COM 167239102 247 17115 SH SOLE 0 0 17115 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 29 2960 SH OTR 1 0 0 2960 CHURCHILL CAPITAL CORP VII UNIT 99/99/9999 17144M201 575 58340 SH OTR 1 0 0 58340 CISCO SYS INC COM 17275R102 708 17703 SH SOLE 0 0 17703 COCA COLA CO COM 191216100 393 7016 SH SOLE 0 0 7016 COLICITY INC COM CL A 194170106 21 2115 SH OTR 1 0 0 2115 COLICITY INC UNIT 02/24/2026 194170205 287 29130 SH OTR 1 0 0 29130 COLONNADE ACQUISITION CORP I UNIT 99/99/9999 G2284B127 494 49830 SH OTR 1 0 0 49830 COMCAST CORP NEW CL A 20030N101 207 7041 SH SOLE 0 0 7041 CONOCOPHILLIPS COM 20825C104 435 4252 SH SOLE 0 0 4252 CONSILIUM ACQUISITN CORP I L CLASS A ORD SHS G2365L101 160 16203 SH OTR 1 0 0 16203 COSTCO WHSL CORP NEW COM 22160K105 443 938 SH SOLE 0 0 938 CVS HEALTH CORP COM 126650100 539 5653 SH SOLE 0 0 5653 DANAHER CORPORATION COM 235851102 241 933 SH SOLE 0 0 933 DELTA AIR LINES INC DEL COM NEW 247361702 316 11279 SH SOLE 0 0 11279 DHB CAPITAL CORP UNIT 03/31/2028 23291W208 189 19297 SH OTR 1 0 0 19297 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 694 31219 SH SOLE 0 0 31219 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 221 8560 SH SOLE 0 0 8560 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 291 15423 SH SOLE 0 0 15423 DISH NETWORK CORPORATION CL A 25470M109 10 724 SH SOLE 0 0 724 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 7 10000 PRN SOLE 0 0 10000 DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 2 3000 PRN SOLE 0 0 3000 DISNEY WALT CO COM 254687106 255 2700 SH SOLE 0 0 2700 DMY SQUARED TECHNOLOGY GROUP UNIT 99/99/9999 233276203 170 17000 SH OTR 1 0 0 17000 DTRT HEALTH ACQUISITION CORP UNIT 08/31/2029 23344T202 286 27914 SH OTR 1 0 0 27914 DYADIC INTL INC DEL COM 26745T101 204 106564 SH SOLE 0 0 106564 EMBRACE CHANGE ACQUISITN COR UNIT 03/17/2027 G3034H133 106 10500 SH OTR 1 0 0 10500 ENTERPRISE 4.0 TEC ACQSTN CO CLASS A ORD SHS G3137C106 55 5420 SH OTR 1 0 0 5420 ENTERPRISE 4.0 TEC ACQSTN CO UNIT 10/14/2026 G3137C122 76 7530 SH OTR 1 0 0 7530 EPAM SYS INC COM 29414B104 207 572 SH SOLE 0 0 572 ESM ACQUISITION CORPORATION UNIT 99/99/9999 G3195H120 150 15120 SH OTR 1 0 0 15120 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 42 47000 PRN SOLE 0 0 47000 EUROPEAN BIOTECH ACQUTN CORP UNIT 03/09/2026 G3167F110 114 11530 SH OTR 1 0 0 11530 EVE MOBILITY ACQUISITION COR UNIT 99/99/9999 G3218G125 153 15230 SH OTR 1 0 0 15230 EXXON MOBIL CORP COM 30231G102 756 8655 SH SOLE 0 0 8655 FAST ACQUISITION CORP II UNIT 03/16/2026 311874200 107 10900 SH OTR 1 0 0 10900 FG MERGER CORP UNIT 06/17/2027 30324Y200 109 10910 SH OTR 1 0 0 10910 FINTECH EVOLUTION ACQUIS GRO UNIT 99/99/9999 G3R19A112 268 27103 SH OTR 1 0 0 27103 FIRST RESERVE SUSTAINABLE GW UNIT 03/05/2026 336169206 98 10029 SH OTR 1 0 0 10029 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 699 17038 SH SOLE 0 0 17038 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 642 7672 SH SOLE 0 0 7672 FIRST TR VALUE LINE DIVID IN SHS 33734H106 809 22610 SH SOLE 0 0 22610 FLAME ACQUISITION CORP UNIT 99/99/9999 33850F207 268 27129 SH OTR 1 0 0 27129 FORD MTR CO DEL COM 345370860 66 5936 SH SOLE 0 0 5936 FORD MTR CO DEL NOTE 3/1 345370CZ1 41 45000 PRN SOLE 0 0 45000 FOREST ROAD ACQUISITION COR UNIT 99/99/9999 34619V202 225 22910 SH OTR 1 0 0 22910 FORTRESS VALUE ACQUISI CORP UNIT 03/31/2028 34964K207 174 17710 SH OTR 1 0 0 17710 FOXO TECHNOLOGIES INC *W EXP 08/01/202 351471115 2 15315 SH OTR 1 0 0 15315 FREEPORT-MCMORAN INC CL B 35671D857 320 11693 SH SOLE 0 0 11693 FRONTIER INVESTMENT CORP UNIT 06/29/2026 G36816117 195 19860 SH OTR 1 0 0 19860 FTAC HERA ACQUISITION CORP CLASS A ORD SHS G3728Y103 184 18550 SH OTR 1 0 0 18550 FUSION ACQUISITION CORP II UNIT 02/29/2028 36118N201 358 36460 SH OTR 1 0 0 36460 GARDINER HEALTHCARE ACQTS CO COMMON STOCK 365506104 101 10100 SH OTR 1 0 0 10100 GIGCAPITAL 5 INC *W EXP 03/28/202 37519U117 0 15050 SH OTR 1 0 0 15050 GLOBAL X FDS US INFR DEV ETF 37954Y673 504 21851 SH SOLE 0 0 21851 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 25 380 SH SOLE 0 0 380 GOLDEN ARROW MERGER CORP UNIT 07/31/2026 380799205 104 10660 SH OTR 1 0 0 10660 GOLDMAN SACHS GROUP INC COM 38141G104 7050 24108 SH SOLE 0 0 24108 GOLUB CAP BDC INC COM 38173M102 15612 1260071 SH SOLE 0 0 1260071 GREENBRIER COS INC NOTE 2.875% 4/1 393657AM3 39 50000 PRN SOLE 0 0 50000 GUESS INC NOTE 2.000% 4/1 401617AD7 38 40000 PRN SOLE 0 0 40000 GX ACQUISITION CORP II CLASS A COM 36260F105 113 11500 SH OTR 1 0 0 11500 GX ACQUISITION CORP II UNIT 03/17/2026 36260F204 214 21870 SH OTR 1 0 0 21870 HAEMONETICS CORP MASS NOTE 3/0 405024AB6 29 36000 PRN SOLE 0 0 36000 HAINAN MANASLU ACQUISTN CORP UNIT 01/31/2029 G4233U123 126 12500 SH OTR 1 0 0 12500 HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 40637HAD1 39 46000 PRN SOLE 0 0 46000 HOME DEPOT INC COM 437076102 646 2342 SH SOLE 0 0 2342 HONEYWELL INTL INC COM 438516106 356 2130 SH SOLE 0 0 2130 HUDSON EXECUTIVE INVES III UNIT 02/22/2026 44376L206 234 23778 SH OTR 1 0 0 23778 HUDSON EXECUTIVE INVS CORP I UNIT 01/31/2027 443760202 105 10650 SH OTR 1 0 0 10650 IBERE PHARMACEUTICALS UNIT 99/99/9999 G46843127 139 14020 SH OTR 1 0 0 14020 IMAX CORP NOTE 0.500% 4/0 45245EAJ8 33 40000 PRN SOLE 0 0 40000 INDUSTRIAL TECH ACQSTNS II I UNIT 03/31/2028 45635R207 106 10600 SH OTR 1 0 0 10600 INFLECTION POINT ACQUSTN COR UNIT 09/21/2026 G47874105 110 11060 SH OTR 1 0 0 11060 INTERDIGITAL INC NOTE 2.000% 6/0 45867GAB7 42 45000 PRN SOLE 0 0 45000 INTERPRIVATE II ACQUISITION CL A COM 46064Q108 359 36460 SH OTR 1 0 0 36460 INTERPRIVATE II ACQUISITION *W EXP 03/09/202 46064Q116 0 8292 SH OTR 1 0 0 8292 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 6 147 SH SOLE 0 0 147 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 596 10306 SH SOLE 0 0 10306 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 9 185 SH SOLE 0 0 185 INVESCO EXCHANGE TRADED FD T S&P SML600 VAL 46137V167 206 2700 SH SOLE 0 0 2700 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 3588 13329 SH SOLE 0 0 13329 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 12352 310809 SH SOLE 0 0 310809 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 58 458 SH SOLE 0 0 458 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 21 200 SH SOLE 0 0 200 INVESCO EXCHANGE TRADED FD T DWA INDLS MUMT 46137V845 16 200 SH SOLE 0 0 200 INVESCO QQQ TR UNIT SER 1 46090E103 336 1257 SH SOLE 0 0 1257 IRIS ACQUISITION CORP UNIT 02/24/2026 89601Y200 145 14770 SH OTR 1 0 0 14770 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 42 42000 PRN SOLE 0 0 42000 IRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 46333XAH1 2 2000 PRN SOLE 0 0 2000 ISHARES INC MSCI GBL MIN VOL 464286525 552 6235 SH SOLE 0 0 6235 ISHARES INC MSCI EMERG MRKT 464286533 5 108 SH SOLE 0 0 108 ISHARES TR CORE S&P TTL STK 464287150 1639 20603 SH SOLE 0 0 20603 ISHARES TR CORE S&P500 ETF 464287200 887 2474 SH SOLE 0 0 2474 ISHARES TR MSCI EMG MKT ETF 464287234 417 11941 SH SOLE 0 0 11941 ISHARES TR GLOBAL TECH ETF 464287291 14 330 SH SOLE 0 0 330 ISHARES TR S&P 500 GRWT ETF 464287309 216 3740 SH SOLE 0 0 3740 ISHARES TR S&P 500 VAL ETF 464287408 26 200 SH SOLE 0 0 200 ISHARES TR MSCI EAFE ETF 464287465 1124 20060 SH SOLE 0 0 20060 ISHARES TR RUS MDCP VAL ETF 464287473 2 21 SH SOLE 0 0 21 ISHARES TR RUS MD CP GR ETF 464287481 235 3002 SH SOLE 0 0 3002 ISHARES TR CORE S&P MCP ETF 464287507 34 153 SH SOLE 0 0 153 ISHARES TR EXPANDED TECH 464287515 53 210 SH SOLE 0 0 210 ISHARES TR ISHARES BIOTECH 464287556 9 75 SH SOLE 0 0 75 ISHARES TR US CONSUM DISCRE 464287580 135 2320 SH SOLE 0 0 2320 ISHARES TR RUS 1000 VAL ETF 464287598 145 1065 SH SOLE 0 0 1065 ISHARES TR S&P MC 400GR ETF 464287606 21 328 SH SOLE 0 0 328 ISHARES TR RUS 1000 GRW ETF 464287614 2049 9739 SH SOLE 0 0 9739 ISHARES TR RUS 1000 ETF 464287622 3842 19471 SH SOLE 0 0 19471 ISHARES TR RUS 2000 VAL ETF 464287630 91 709 SH SOLE 0 0 709 ISHARES TR RUS 2000 GRW ETF 464287648 31 152 SH SOLE 0 0 152 ISHARES TR RUSSELL 2000 ETF 464287655 186 1128 SH SOLE 0 0 1128 ISHARES TR CORE S&P US VLU 464287663 35 560 SH SOLE 0 0 560 ISHARES TR CORE S&P US GWT 464287671 119 1480 SH SOLE 0 0 1480 ISHARES TR RUSSELL 3000 ETF 464287689 592 2860 SH SOLE 0 0 2860 ISHARES TR S&P MC 400VL ETF 464287705 120 1338 SH SOLE 0 0 1338 ISHARES TR U.S. TECH ETF 464287721 118 1612 SH SOLE 0 0 1612 ISHARES TR US INDUSTRIALS 464287754 57 682 SH SOLE 0 0 682 ISHARES TR US HLTHCARE ETF 464287762 116 460 SH SOLE 0 0 460 ISHARES TR CORE S&P SCP ETF 464287804 2305 26435 SH SOLE 0 0 26435 ISHARES TR SP SMCP600VL ETF 464287879 417 5053 SH SOLE 0 0 5053 ISHARES TR SHRT NAT MUN ETF 464288158 205 2000 SH SOLE 0 0 2000 ISHARES TR MSCI ACWI ETF 464288257 75 970 SH SOLE 0 0 970 ISHARES TR EAFE SML CP ETF 464288273 151 3086 SH SOLE 0 0 3086 ISHARES TR MBS ETF 464288588 10 112 SH SOLE 0 0 112 ISHARES TR U.S. MED DVC ETF 464288810 12 258 SH SOLE 0 0 258 ISHARES TR EAFE VALUE ETF 464288877 239 6208 SH SOLE 0 0 6208 ISHARES TR EAFE GRWTH ETF 464288885 225 3096 SH SOLE 0 0 3096 ISHARES TR MSCI USA QLT FCT 46432F339 81906 788008 SH SOLE 0 0 788008 ISHARES TR MSCI USA VALUE 46432F388 26 323 SH SOLE 0 0 323 ISHARES TR MSCI USA MMENTM 46432F396 33 253 SH SOLE 0 0 253 ISHARES TR CORE MSCI EAFE 46432F842 35 664 SH SOLE 0 0 664 ISHARES TR INTL EQTY FACTOR 46434V274 816 38967 SH SOLE 0 0 38967 ISHARES TR MSCI INTL QUALTY 46434V456 17276 621879 SH SOLE 0 0 621879 ISHARES TR CUR HD EURZN ETF 46434V639 104 3600 SH SOLE 0 0 3600 ISHARES TR GLOBAL REIT ETF 46434V647 242 11395 SH SOLE 0 0 11395 ISHARES TR HDG MSCI EAFE 46434V803 487 16280 SH SOLE 0 0 16280 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 1110 31670 SH SOLE 0 0 31670 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 469 9348 SH SOLE 0 0 9348 JACKSON ACQUISITION CO UNIT 99/99/9999 46653C205 203 20412 SH OTR 1 0 0 20412 JAGUAR GLOBAL GROWTH CORP I CLASS A ORD SHS G5S11A106 110 11000 SH OTR 1 0 0 11000 JANUS INTERNATIONAL GROUP IN COMMON STOCK 47103N106 234 26248 SH SOLE 0 0 26248 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 139 13950 SH OTR 1 0 0 13950 JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 477143AP6 36 51000 PRN SOLE 0 0 51000 JETBLUE AWYS CORP COM 477143101 2 242 SH SOLE 0 0 242 JOFF FINTECH ACQUISITION COR UNIT 02/03/2026 46592C209 176 17800 SH OTR 1 0 0 17800 JOHNSON & JOHNSON COM 478160104 873 5345 SH SOLE 0 0 5345 JPMORGAN CHASE & CO COM 46625H100 1059 10137 SH SOLE 0 0 10137 JUPITER ACQUISITION CORP UNIT 09/11/2027 482082203 120 12000 SH OTR 1 0 0 12000 KADEM SUSTAINABLE IMPACT COR UNIT 03/17/2026 48284E204 284 28940 SH OTR 1 0 0 28940 KAMAN CORP NOTE 3.250% 5/0 483548AF0 38 40000 PRN SOLE 0 0 40000 KENSINGTON CAPITAL ACQUISITI SHS CL A G5251K103 82 8227 SH OTR 1 0 0 8227 KENSINGTON CAPITAL ACQUISITI *W EXP 99/99/999 G5251K129 1 3686 SH OTR 1 0 0 3686 KERNEL GROUP HOLDINGS INC UNIT 99/99/9999 G5259L111 151 15220 SH OTR 1 0 0 15220 KISMET ACQUISITION THREE COR *W EXP 06/30/202 G5276C102 0 16587 SH OTR 1 0 0 16587 KISMET ACQUISITION THREE COR CL A SHARES G5276C110 471 47571 SH OTR 1 0 0 47571 KISMET ACQUISITION THREE COR UNIT 99/99/9999 G5276C128 7 667 SH OTR 1 0 0 667 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 384 38720 SH OTR 1 0 0 38720 KKR ACQUISITION HOLDING I CO COM CLASS A 48253T109 206 20900 SH OTR 1 0 0 20900 KKR ACQUISITION HOLDING I CO UNIT 99/99/9999 48253T208 86 8746 SH OTR 1 0 0 8746 L CATTERTON ASIA ACQUISITION UNIT 03/11/2026 G5346G109 31 3140 SH OTR 1 0 0 3140 L CATTERTON ASIA ACQUISITION CLASS A ORD SHS G5346G125 114 11500 SH OTR 1 0 0 11500 LAM RESEARCH CORP COM 512807108 288 787 SH SOLE 0 0 787 LAZARD GROWTH ACQUISITION CO UNIT 99/99/9999 G54035129 128 12881 SH OTR 1 0 0 12881 LCI INDS NOTE 1.125% 5/1 501812AB7 26 30000 PRN SOLE 0 0 30000 LEAD EDGE GROWTH OPRTUNTS LT UNIT 04/01/2026 G54085124 134 13520 SH OTR 1 0 0 13520 LILLY ELI & CO COM 532457108 521 1610 SH SOLE 0 0 1610 LIVE OAK CRESTVIEW CLIMATE A UNIT 99/99/9999 538086208 199 20350 SH OTR 1 0 0 20350 LOGISTICS INNOVTN TECHNLGS C CLASS A COM 54141L100 309 31613 SH OTR 1 0 0 31613 LOGISTICS INNOVTN TECHNLGS C *W EXP 06/15/202 54141L118 1 10887 SH OTR 1 0 0 10887 MACONDRAY CAP ACQUISITN CORP CLASS A ORD SHS G5853A107 148 14800 SH OTR 1 0 0 14800 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 326 6862 SH SOLE 0 0 6862 MARLIN TECHNOLOGY CORP UNIT 99/99/9999 G58411128 130 13110 SH OTR 1 0 0 13110 MASON INDUSTRIAL TECHNOLGY I COM CL A 57520Y106 29 2960 SH OTR 1 0 0 2960 MASON INDUSTRIAL TECHNOLGY I UNIT 99/99/9999 57520Y205 131 13370 SH OTR 1 0 0 13370 MASTERCARD INCORPORATED CL A 57636Q104 288 1014 SH SOLE 0 0 1014 MCDONALDS CORP COM 580135101 289 1251 SH SOLE 0 0 1251 MEDICUS SCIENCES ACQUISITION CL A SHS G5960S108 156 15745 SH OTR 1 0 0 15745 MEDICUS SCIENCES ACQUISITION *W EXP 02/12/202 G5960S124 0 111 SH OTR 1 0 0 111 MERCK & CO INC COM 58933Y105 681 7903 SH SOLE 0 0 7903 META PLATFORMS INC CL A 30303M102 464 3420 SH SOLE 0 0 3420 MICROSOFT CORP COM 594918104 3039 13048 SH SOLE 0 0 13048 MOBIV ACQUISITION CORP UNIT 07/31/2027 60742N205 174 17237 SH OTR 1 0 0 17237 MONDEE HOLDINGS INC *W EXP 07/18/202 465712115 11 16662 SH OTR 1 0 0 16662 MOTIVE CAPITAL CORP II UNIT 99/99/9999 G6293R122 197 19600 SH OTR 1 0 0 19600 NETFLIX INC COM 64110L106 248 1054 SH SOLE 0 0 1054 NEWBURY STREET ACQUISITN COR UNIT 04/30/2028 65101L203 202 20584 SH OTR 1 0 0 20584 NEXTERA ENERGY INC COM 65339F101 327 4168 SH SOLE 0 0 4168 NVIDIA CORPORATION COM 67066G104 459 3784 SH SOLE 0 0 3784 ORION ACQUISITION CORP UNIT 02/19/2026 68626A207 316 32102 SH OTR 1 0 0 32102 ORION BIOTECH OPPORTUNTES CO UNIT 04/15/2025 G6780C125 149 15170 SH OTR 1 0 0 15170 PACIRA BIOSCIENCES INC NOTE 0.750% 8/0 695127AF7 29 30000 PRN SOLE 0 0 30000 PAPAYA GRWT OPPORTUNITY CORP CLASS A COM 69882P102 30 2960 SH OTR 1 0 0 2960 PAPAYA GRWT OPPORTUNITY CORP UNIT 12/31/2028 69882P201 110 11000 SH OTR 1 0 0 11000 PEARL HOLDINGS ACQUISITN COR CLASS A ORD SHS G44525106 101 10130 SH OTR 1 0 0 10130 PEARL HOLDINGS ACQUISITN COR UNIT 12/15/2026 G44525122 196 19600 SH OTR 1 0 0 19600 PEPPERLIME HEALTH ACQUSTN CO CLASS A ORD SHS G70021103 120 12000 SH OTR 1 0 0 12000 PEPPERLIME HEALTH ACQUSTN CO UNIT 99/99/9999 G70021129 101 10100 SH OTR 1 0 0 10100 PEPSICO INC COM 713448108 408 2497 SH SOLE 0 0 2497 PERIDOT ACQUISITION CORP II UNIT 99/99/9999 G7008B113 253 25490 SH OTR 1 0 0 25490 PETIQ INC NOTE 4.000% 6/0 71639TAB2 35 43000 PRN SOLE 0 0 43000 PFIZER INC COM 717081103 523 11942 SH SOLE 0 0 11942 PIMCO ETF TR 1-5 US TIP IDX 72201R205 132 2677 SH SOLE 0 0 2677 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 520 5255 SH SOLE 0 0 5255 PINE TECHNOLOGY ACQUISITN CO CLASS A COM 722850104 273 27831 SH OTR 1 0 0 27831 PINE TECHNOLOGY ACQUISITN CO *W EXP 03/31/202 722850112 0 9277 SH OTR 1 0 0 9277 PIVOTAL INVESTMENT CORP III UNIT 01/28/2028 72582M205 189 19160 SH OTR 1 0 0 19160 PONO CAP TWO INC UNIT 07/31/2027 73245B206 218 21500 SH OTR 1 0 0 21500 PONTEM CORPORATION SHS CL A G71707106 61 6164 SH OTR 1 0 0 6164 PONTEM CORPORATION UNIT 99/99/9999 G71707114 82 8216 SH OTR 1 0 0 8216 PROCTER AND GAMBLE CO COM 742718109 653 5171 SH SOLE 0 0 5171 PROGRESSIVE CORP COM 743315103 474 4080 SH SOLE 0 0 4080 PURE STORAGE INC CL A 74624M102 5 190 SH SOLE 0 0 190 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 14 12000 PRN SOLE 0 0 12000 PWP FORWARD ACQUISITION CORP UNIT 03/10/2026 74709Q200 144 14735 SH OTR 1 0 0 14735 QUALCOMM INC COM 747525103 225 1988 SH SOLE 0 0 1988 RINGCENTRAL INC NOTE 3/0 76680RAF4 7 8000 PRN SOLE 0 0 8000 RINGCENTRAL INC NOTE 3/1 76680RAH0 2 3000 PRN SOLE 0 0 3000 ROPER TECHNOLOGIES INC COM 776696106 344 956 SH SOLE 0 0 956 ROSE HILL ACQUISITION CORP UNIT 10/07/2026 G7637J115 219 21500 SH OTR 1 0 0 21500 ROSS ACQUISITION CORP II UNIT 99/99/9999 G7641C122 242 24370 SH OTR 1 0 0 24370 ROYAL BK CDA COM 780087102 548 6086 SH SOLE 0 0 6086 SAGALIAM ACQUISITION CORP UNIT 05/31/2028 78661R205 140 14000 SH OTR 1 0 0 14000 SANDBRIDGE X2 CORP UNIT 99/99/9999 799792205 197 20120 SH OTR 1 0 0 20120 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3245 76633 SH SOLE 0 0 76633 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 42 759 SH SOLE 0 0 759 SCREAMING EAGLE ACQUISITN CO CLASS A ORD SHS G79407105 103 10600 SH OTR 1 0 0 10600 SCREAMING EAGLE ACQUISITN CO UNIT 01/05/2027 G79407113 91 9340 SH OTR 1 0 0 9340 SCREAMING EAGLE ACQUISITN CO *W EXP 01/05/202 G79407121 1 3534 SH OTR 1 0 0 3534 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 20 289 SH SOLE 0 0 289 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 24 202 SH SOLE 0 0 202 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 15 223 SH SOLE 0 0 223 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 33 235 SH SOLE 0 0 235 SELECT SECTOR SPDR TR ENERGY 81369Y506 261 3619 SH SOLE 0 0 3619 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 137 4514 SH SOLE 0 0 4514 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 58 702 SH SOLE 0 0 702 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 97 820 SH SOLE 0 0 820 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 8 125 SH SOLE 0 0 125 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463X434 5807 104091 SH SOLE 0 0 104091 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 121 3890 SH SOLE 0 0 3890 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 6 163 SH SOLE 0 0 163 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 6 241 SH SOLE 0 0 241 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1163 45086 SH SOLE 0 0 45086 SPDR SER TR S&P 600 SMCP VAL 78464A300 17 258 SH SOLE 0 0 258 SPDR SER TR BBG CONV SEC ETF 78464A359 36 569 SH SOLE 0 0 569 SPDR SER TR PRTFLO S&P500 GW 78464A409 447 8918 SH SOLE 0 0 8918 SPDR SER TR PRTFLO S&P500 VL 78464A508 481 13945 SH SOLE 0 0 13945 SPDR SER TR S&P DIVID ETF 78464A763 1550 13900 SH SOLE 0 0 13900 SPDR SER TR PORTFOLIO S&P400 78464A847 585 15177 SH SOLE 0 0 15177 SPDR SER TR S&P BIOTECH 78464A870 73 916 SH SOLE 0 0 916 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 3201 34945 SH SOLE 0 0 34945 SPDR SER TR PRTFLO S&P500 HI 78468R788 374 10531 SH SOLE 0 0 10531 SPDR SER TR MSCI USA STRTGIC 78468R812 20022 197126 SH SOLE 0 0 197126 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 38 45000 PRN SOLE 0 0 45000 SPRINGWATER SPL SITUATIONS C UNIT 12/01/2027 85205U206 370 37050 SH OTR 1 0 0 37050 ST ENERGY TRANSITION I LTD CL A ORD SHS G8465L107 231 23000 SH OTR 1 0 0 23000 ST ENERGY TRANSITION I LTD UNIT 99/99/9999 G8465L123 10 1000 SH OTR 1 0 0 1000 STRYKER CORPORATION COM 863667101 329 1626 SH SOLE 0 0 1626 SVF INVESTMENT CORP CL A SHS G8601L102 109 10960 SH OTR 1 0 0 10960 TAILWIND INTERNATNAL ACQ COR COM CL A G8662F101 79 8000 SH OTR 1 0 0 8000 TAILWIND INTERNATNAL ACQ COR UNIT 99/99/9999 G8662F127 117 11780 SH OTR 1 0 0 11780 TARGET GLOBAL ACQUISI I CORP UNIT 99/99/9999 G8675N117 256 25500 SH OTR 1 0 0 25500 TASTEMAKER ACQUISITION CORP UNIT 12/31/2025 876545203 130 12941 SH OTR 1 0 0 12941 TCW SPECIAL PURPOSE ACQU COR COM CL A 87301L106 201 20520 SH OTR 1 0 0 20520 TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 87301L114 0 990 SH OTR 1 0 0 990 TESLA INC COM 88160R101 1059 3993 SH SOLE 0 0 3993 TEXAS INSTRS INC COM 882508104 528 3410 SH SOLE 0 0 3410 THE GROWTH FOR GOOD ACQU COR CLASS A ORD SHS G41522106 10 1000 SH OTR 1 0 0 1000 THE GROWTH FOR GOOD ACQU COR UNIT 11/12/2026 G41522122 139 14000 SH OTR 1 0 0 14000 THERMO FISHER SCIENTIFIC INC COM 883556102 242 478 SH SOLE 0 0 478 THUNDER BRIDGE CAP PRTNRS II UNIT 02/15/2028 88605T209 118 12000 SH OTR 1 0 0 12000 TIO TECH A UNIT 04/12/2028 G8T10C122 100 10100 SH OTR 1 0 0 10100 TLG ACQUISITION ONE CORP UNIT 99/99/9999 87257M207 550 55794 SH OTR 1 0 0 55794 TORTOISEECOFIN ACQUISITION C SHS CL A G8956E109 81 8225 SH OTR 1 0 0 8225 TORTOISEECOFIN ACQUISITION C UNIT 99/99/9999 G8956E208 57 5800 SH OTR 1 0 0 5800 TRAJECTORY ALPHA ACQUISITION UNIT 99/99/9999 89301B203 139 14000 SH OTR 1 0 0 14000 TRIPADVISOR INC NOTE 0.250% 4/0 896945AD4 36 45000 PRN SOLE 0 0 45000 TRUIST FINL CORP COM 89832Q109 237 5454 SH SOLE 0 0 5454 TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 253 25710 SH OTR 1 0 0 25710 TWIN RIDGE CAPITAL ACQUIS CO UNIT 99/99/9999 G9151L112 111 11250 SH OTR 1 0 0 11250 TWITTER INC COM 90184L102 119 2716 SH SOLE 0 0 2716 TWITTER INC NOTE 0.250% 6/1 90184LAF9 7 7000 PRN SOLE 0 0 7000 TWITTER INC NOTE 3/1 90184LAN2 4 4000 PRN SOLE 0 0 4000 TWO COM CL A G9152V101 317 32000 SH OTR 1 0 0 32000 UNIFIED SER TR BALLAST SMLMD CP 90470L550 299 10290 SH SOLE 0 0 10290 UNITEDHEALTH GROUP INC COM 91324P102 752 1489 SH SOLE 0 0 1489 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1 31 SH SOLE 0 0 31 VANECK ETF TRUST BDC INCOME ETF 92189F411 170 12500 SH SOLE 0 0 12500 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 30226 92067 SH SOLE 0 0 92067 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 22 177 SH SOLE 0 0 177 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 146 1820 SH SOLE 0 0 1820 VANGUARD INDEX FDS SM CP VAL ETF 922908611 408 2846 SH SOLE 0 0 2846 VANGUARD INDEX FDS MID CAP ETF 922908629 333 1774 SH SOLE 0 0 1774 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 345 2714 SH SOLE 0 0 2714 VANGUARD INDEX FDS GROWTH ETF 922908736 150 701 SH SOLE 0 0 701 VANGUARD INDEX FDS VALUE ETF 922908744 964 7810 SH SOLE 0 0 7810 VANGUARD INDEX FDS SMALL CP ETF 922908751 11033 64554 SH SOLE 0 0 64554 VANGUARD INDEX FDS TOTAL STK MKT 922908769 37101 206725 SH SOLE 0 0 206725 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 74 800 SH SOLE 0 0 800 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1475 18700 SH SOLE 0 0 18700 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2987 67342 SH SOLE 0 0 67342 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 136 3736 SH SOLE 0 0 3736 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 8057 139412 SH SOLE 0 0 139412 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 77 1031 SH SOLE 0 0 1031 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 597 8953 SH SOLE 0 0 8953 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 9 172 SH SOLE 0 0 172 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 105 1803 SH SOLE 0 0 1803 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 109 1434 SH SOLE 0 0 1434 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 425 3145 SH SOLE 0 0 3145 VANGUARD STAR FDS VG TL INTL STK F 921909768 7829 171046 SH SOLE 0 0 171046 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 3535 97222 SH SOLE 0 0 97222 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 225 2370 SH SOLE 0 0 2370 VISA INC COM CL A 92826C839 1158 6517 SH SOLE 0 0 6517 VISCOGLIOSI BROS ACQUISTN CO UNIT 03/18/2027 92838K209 118 12000 SH OTR 1 0 0 12000 VISHAY INTERTECHNOLOGY INC COM 928298108 6 364 SH SOLE 0 0 364 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 27 29000 PRN SOLE 0 0 29000 VPC IMPACT ACQUISITION HLDG UNIT 03/05/2026 G9460L100 149 15000 SH OTR 1 0 0 15000 WALMART INC COM 931142103 687 5295 SH SOLE 0 0 5295 WARBURG PINCUS CAPTAL CORP I SHS CL A G9460M108 228 22960 SH OTR 1 0 0 22960 WARBURG PINCUS CAPTAL CORP I UNIT 99/99/9999 G9460M116 12 1200 SH OTR 1 0 0 1200 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 36 34000 PRN SOLE 0 0 34000 XPAC ACQUISITION CORP UNIT 07/27/2021 G9831X114 128 13015 SH OTR 1 0 0 13015