Chief Compliance Officer

0001832093-20-000001.txt : 20201113 0001832093-20-000001.hdr.sgml : 20201113 20201113171945 ACCESSION NUMBER: 0001832093-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baron Financial Group, LLC CENTRAL INDEX KEY: 0001832093 IRS NUMBER: 208890009 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20388 FILM NUMBER: 201312612 BUSINESS ADDRESS: STREET 1: 16-00 STATE ROUTE 208 SOUTH STREET 2: SUITE 104 CITY: FAIR LAWN STATE: NJ ZIP: 07410 BUSINESS PHONE: 201-791-6408 MAIL ADDRESS: STREET 1: 16-00 STATE ROUTE 208 SOUTH STREET 2: SUITE 104 CITY: FAIR LAWN STATE: NJ ZIP: 07410 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001832093 XXXXXXXX 09-30-2020 09-30-2020 Baron Financial Group, LLC

16-00 STATE ROUTE 208 SOUTH SUITE 104 FAIR LAWN NJ 07410

13F HOLDINGS REPORT 028-20388 N Nicholas J. Scheibner Chief Compliance Officer 201-791-6408 Nicholas J. Scheibner Fair Lawn NJ 11-13-2020 0 294 106417 false INFORMATION TABLE 2 bfg13fq32020v4.xml 1Life Healthcare Ord COM 68269G107 993 35 SH SOLE 0 0 35 1St Comnwlth Finl Co COM 319829107 5712 738 SH SOLE 0 0 738 3M Company COM 88579Y101 28032 175 SH SOLE 0 0 175 Abbott Laboratories COM 002824100 184793 1698 SH SOLE 0 0 1698 AbbVie Inc COM 00287Y109 122013 1393 SH SOLE 0 0 1393 Accenture Plc Cl A SHS CLASS A G1151C101 15593 69 SH SOLE 0 0 69 Adient Plc ORD SHS G0084W101 1161 67 SH SOLE 0 0 67 Air Prod & Chemicals Inc COM 009158106 29786 100 SH SOLE 0 0 100 Alphabet Inc Class A CAP STK CL A 02079K305 46899 32 SH SOLE 0 0 32 Alphabet Inc Class C CAP STK CL C 02079K107 23514 16 SH SOLE 0 0 16 Alps Alerian Mlp ETF ALERIAN MLP 00162Q452 15365 769 SH SOLE 0 0 769 Altria Group, Inc. COM 02209S103 27048 700 SH SOLE 0 0 700 Amazon Com Inc COM 023135106 31487 10 SH SOLE 0 0 10 Ambev Sa ADR SPONSORED ADR 02319V103 859 380 SH SOLE 0 0 380 Amer Electric Pwr Co Inc COM 025537101 16346 200 SH SOLE 0 0 200 American Express Stock COM 025816109 48220 481 SH SOLE 0 0 481 American Intl Gp 21Wts *W EXP 01/19/202 026874156 10 62 SH SOLE 0 0 62 American Intl Group Inc COM NEW 026874784 57152 2076 SH SOLE 0 0 2076 AMERICAN VIRTL CLD TECH EQY WARRANT *W EXP 04/07/202 030382113 497 1700 SH SOLE 0 0 1700 Amgen Incorporated COM 031162100 50832 200 SH SOLE 0 0 200 Ampio Pharmaceuticals Inc COM 03209T109 22490 23500 SH SOLE 0 0 23500 Apache Corp COM 037411105 2405 254 SH SOLE 0 0 254 Apple Computer Inc COM 037833100 827694 7147 SH SOLE 0 0 7147 Arcturus Therapeutics Holdings Inc COM 03969T109 4290 100 SH SOLE 0 0 100 Ares Capital Corp COM 04010L103 162459 11646 SH SOLE 0 0 11646 Asml Holding Nv New N Y REGISTRY SHS N07059210 11078 30 SH SOLE 0 0 30 Astrazeneca Plc ADR SPONSORED ADR 046353108 87680 1600 SH SOLE 0 0 1600 AT&T Corp. Com. COM 00206R102 16877 592 SH SOLE 0 0 592 ATLAS ORD SHS Y0436Q109 4103 459 SH SOLE 0 0 459 Auto Data Processing COM 053015103 184358 1322 SH SOLE 0 0 1322 Avis Budget Group Inc COM 053774105 263 10 SH SOLE 0 0 10 B Riley Principal Merger Corp II CL A 05600U106 350 35 SH SOLE 0 0 35 B RILEY PRINCIPL MRGR II EQY WARRANT *W EXP 05/06/202 05600U114 1080 800 SH SOLE 0 0 800 Baidu Inc ADR SPON ADR REP A 056752108 3038 24 SH SOLE 0 0 24 Bank Of America Corp COM 060505104 49695 2063 SH SOLE 0 0 2063 Bank Of Ny Mellon Cp New COM 064058100 8860 258 SH SOLE 0 0 258 Becton Dickinson & Co COM 075887109 155736 669 SH SOLE 0 0 669 Berkshire Hathaway Cl B CL B NEW 084670702 426945 2005 SH SOLE 0 0 2005 Blackstone Group LP COM CL A 09260D107 120060 2300 SH SOLE 0 0 2300 Blink Charging Co COM 09354A100 5155 500 SH SOLE 0 0 500 Blink Charging Co Wt Exp 013123 *W EXP 01/31/202 09354A118 1973 325 SH SOLE 0 0 325 Boeing Co COM 097023105 82630 500 SH SOLE 0 0 500 Broadridge Financial Solutions Inc. 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