8-K 1 tm213181d1_8k.htm FORM 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): January 11, 2021

 

 

 

Omega Alpha SPAC

(Exact name of registrant as specified in its charter)

 

 

 

Cayman Islands   001-39840   98-1566615
(State or other jurisdiction of incorporation or organization)   (Commission File Number)   (I.R.S. Employer Identification Number)

 

888 Boylston Street, Suite 1111

Boston, Massachusetts

  02199
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (617) 502-6530

 

Not Applicable 

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading
Symbol(s)
  Name of each exchange
on which registered
Class A ordinary shares, $0.0001 par value per share   OMEG   The Nasdaq Capital Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

 

Emerging growth company  x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

 

 

 

 

 

Item 8.01. Other Events.

 

On January 11, 2021, Omega Alpha SPAC (the “Company”) consummated an initial public offering (the “IPO”) of 13,800,000 Class A ordinary shares, $0.0001 par value per share (the “Class A Ordinary Shares”) at an offering price of $10.00 per Class A Ordinary Share and a private placement with Omega Alpha Management (the “Sponsor”) of 501,000 private placement Class A ordinary shares (the “Private Placement Shares” and together with the Class A Ordinary Shares, the “Shares”) at a purchase price of $10.00 per Private Placement Share (the “Private Placement”). The net proceeds from the IPO, together with certain of the proceeds from the Private Placement, of $138,000,000 in the aggregate (the “Offering Proceeds”), were placed in a U.S.-based trust account at J.P. Morgan Chase Bank, N.A., established for the benefit of the Company’s public shareholders and the underwriters of the IPO, with Continental Stock Transfer & Trust Company, acting as trustee.

 

An audited balance sheet as of January 11, 2021 reflecting receipt of the Offering Proceeds has been issued by the Company and is included as Exhibit 99.1 to this Current Report on Form 8-K.

 

Item 9.01. Financial Statements and Exhibits.

 

(d)  Exhibits

 

EXHIBIT INDEX 

 

Exhibit
No.
  Description
99.1   Audited Balance Sheet as of January 11, 2021.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: January 15, 2021

 

  OMEGA ALPHA SPAC
   
  By: /s/ Otello Stampacchia
  Name: Otello Stampacchia
  Title: Chief Executive Officer and Chairman of the Board of Directors