0000929638-23-003235.txt : 20231128 0000929638-23-003235.hdr.sgml : 20231128 20231128214150 ACCESSION NUMBER: 0000929638-23-003235 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230831 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chung Kevin CENTRAL INDEX KEY: 0001949950 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39927 FILM NUMBER: 231448243 MAIL ADDRESS: STREET 1: C/O SEASTAR MEDICAL, INC. STREET 2: 3513 BRIGHTON BOULEVARD, SUITE 410 CITY: DENVER STATE: CO ZIP: 80216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SeaStar Medical Holding Corp CENTRAL INDEX KEY: 0001831868 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 853681132 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3513 BRIGHTON BLVD STREET 2: SUITE 410 CITY: DENVER STATE: CO ZIP: 80216 BUSINESS PHONE: 844-427-8100 MAIL ADDRESS: STREET 1: 3513 BRIGHTON BLVD STREET 2: SUITE 410 CITY: DENVER STATE: CO ZIP: 80216 FORMER COMPANY: FORMER CONFORMED NAME: LMF Acquisition Opportunities Inc DATE OF NAME CHANGE: 20201109 4/A 1 form4.xml X0508 4/A 2023-08-31 2023-09-12 0001831868 SeaStar Medical Holding Corp ICU 0001949950 Chung Kevin C/O SEASTAR MEDICAL HOLDING CORPORATION 3513 BRIGHTON BLVD., SUITE 410 DENVER CO 80216 true Chief Medical Officer false Common Stock, par value $0.0001 per share 2023-08-31 4 A 0 28125 0 A 113181 D Stock Option (Right to Buy) 1.84 2033-04-06 Common Stock 66483 66483 D The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee. Due to an administrative error, the Form 4 filed for the Reporting Person on September 12, 2023 inadvertently overstated the number of shares of Common Stock issued to the Reporting Person on August 31, 2023 by 7,053 shares. This error has been corrected on this Form 4. Due to a rounding error, the Form 4 filed for the Reporting Person on August 17, 2023 inadvertently understated the number of shares of Common Stock issued to the Reporting Person on August 15, 2023 by 1 share. This error has been corrected on this Form 4. Includes 44,322 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024, the first anniversary of the date of grant. All options reported herein will vest, subject to continued service, on April 6, 2024, the first anniversary of the date of grant. /s/ Eric Schlorff, as attorney-in-fact 2023-11-28