0001398344-21-001404.txt : 20210127 0001398344-21-001404.hdr.sgml : 20210127 20210126185509 ACCESSION NUMBER: 0001398344-21-001404 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210127 DATE AS OF CHANGE: 20210126 EFFECTIVENESS DATE: 20210127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MTM Investment Management, LLC CENTRAL INDEX KEY: 0001831416 IRS NUMBER: 830588975 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20468 FILM NUMBER: 21556084 BUSINESS ADDRESS: STREET 1: 812 EAST MAIN STREET CITY: SPARTANBURG STATE: SC ZIP: 29302 BUSINESS PHONE: 864-582-7000 MAIL ADDRESS: STREET 1: 812 EAST MAIN STREET CITY: SPARTANBURG STATE: SC ZIP: 29302 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001831416 XXXXXXXX 12-31-2020 12-31-2020 false MTM Investment Management, LLC

812 EAST MAIN STREET SPARTANBURG SC 29302

13F HOLDINGS REPORT 028-20468 N John P. Moore 864-582-7000 /s/ John P. Moore Spartanburg SC 01-25-2021 0 230 161872 INFORMATION TABLE 2 fp0061539_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM 037833100 9607 72403 SH SOLE 0 0 72403 LOWES COS INC COM 548661107 7490 46663 SH SOLE 0 0 46663 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 5761 95959 SH SOLE 0 0 95959 MICROSOFT CORP COM 594918104 4879 21936 SH SOLE 0 0 21936 JPMORGAN CHASE & CO COM 46625H100 4022 31651 SH SOLE 0 0 31651 COCA COLA CO COM 191216100 3920 71482 SH SOLE 0 0 71482 SPDR S&P 500 ETF TR TR UNIT 78462F103 3883 10386 SH SOLE 0 0 10386 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 3183 36274 SH SOLE 0 0 36274 NORFOLK SOUTHN CORP COM 655844108 2873 12093 SH SOLE 0 0 12093 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 2819 13282 SH SOLE 0 0 13282 COMMERCE BANCSHARES INC COM 200525103 2772 42197 SH SOLE 0 0 42197 SOUTHERN CO COM 842587107 2666 43392 SH SOLE 0 0 43392 CSX CORP COM 126408103 2634 29030 SH SOLE 0 0 29030 FIRST TR NASDAQ 100 TECH IND SHS 337345102 2469 17883 SH SOLE 0 0 17883 LILLY ELI & CO COM 532457108 2356 13955 SH SOLE 0 0 13955 CHEVRON CORP NEW COM 166764100 2316 27426 SH SOLE 0 0 27426 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 2150 19224 SH SOLE 0 0 19224 MCKESSON CORP COM 58155Q103 2144 12328 SH SOLE 0 0 12328 VERIZON COMMUNICATIONS INC COM 92343V104 2137 36373 SH SOLE 0 0 36373 KINDER MORGAN INC DEL COM 49456B101 2132 155928 SH SOLE 0 0 155928 WALMART INC COM 931142103 1912 13266 SH SOLE 0 0 13266 JOHNSON & JOHNSON COM 478160104 1892 12023 SH SOLE 0 0 12023 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1758 15501 SH SOLE 0 0 15501 BRISTOL-MYERS SQUIBB CO COM 110122108 1746 28140 SH SOLE 0 0 28140 BK OF AMERICA CORP COM 060505104 1655 54614 SH SOLE 0 0 54614 COSTCO WHSL CORP NEW COM 22160K105 1564 4150 SH SOLE 0 0 4150 FIRST AMERN FINL CORP COM 31847R102 1533 29691 SH SOLE 0 0 29691 INTEL CORP COM 458140100 1519 30483 SH SOLE 0 0 30483 HOME DEPOT INC COM 437076102 1488 5604 SH SOLE 0 0 5604 CISCO SYS INC COM 17275R102 1477 33005 SH SOLE 0 0 33005 EXXON MOBIL CORP COM 30231G102 1463 35484 SH SOLE 0 0 35484 PEPSICO INC COM 713448108 1343 9056 SH SOLE 0 0 9056 TRUIST FINL CORP COM 89832Q109 1278 26661 SH SOLE 0 0 26661 PFIZER INC COM 717081103 1265 34353 SH SOLE 0 0 34353 AMERICAN TOWER CORP NEW COM 03027X100 1261 5618 SH SOLE 0 0 5618 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1252 9633 SH SOLE 0 0 9633 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1175 17422 SH SOLE 0 0 17422 DOW INC COM 260557103 1174 21160 SH SOLE 0 0 21160 CUBESMART COM 229663109 1165 34670 SH SOLE 0 0 34670 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 1142 17462 SH SOLE 0 0 17462 DUKE ENERGY CORP NEW COM NEW 26441C204 1130 12346 SH SOLE 0 0 12346 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 1128 22485 SH SOLE 0 0 22485 PHILIP MORRIS INTL INC COM 718172109 1121 13538 SH SOLE 0 0 13538 PROCTER AND GAMBLE CO COM 742718109 1119 8040 SH SOLE 0 0 8040 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 1110 11482 SH SOLE 0 0 11482 AT&T INC COM 00206R102 1099 38215 SH SOLE 0 0 38215 TEXAS INSTRS INC COM 882508104 1093 6657 SH SOLE 0 0 6657 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 1092 17702 SH SOLE 0 0 17702 ELANCO ANIMAL HEALTH INC COM 28414H103 1080 35200 SH SOLE 0 0 35200 MERCK & CO. INC COM 58933Y105 1053 12869 SH SOLE 0 0 12869 AMAZON COM INC COM 023135106 1003 308 SH SOLE 0 0 308 CROWN CASTLE INTL CORP NEW COM 22822V101 997 6261 SH SOLE 0 0 6261 UNION PAC CORP COM 907818108 976 4685 SH SOLE 0 0 4685 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 968 17215 SH SOLE 0 0 17215 DISNEY WALT CO COM 254687106 962 5310 SH SOLE 0 0 5310 GENERAL ELECTRIC CO COM 369604103 957 88620 SH SOLE 0 0 88620 LINCOLN NATL CORP IND COM 534187109 952 18923 SH SOLE 0 0 18923 3M CO COM 88579Y101 924 5286 SH SOLE 0 0 5286 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 876 29717 SH SOLE 0 0 29717 VERISK ANALYTICS INC COM 92345Y106 865 4168 SH SOLE 0 0 4168 PAYPAL HLDGS INC COM 70450Y103 846 3612 SH SOLE 0 0 3612 BIG LOTS INC COM 089302103 818 19059 SH SOLE 0 0 19059 ABBOTT LABS COM 002824100 815 7445 SH SOLE 0 0 7445 ALTRIA GROUP INC COM 02209S103 800 19519 SH SOLE 0 0 19519 BLACKROCK INC COM 09247X101 798 1106 SH SOLE 0 0 1106 ALPHABET INC CAP STK CL C 02079K107 797 455 SH SOLE 0 0 455 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 740 18531 SH SOLE 0 0 18531 HONEYWELL INTL INC COM 438516106 732 3440 SH SOLE 0 0 3440 ISHARES TR RUS 1000 GRW ETF 464287614 716 2970 SH SOLE 0 0 2970 ZOETIS INC CL A 98978V103 706 4264 SH SOLE 0 0 4264 ENBRIDGE INC COM 29250N105 704 22014 SH SOLE 0 0 22014 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 699 9686 SH SOLE 0 0 9686 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 686 13865 SH SOLE 0 0 13865 TJX COS INC NEW COM 872540109 659 9650 SH SOLE 0 0 9650 WASTE MGMT INC DEL COM 94106L109 647 5483 SH SOLE 0 0 5483 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 644 12657 SH SOLE 0 0 12657 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 563 2273 SH SOLE 0 0 2273 MONDELEZ INTL INC CL A 609207105 563 9631 SH SOLE 0 0 9631 PARK NATL CORP COM 700658107 557 5300 SH SOLE 0 0 5300 FIRST TR VALUE LINE DIVID IN SHS 33734H106 550 15679 SH SOLE 0 0 15679 ISHARES TR MRGSTR SM CP GR 464288604 546 1800 SH SOLE 0 0 1800 TARGET CORP COM 87612E106 540 3061 SH SOLE 0 0 3061 ABBVIE INC COM 00287Y109 532 4964 SH SOLE 0 0 4964 ISHARES TR MRGSTR MD CP GRW 464288307 531 1388 SH SOLE 0 0 1388 ROCKWELL AUTOMATION INC COM 773903109 513 2046 SH SOLE 0 0 2046 ISHARES TR RUSSELL 3000 ETF 464287689 510 2280 SH SOLE 0 0 2280 SPDR GOLD TR GOLD SHS 78463V107 509 2851 SH SOLE 0 0 2851 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 507 4703 SH SOLE 0 0 4703 PHILLIPS 66 COM 718546104 495 7071 SH SOLE 0 0 7071 AMERICAN EXPRESS CO COM 025816109 468 3874 SH SOLE 0 0 3874 LOCKHEED MARTIN CORP COM 539830109 465 1310 SH SOLE 0 0 1310 CHEWY INC CL A 16679L109 454 5050 SH SOLE 0 0 5050 INTERNATIONAL BUSINESS MACHS COM 459200101 449 3571 SH SOLE 0 0 3571 MCDONALDS CORP COM 580135101 439 2045 SH SOLE 0 0 2045 KIMBALL INTL INC CL B 494274103 420 35182 SH SOLE 0 0 35182 EMERSON ELEC CO COM 291011104 399 4961 SH SOLE 0 0 4961 AMERICAN WTR WKS CO INC NEW COM 030420103 397 2588 SH SOLE 0 0 2588 UNITED PARCEL SERVICE INC CL B 911312106 389 2310 SH SOLE 0 0 2310 KIMBELL RTY PARTNERS LP UNIT 49435R102 378 47851 SH SOLE 0 0 47851 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 378 6882 SH SOLE 0 0 6882 FEDEX CORP COM 31428X106 378 1455 SH SOLE 0 0 1455 UNITEDHEALTH GROUP INC COM 91324P102 372 1061 SH SOLE 0 0 1061 ACTIVISION BLIZZARD INC COM 00507V109 368 3964 SH SOLE 0 0 3964 BROADCOM INC COM 11135F101 345 788 SH SOLE 0 0 788 FIRST TR MORNINGSTAR DIVID L SHS 336917109 338 11419 SH SOLE 0 0 11419 MICROSTRATEGY INC CL A NEW 594972408 337 868 SH SOLE 0 0 868 QUALCOMM INC COM 747525103 335 2199 SH SOLE 0 0 2199 AMGEN INC COM 031162100 331 1441 SH SOLE 0 0 1441 ROYAL GOLD INC COM 780287108 330 3105 SH SOLE 0 0 3105 DTE ENERGY CO COM 233331107 317 2614 SH SOLE 0 0 2614 WISDOMTREE TR US LARGECAP DIVD 97717W307 317 2949 SH SOLE 0 0 2949 STAR GROUP L P UNIT LTD PARTNR 85512C105 310 32973 SH SOLE 0 0 32973 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 298 1287 SH SOLE 0 0 1287 FASTENAL CO COM 311900104 288 5904 SH SOLE 0 0 5904 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 287 2043 SH SOLE 0 0 2043 CARLISLE COS INC COM 142339100 281 1800 SH SOLE 0 0 1800 SPDR SER TR S&P DIVID ETF 78464A763 275 2594 SH SOLE 0 0 2594 FIRST TR EXCHANGE-TRADED FD DORSY WR MOMNT 33741L108 268 10898 SH SOLE 0 0 10898 WEC ENERGY GROUP INC COM 92939U106 263 2860 SH SOLE 0 0 2860 NEXTERA ENERGY INC COM 65339F101 257 3328 SH SOLE 0 0 3328 WEYERHAEUSER CO MTN BE COM NEW 962166104 256 7645 SH SOLE 0 0 7645 COMCAST CORP NEW CL A 20030N101 251 4787 SH SOLE 0 0 4787 FORTUNE BRANDS HOME & SEC IN COM 34964C106 240 2800 SH SOLE 0 0 2800 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 237 11288 SH SOLE 0 0 11288 DAVITA INC COM 23918K108 235 2000 SH SOLE 0 0 2000 STARBUCKS CORP COM 855244109 234 2187 SH SOLE 0 0 2187 ACUITY BRANDS INC COM 00508Y102 233 1924 SH SOLE 0 0 1924 RAYTHEON TECHNOLOGIES CORP COM 75513E101 226 3162 SH SOLE 0 0 3162 FACEBOOK INC CL A 30303M102 225 824 SH SOLE 0 0 824 SONOCO PRODS CO COM 835495102 225 3794 SH SOLE 0 0 3794 WISDOMTREE TR US MIDCAP DIVID 97717W505 224 6421 SH SOLE 0 0 6421 INVESCO EXCH TRADED FD TR II S&P SMLCP INFO 46138E115 223 1822 SH SOLE 0 0 1822 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 219 3487 SH SOLE 0 0 3487 ALPHABET INC CAP STK CL A 02079K305 216 123 SH SOLE 0 0 123 TRANE TECHNOLOGIES PLC SHS G8994E103 215 1480 SH SOLE 0 0 1480 CORTEVA INC COM 22052L104 214 5538 SH SOLE 0 0 5538 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 213 4146 SH SOLE 0 0 4146 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 211 10886 SH SOLE 0 0 10886 GENERAL MLS INC COM 370334104 206 3508 SH SOLE 0 0 3508 CYRUSONE INC COM 23283R100 201 2750 SH SOLE 0 0 2750 DOMINION ENERGY INC COM 25746U109 201 2673 SH SOLE 0 0 2673 ENTERPRISE PRODS PARTNERS L COM 293792107 200 10200 SH SOLE 0 0 10200 BOSTON SCIENTIFIC CORP COM 101137107 200 5555 SH SOLE 0 0 5555 ISHARES TR CORE S&P MCP ETF 464287507 191 832 SH SOLE 0 0 832 ISHARES TR MSCI USA MIN VOL 46429B697 188 2764 SH SOLE 0 0 2764 REGIONS FINANCIAL CORP NEW COM 7591EP100 187 11618 SH SOLE 0 0 11618 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 173 6085 SH SOLE 0 0 6085 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 163 3427 SH SOLE 0 0 3427 ISHARES TR U.S. TECH ETF 464287721 162 1900 SH SOLE 0 0 1900 INVESCO EXCHANGE TRADED FD T DWA INDLS MUMT 46137V845 156 1679 SH SOLE 0 0 1679 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 153 4461 SH SOLE 0 0 4461 ISHARES TR CORE S&P500 ETF 464287200 151 403 SH SOLE 0 0 403 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 148 926 SH SOLE 0 0 926 CATO CORP NEW CL A 149205106 146 15261 SH SOLE 0 0 15261 ISHARES TR US HLTHCARE ETF 464287762 146 595 SH SOLE 0 0 595 FIRST TR EXCH TRD ALPHDX FD SWITZLND ALPHA 33737J232 146 2417 SH SOLE 0 0 2417 FIRST MAJESTIC SILVER CORP COM 32076V103 142 10564 SH SOLE 0 0 10564 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R878 139 4468 SH SOLE 0 0 4468 ISHARES TR RUS 1000 VAL ETF 464287598 131 960 SH SOLE 0 0 960 INVESCO EXCHANGE TRADED FD T DWA STAPLES 46137V886 125 1444 SH SOLE 0 0 1444 FIRST TR EXCH TRD ALPHDX FD GERMANY ALPHA 33737J190 121 2367 SH SOLE 0 0 2367 ISHARES TR ISHS 1-5YR INVS 464288646 121 2200 SH SOLE 0 0 2200 WISDOMTREE TR US DIVID EX FNCL 97717W406 120 1431 SH SOLE 0 0 1431 FUELCELL ENERGY INC COM 35952H601 112 10000 SH SOLE 0 0 10000 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 111 4681 SH SOLE 0 0 4681 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 104 2130 SH SOLE 0 0 2130 INVESCO EXCH TRADED FD TR II S&P SMLCP HELT 46138E149 104 613 SH SOLE 0 0 613 ISHARES TR CORE S&P SCP ETF 464287804 103 1118 SH SOLE 0 0 1118 INVESCO EXCH TRADED FD TR II S&P SMLCP INDL 46138E123 102 1285 SH SOLE 0 0 1285 ISHARES TR DOW JONES US ETF 464287846 98 1034 SH SOLE 0 0 1034 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 93 553 SH SOLE 0 0 553 ISHARES TR U.S. CNSM SV ETF 464287580 91 1284 SH SOLE 0 0 1284 INVESCO EXCH TRADED FD TR II DWA SMLCP MENT 46138E842 90 1194 SH SOLE 0 0 1194 GABELLI EQUITY TR INC COM 362397101 85 13530 SH SOLE 0 0 13530 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 78 1372 SH SOLE 0 0 1372 ISHARES TR 1 3 YR TREAS BD 464287457 71 820 SH SOLE 0 0 820 ISHARES TR MSCI ACWI ETF 464288257 61 675 SH SOLE 0 0 675 FIRST TR EXCH TRD ALPHDX FD BRAZIL ALPHADEX 33737J133 60 4461 SH SOLE 0 0 4461 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 58 1430 SH SOLE 0 0 1430 WISDOMTREE TR US HIGH DIVIDEND 97717W208 54 779 SH SOLE 0 0 779 FIRST TR EXCHANGE-TRADED FD DORSEYWRIGHT MOM 33738R696 52 2081 SH SOLE 0 0 2081 ISHARES TR U.S. FINLS ETF 464287788 51 770 SH SOLE 0 0 770 FIRST TR EXCHANGE-TRADED FD S&P INTL DIVID 33738R688 50 3105 SH SOLE 0 0 3105 INVESCO EXCH TRADED FD TR II DWA EMERG MKTS 46138E867 50 2176 SH SOLE 0 0 2176 ISHARES TR SELECT DIVID ETF 464287168 43 450 SH SOLE 0 0 450 WISDOMTREE TR INTL MIDCAP DV 97717W778 41 645 SH SOLE 0 0 645 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 41 1118 SH SOLE 0 0 1118 INVESCO EXCHANGE TRADED FD T DWA FINL MUMT 46137V860 29 685 SH SOLE 0 0 685 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 29 301 SH SOLE 0 0 301 INVESCO EXCH TRADED FD TR II DWA DEV MKTS 46138E875 28 819 SH SOLE 0 0 819 ISHARES TR RUS MID CAP ETF 464287499 27 394 SH SOLE 0 0 394 ISHARES TR TIPS BD ETF 464287176 26 200 SH SOLE 0 0 200 ISHARES TR RUS 1000 ETF 464287622 24 114 SH SOLE 0 0 114 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 24 230 SH SOLE 0 0 230 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 21 2690 SH SOLE 0 0 2690 ISHARES TR IBOXX HI YD ETF 464288513 20 230 SH SOLE 0 0 230 FIRST TR EXCH TRD ALPHDX FD LATIN AMER ALP 33737J125 20 1015 SH SOLE 0 0 1015 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 18 415 SH SOLE 0 0 415 ISHARES TR US TELECOM ETF 464287713 17 570 SH SOLE 0 0 570 INVESCO EXCHANGE TRADED FD T DWA UTILS MUMT 46137V795 17 532 SH SOLE 0 0 532 ISHARES TR U.S. BAS MTL ETF 464287838 16 145 SH SOLE 0 0 145 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 16 320 SH SOLE 0 0 320 WISDOMTREE TR EUROPE SMCP DV 97717W869 15 239 SH SOLE 0 0 239 ISHARES TR SHORT TREAS BD 464288679 15 132 SH SOLE 0 0 132 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R886 14 648 SH SOLE 0 0 648 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 14 540 SH SOLE 0 0 540 INVESCO EXCHANGE TRADED FD T DWA ENERGY MNT 46137V878 12 700 SH SOLE 0 0 700 ISHARES TR MSCI PHILIPS ETF 46429B408 12 370 SH SOLE 0 0 370 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 11 160 SH SOLE 0 0 160 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 10 142 SH SOLE 0 0 142 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 10 115 SH SOLE 0 0 115 INVESCO EXCH TRADED FD TR II S&P SMLCP STAP 46138E172 9 100 SH SOLE 0 0 100 SPDR SER TR DJ REIT ETF 78464A607 9 100 SH SOLE 0 0 100 ISHARES TR SP SMCP600VL ETF 464287879 7 90 SH SOLE 0 0 90 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 7 71 SH SOLE 0 0 71 ISHARES TR RUSSELL 2000 ETF 464287655 7 34 SH SOLE 0 0 34 ISHARES TR PFD AND INCM SEC 464288687 6 163 SH SOLE 0 0 163 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 6 400 SH SOLE 0 0 400 ISHARES TR US TREAS BD ETF 46429B267 5 183 SH SOLE 0 0 183 INVESCO EXCH TRADED FD TR II S&P SMLCP ENGY 46138E164 4 1010 SH SOLE 0 0 1010 ISHARES TR MBS ETF 464288588 4 38 SH SOLE 0 0 38 ISHARES TR MSCI EMG MKT ETF 464287234 4 75 SH SOLE 0 0 75 ISHARES TR MSCI NORWAY ETF 46429B499 2 68 SH SOLE 0 0 68 ISHARES TR MSCI FINLAND ETF 46429B515 2 34 SH SOLE 0 0 34 ISHARES TR S&P MC 400GR ETF 464287606 1 20 SH SOLE 0 0 20 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 1 49 SH SOLE 0 0 49 ISHARES TR MSCI EAFE ETF 464287465 1 12 SH SOLE 0 0 12 SPDR SER TR PORTFOLIO INTRMD 78464A375 0 8 SH SOLE 0 0 8 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 0 61 SH SOLE 0 0 61 INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 46138E297 0 0 SH SOLE 0 0 0