X0404 N-CEN LIVE 0001831313 XXXXXXXX 811-23617 false false false N-1A S000084289 true S000070743 true S000084288 true S000085545 true S000072458 true S000077466 true TCW ETF Trust 811-23617 0001831313 549300NV06RWMAEJ2V61 515 South Flower Street Los Angeles 90071 US-CA US 213-244-0000 Brown Brothers Harriman & Co. 50 Post Office Sq. Boston 02110-1548 617-772-1818 Records relating to its functions as transfer agent, custodian and administrator State Street Bank and Trust Company One Congress Street Suite 1 Boston 02114-2016 617-786-3000 Records relating to its functions as transfer agent, custodian and administrator N N N-1A 6 Y Patrick Moore N/A Y Andrew Tarica N/A N Michael Swell 002169905 N Robert Rooney N/A N Patrick C. Haden N/A N Megan McClellan 004752817 Y Peter McMillan N/A N Victoria B. Rogers N/A N Martin Luther King III 002024800 N Roger E. Pries, Jr. N/A 3 Canal Plaza, Suite 100 Portland 04101 XXXXXX N N N N N N Foreside Financial Services, LLC 8-68027 000148477 N/A N N Deloitte & Touche LLP 34 N/A Y N N N N N N TCW Compounders ETF S000084289 549300TU05OLC2O9RZ68 Y 1 1 0 Exchange-Traded Fund Y N Y N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N N/A 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4 (17 CFR 270.18f-4) N N N N TCW Investment Management Company LLC 801-29075 000106546 549300Z58FHZ5C4F1U90 2024-05-06 Brown Brothers Harriman & Co. 084-06072 5493006KMX1VFTPYPW14 N N Y London Stock Exchange Group Plc 213800QAUUUP6I445N30 GB N Y BNP PARIBAS S.A. - Portugal R0MUWSFPU8MPRO8K5P83 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM BM B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG 7LTWFZYICNSX8D621K86 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. - Netherlands R0MUWSFPU8MPRO8K5P83 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG (FKA CREDIT SUISSE SWITZERLAND) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK PLC - Ireland MP6I5ZYZBEU3UXPYFY54 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. NIEDERLASSUNG DEUTSCHLAND R0MUWSFPU8MPRO8K5P83 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN AND CO 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) MUFG BANK LTD. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. SUCCURSALE ITALIA R0MUWSFPU8MPRO8K5P83 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) OSLO BRANCH F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCIETE GENERALE SUCURSAL EN ESPANA O2RNE8IBXP4R0TD8PU41 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK 96950023SCR9X9F3L662 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC) 5493002MUOV04NSPT571 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) DANMARK BRANCH F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK PLC MP6I5ZYZBEU3UXPYFY54 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BANK SA NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) BNP PARIBAS S.A. - Belgium R0MUWSFPU8MPRO8K5P83 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) HELSINKI BRANCH F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y N Brown Brothers Harriman & Co. 084-06072 N N Y TCW Funds Distributors LLC 8-31114 000016670 54930057T8CNYKJNKG47 0.00000000 Jane Street Execution Services, Llc 008-69254 000167280 549300HXJLXCPDWAH070 5848.04000000 GTS EXECUTION SERVICES LLC 008-70455 000306364 549300I6LVKZW70C2U42 3395.16000000 Goldman Sachs & Co, LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 2030.24000000 Wallachbeth Capital LLC 008-67936 000147853 549300R371KUKXEXC133 837.16000000 BNY Capital Markets, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 2242.52000000 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 2314.80000000 Morgan Stanley & Co. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 4858.56000000 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 3077.49000000 RBC Capital Markets, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 4825.82000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 1273.01000000 30702.80000000 BMO Capital Markets Corp. 008-34344 000016686 RUC0QBLBRPRCU4W1NE59 999998.26000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 23703002.53000000 Goldman Sachs & Co, LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 2675425.22000000 Jefferies LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 109116.00000000 27487542.01000000 N 176506585.71000000 N N N TCW Transform 500 ETF S000070743 549300F6FFQ1X4A2WV72 N 1 0 0 Exchange-Traded Fund N N 0.01000000 -0.05000000 0.78321003 0.78320896 N N Y N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Revenue sharing split 93603.18000000 81541.93000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) N N N N TCW Investment Management Company LLC 801-29075 000106546 549300Z58FHZ5C4F1U90 N Brown Brothers Harriman & Co. 084-06072 5493006KMX1VFTPYPW14 N N N London Stock Exchange Group Plc 213800QAUUUP6I445N30 GB N N BROWN BROTHERS HARRIMAN AND CO 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N Brown Brothers Harriman & Co. 084-06072 N N N TCW Funds Distributors LLC 8-31114 000016670 54930057T8CNYKJNKG47 0.00000000 GTS EXECUTION SERVICES LLC 008-70455 000306364 549300I6LVKZW70C2U42 244.46000000 Goldman Sachs & Co, LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 1587.73000000 HAHN SECURITIES, INC. 008-36212 000018191 N/A 1475.41000000 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 256.15000000 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 3020.38000000 6584.13000000 0.00000000 N 629858353.15000000 N N N TCW Artificial Intelligence ETF S000084288 549300C34MM5RC63RT57 Y 1 1 0 Exchange-Traded Fund Y N Y N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N N/A 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) N N N N TCW Investment Management Company LLC 801-29075 000106546 549300Z58FHZ5C4F1U90 2024-05-06 Brown Brothers Harriman & Co. 084-06072 5493006KMX1VFTPYPW14 N N Y London Stock Exchange Group Plc 213800QAUUUP6I445N30 GB N Y HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG (FKA CREDIT SUISSE SWITZERLAND) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. SUCCURSALE ITALIA R0MUWSFPU8MPRO8K5P83 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG BANK LTD. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) HELSINKI BRANCH F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. - Netherlands R0MUWSFPU8MPRO8K5P83 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) OSLO BRANCH F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. - Belgium R0MUWSFPU8MPRO8K5P83 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. - Portugal R0MUWSFPU8MPRO8K5P83 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. NIEDERLASSUNG DEUTSCHLAND R0MUWSFPU8MPRO8K5P83 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM BM B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK 96950023SCR9X9F3L662 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK PLC - Ireland MP6I5ZYZBEU3UXPYFY54 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) DANMARK BRANCH F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK PLC MP6I5ZYZBEU3UXPYFY54 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BANK SA NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) DEUTSCHE BANK AG 7LTWFZYICNSX8D621K86 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCIETE GENERALE SUCURSAL EN ESPANA O2RNE8IBXP4R0TD8PU41 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC) 5493002MUOV04NSPT571 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN AND CO 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y N Brown Brothers Harriman & Co. 084-06072 N N Y TCW Funds Distributors LLC 8-31114 000016670 54930057T8CNYKJNKG47 0.00000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 4583.69000000 Jane Street Execution Services, Llc 008-69254 000167280 549300HXJLXCPDWAH070 1182.68000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 586.44000000 GTS EXECUTION SERVICES LLC 008-70455 000306364 549300I6LVKZW70C2U42 1273.28000000 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 96.08000000 Jefferies LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 384.32000000 BNY CAPITAL MARKETS, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 374.64000000 Nomura Securities International, Inc. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 99.20000000 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1567.08000000 BARCLAYS CAPITAL INC. 008-41342 000019714 AC28XWWI3WIBK2824319 3877.92000000 14025.33000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 52040130.43000000 Morgan Stanley & Co. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 986.00000000 52041116.43000000 N 47078762.81000000 N N N TCW Flexible Income ETF S000085545 5493004ZM793OILX8W61 Y 1 1 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N TCW Investment Management Company LLC 801-29075 000106546 549300Z58FHZ5C4F1U90 2024-06-24 State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N Y London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N Y The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Y TCW Funds Distributors LLC 8-31114 000016670 54930057T8CNYKJNKG47 0.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 3679.51000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 3883.40000000 7562.91000000 Mizuho Securities USA LLC 8-37710 000019647 7TK5RJIZDFROZCA6XF66 23726698.46000000 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 37294528.94000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 134029314.33000000 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 25300194.07000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 266805714.43000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 135463609.22000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 315005484.33000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 85451458.65000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 27790672.60000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 110355192.30000000 1256839521.67000000 N 369316319.93200000 Committed 100000000.00000000 N N N TCW Transform Systems ETF S000072458 5493003PS37XTBOZF328 N 1 0 0 Exchange-Traded Fund Y N Y N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N N/A 0.00000000 0.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) N N N N TCW Investment Management Company LLC 801-29075 000106546 549300Z58FHZ5C4F1U90 N Brown Brothers Harriman & Co. 084-06072 5493006KMX1VFTPYPW14 N N N London Stock Exchange Group Plc 213800QAUUUP6I445N30 GB N N EUROCLEAR BANK SA NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) CACEIS BANK 96950023SCR9X9F3L662 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG BANK LTD. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. - Netherlands R0MUWSFPU8MPRO8K5P83 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG (FKA CREDIT SUISSE SWITZERLAND) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - NEW ZEALAND BRANCH 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC) 5493002MUOV04NSPT571 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. SUCCURSALE ITALIA R0MUWSFPU8MPRO8K5P83 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. - Belgium R0MUWSFPU8MPRO8K5P83 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN AND CO 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC BANK PLC MP6I5ZYZBEU3UXPYFY54 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. - Portugal R0MUWSFPU8MPRO8K5P83 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) DANMARK BRANCH F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK PLC - Ireland MP6I5ZYZBEU3UXPYFY54 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG 7LTWFZYICNSX8D621K86 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) OSLO BRANCH F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. NIEDERLASSUNG DEUTSCHLAND R0MUWSFPU8MPRO8K5P83 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED - KOREA BRANCH 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCIETE GENERALE SUCURSAL EN ESPANA O2RNE8IBXP4R0TD8PU41 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) HELSINKI BRANCH F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y N Brown Brothers Harriman & Co. 084-06072 N N N TCW Funds Distributors LLC 8-31114 000016670 54930057T8CNYKJNKG47 0.00000000 Wallachbeth Capital LLC 008-67936 000147853 549300R371KUKXEXC133 1868.68000000 ROYAL BANK OF CANADA 008-45411 000031194 ES7IP3U3RHIGC71XBU11 CA 375.32000000 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 15477.89000000 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 773.24000000 GTS EXECUTION SERVICES LLC 008-70455 000306364 549300I6LVKZW70C2U42 12273.84000000 Goldman Sachs & Co, LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 5248.64000000 Jane Street Execution Services, Llc 008-69254 000167280 549300HXJLXCPDWAH070 11021.60000000 47039.21000000 BMO Capital Markets Corp. 008-34344 000016686 RUC0QBLBRPRCU4W1NE59 3000003.92000000 3000003.92000000 N 141785603.52000000 N N N TCW Transform Supply Chain ETF S000077466 549300BZBOUXPR1GAB63 N 1 0 0 Exchange-Traded Fund Y N Y N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N N/A 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) N N N N TCW Investment Management Company LLC 801-29075 000106546 549300Z58FHZ5C4F1U90 N Brown Brothers Harriman & Co. 084-06072 5493006KMX1VFTPYPW14 N N N London Stock Exchange Group Plc 213800QAUUUP6I445N30 GB N N EUROCLEAR BANK SA NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) BNP PARIBAS S.A. NIEDERLASSUNG DEUTSCHLAND R0MUWSFPU8MPRO8K5P83 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. - Portugal R0MUWSFPU8MPRO8K5P83 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) OSLO BRANCH F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG (FKA CREDIT SUISSE SWITZERLAND) 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) HELSINKI BRANCH F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. - Belgium R0MUWSFPU8MPRO8K5P83 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK PLC MP6I5ZYZBEU3UXPYFY54 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) DANMARK BRANCH F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK PLC - Ireland MP6I5ZYZBEU3UXPYFY54 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - NEW ZEALAND BRANCH 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. SUCCURSALE ITALIA R0MUWSFPU8MPRO8K5P83 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS S.A. - Netherlands R0MUWSFPU8MPRO8K5P83 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG BANK LTD. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK 96950023SCR9X9F3L662 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCIETE GENERALE SUCURSAL EN ESPANA O2RNE8IBXP4R0TD8PU41 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED - KOREA BRANCH 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC) 5493002MUOV04NSPT571 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN AND CO 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) DEUTSCHE BANK AG 7LTWFZYICNSX8D621K86 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y N Brown Brothers Harriman & Co. 084-06072 N N N TCW Funds Distributors LLC 8-31114 000016670 54930057T8CNYKJNKG47 0.00000000 Jane Street Execution Services, Llc 008-69254 000167280 549300HXJLXCPDWAH070 1464.20000000 Goldman Sachs & Co, LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 1094.04000000 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 567.27000000 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 41.64000000 GTS EXECUTION SERVICES LLC 008-70455 000306364 549300I6LVKZW70C2U42 2371.76000000 ROYAL BANK OF CANADA 008-45411 000031194 ES7IP3U3RHIGC71XBU11 CA 57.48000000 5596.39000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 24000.00000000 24000.00000000 N 15511478.19000000 N N N TCW Compounders ETF S000084289 Y 20000.00000000 78.84582323 38.81379865 21.15417677 38.81379865 14.65643067 36.24106787 85.34356933 36.24106787 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 137.93103448 0.00000000 0.00000000 137.93103448 0.00000000 Y TCW Transform 500 ETF S000070743 N 60000.00000000 15.30939985 35.78932318 84.69060015 35.78932318 0.13552374 0.09636692 99.86447626 0.09636692 0.00000000 636.36363636 0.00000000 0.00000000 636.36363636 0.00000000 0.00000000 875.00000000 0.00000000 0.00000000 875.00000000 0.00000000 Y TCW Artificial Intelligence ETF S000084288 Y 20000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 2.33702859 0.79702993 97.66297141 0.79702993 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 142.85714286 0.00000000 0.00000000 142.85714286 0.00000000 Y TCW Flexible Income ETF S000085545 N 10000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.25000013 0.00000000 0.00000000 0.25000013 0.00000000 0.00000000 0.25000000 0.00000000 0.00000000 0.25000000 N TCW Transform Systems ETF S000072458 Y 10000.00000000 45.56439915 48.70113563 54.43560085 48.70113563 22.05165067 38.52084821 77.94834933 38.52084821 0.00000000 148.14814814 0.00000000 0.00000000 148.14814814 0.00000000 0.00000000 131.57894736 0.00000000 0.00000000 131.57894736 0.00000000 Y TCW Transform Supply Chain ETF S000077466 Y 10000.00000000 88.32367544 31.97694184 11.67632456 31.97694184 59.01244329 29.12919260 40.98755671 29.12919260 0.00000000 29.41176470 0.00000000 0.00000000 29.41176470 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y true