485BPOS 1 tm2120604d1_485bpos.htm 485BPOS

As filed with the Securities and Exchange Commission on July 9, 2021

 

Securities Act File No. 333-249926

Investment Company Act File No. 811-23617

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

 

  THE SECURITIES ACT OF 1933 x
  Post-Effective Amendment No. 1 x
  AND/OR  
  THE INVESTMENT COMPANY ACT OF 1940 x
  Amendment No.  4 x

 

Engine No. 1 ETF Trust

(Exact Name of Registrant as Specified in its Charter)

 

710 Sansome Street

San Francisco, CA 94111

(Address of Principal Executive Offices)

 

Registrant’s Telephone Number, including Area Code: (628) 251-1222

 

Jennifer Grancio

Fund Management at Engine No. 1 LLC
710 Sansome Street
San Francisco, CA 94111

 (Name and address of agent for service)

 

Copy to:

John J. Mahon

Schulte Roth & Zabel LLP

901 Fifteenth Street, NW, Suite 800

Washington, DC 20005

Telephone Number: (202) 729-7477

        

It is proposed that this filing will become effective (check appropriate box): 

 

ximmediately upon filing pursuant to paragraph (b)
¨on ___________ pursuant to paragraph (b) of Rule 485
¨60 days after filing pursuant to paragraph (a)(1)
¨on ___________ or at such later date as the Commission shall order pursuant to paragraph (a)(1)
¨75 days after filing pursuant to paragraph (a)(2)
¨on ___________ pursuant to paragraph (a)(2) of Rule 485.

 

If appropriate, check the following box:

 

¨this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 

 

 

EXPLANATORY NOTE

 

This Post-Effective Amendment No. 1 to the Registration Statement of Engine No. 1 ETF Trust (the “Registrant”) is being filed solely to submit, in interactive data format, exhibits containing risk/return summary information contained in the Registrant’s prospectus, which was filed with the Securities and Exchange Commission on June 21, 2021, and relates to the following series:

 

Engine No. 1 Transform 500 ETF

Engine No. 1 Transform Climate ETF

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 and Investment Company Act of 1940, the Registrant has duly caused this Post-Effective Amendment to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of San Francisco and State of California on this 9th day of July 2021.

 

  Engine No. 1 ETF Trust
   
    /s/ Jennifer Grancio
  Name: Jennifer Grancio
  Title: President and Principal Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Name   Title   Date
         
         
*   Trustee   July 9, 2021
Scott Ebner        
         
*   Trustee   July 9, 2021
Jack Gee        
         
/s/ Jennifer Grancio   Trustee   July 9, 2021
Jennifer Grancio        
         
*   Trustee   July 9, 2021
Elaine Orr        
         
/s/ Josh Hunter   Chief Financial Officer & Treasurer    

Josh Hunter

  (Principal Financial Officer and Principal Accounting Officer)   July 9, 2021
         
         
*By:   /s/ Jennifer Grancio        
  Jennifer Grancio        
  Attorney-in-Fact        
       

 

 

 

 

Exhibit Index

 

Exhibit Number   Description
EX-101.INS   XBRL Instance Document
     
EX-101.SCH   XBRL Taxonomy Extension Schema Document
     
EX-101.CAL   XBRL Taxonomy Extension Calculation Linkbase
     
EX-101.DEF   XBRL Taxonomy Extension Definition Linkbase
     
EX-101.LAB   XBRL Taxonomy Extension Labels Linkbase
     
EX-101.PRE   XBRL Taxonomy Extension Presentation Linkbase