0001140361-22-021940.txt : 20220707 0001140361-22-021940.hdr.sgml : 20220707 20220606112626 ACCESSION NUMBER: 0001140361-22-021940 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20220606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Group, Inc. CENTRAL INDEX KEY: 0001831096 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 853622015 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET, SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: (617) 375-3006 MAIL ADDRESS: STREET 1: 800 SOUTH STREET, SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 CORRESP 1 filename1.htm
VIA EDGAR
 
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
 
Re:
Great Elm Group, Inc.
 
Registration Statement on Form S-1
 
File No. 333-264692
 
Ladies and Gentlemen:
 
In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Oppenheimer & Co. Inc., as representative of the several Underwriters, hereby joins in the request of Great Elm Group, Inc. that the effective date of the above-captioned Registration Statement be accelerated so that the same will become effective on June 7, 2022 at 3:00 p.m., Eastern Time, or as soon as practicable thereafter.
 
The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933:
 
 
(i)
Date of preliminary prospectus: June 6, 2022;
 
 
(ii)
Date of distribution: June 6-7, 2022;
 
 
(iii)
Number of prospective underwriters to whom the preliminary prospectus was furnished: 4;
 
 
(iv)
Number of prospectuses so distributed: approximately 500; and
 
 
(v)
We have been informed by the participating underwriters that they have complied and will comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934.
 
Very truly yours,
 
Oppenheimer & Co. Inc.
 
On behalf of itself and the several Underwriters
 
OPPENHEIMER & CO. INC.
 
By:
/s/ John D. Nelson
 
 
Name:
John D. Nelson
 
 
Title:
Managing Director