0000899243-22-032859.txt : 20221004
0000899243-22-032859.hdr.sgml : 20221004
20221004220556
ACCESSION NUMBER: 0000899243-22-032859
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211117
FILED AS OF DATE: 20221004
DATE AS OF CHANGE: 20221004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shetty Reshma P.
CENTRAL INDEX KEY: 0001873523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40097
FILM NUMBER: 221294439
MAIL ADDRESS:
STREET 1: C/O SOARING EAGLE ACQUISITION CORP.
STREET 2: 955 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10075
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ginkgo Bioworks Holdings, Inc.
CENTRAL INDEX KEY: 0001830214
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 872652913
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27 DRYDOCK AVENUE
STREET 2: 8TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: (877) 442-5362
MAIL ADDRESS:
STREET 1: 27 DRYDOCK AVENUE
STREET 2: 8TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02210
FORMER COMPANY:
FORMER CONFORMED NAME: Soaring Eagle Acquisition Corp.
DATE OF NAME CHANGE: 20210210
FORMER COMPANY:
FORMER CONFORMED NAME: Spinning Eagle Acquisition Corp.
DATE OF NAME CHANGE: 20201027
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-17
0
0001830214
Ginkgo Bioworks Holdings, Inc.
DNA
0001873523
Shetty Reshma P.
C/O GINKGO BIOWORKS HOLDINGS, INC.
27 DRYDOCK AVENUE
BOSTON
MA
02210
1
1
1
0
See Remarks
Class A Common Stock
2022-09-30
4
M
0
773453
A
773453
D
Class A Common Stock
2022-09-30
4
M
0
773453
A
773453
I
By Spouse
Class A Common Stock
2021-10-01
4
M
0
25782354
A
26555807
D
Class A Common Stock
2021-10-01
4
M
0
25782354
A
26555807
I
By Spouse
Class A Common Stock
2022-10-03
4
S
0
343071
3.1216
D
26212736
D
Class A Common Stock
2022-10-03
4
S
0
343072
3.1216
D
26212735
I
By Spouse
Class B Common Stock
2022-09-30
4
M
0
773453
D
Class A Common Stock
2320344
D
Class B Common Stock
2022-09-30
4
M
0
773453
D
Class A Common Stock
2320344
I
By Spouse
Restricted Stock Units
2021-11-17
4
A
0
25782354
A
Class A Common Stock
25782354
D
Restricted Stock Units
2021-11-17
4
A
0
25782354
A
Class A Common Stock
25782354
I
By Spouse
Restricted Stock Units
2022-10-01
4
M
0
25782354
D
Class A Common Stock
0
D
Restricted Stock Units
2022-10-01
4
M
0
25782354
D
Class A Common Stock
0
I
By Spouse
Class B Common Stock
Class A Common Stock
70389783
I
By Reshma Padmini Shetty Living Trust
Class B Common Stock
Class A Common Stock
8245491
I
By Reshma Padmini Shetty GRAT
Class B Common Stock
Class A Common Stock
70189783
I
By Bartholomew Canton Living Trust
Class B Common Stock
Class A Common Stock
8245491
I
By Bartholomew Canton GRAT
Class B Common Stock
Class A Common Stock
1291794
I
By The Asha S. Canton Irrevocable Trust
Class B Common Stock
Class A Common Stock
1291794
I
By The Adhira S. Canton Irrevocable Trust
Represents the conversion of shares of Class B Common Stock to shares of Class A Common Stock.
Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.
Represents restricted stock units (the "RSUs") granted prior to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. in September 2021 (the "Merger"), which became contingent rights to acquire equity securities of the Issuer upon consummation of the Merger. At the time of grant, the RSUs were subject to both a service-based vesting condition and a performance-based vesting condition. On November 17, 2021, the board of directors of the Issuer modified the vesting terms of RSUs, such that the Merger was deemed to have satisfied the performance condition for vesting effective as of March 15, 2022. The service-based vesting condition was satisfied on October 1, 2022, and the Issuer elected to deliver one share of Class A Common Stock for each RSU. Such shares of Class A Common Stock may be exchanged for shares of Class B Common Stock.
Represents the number of shares sold by the Reporting Person or the Reporting Person's spouse to cover tax withholding obligations in connection with the vesting of RSUs. Sales to cover tax withholding obligations in connection with the vesting of such securities do not represent discretionary trades by the Reporting Person or the Reporting Person's spouse. The Issuer's equity incentive plans allow the Issuer to require that satisfaction of tax withholding obligation to be funded by a "sell to cover" transaction.
Includes shares of Class B Common Stock that are subject to vesting conditions.
President, COO & Founder
/s/ Karen Tepichin, Attorney-in-Fact
2022-10-04