0001140361-23-037374.txt : 20230801 0001140361-23-037374.hdr.sgml : 20230801 20230801160608 ACCESSION NUMBER: 0001140361-23-037374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230801 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newman William Andrew CENTRAL INDEX KEY: 0001842873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39964 FILM NUMBER: 231131689 MAIL ADDRESS: STREET 1: C/O HOME POINT CAPITAL INC. STREET 2: 2211 OLD EARHART ROAD, SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Home Point Capital Inc. CENTRAL INDEX KEY: 0001830197 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 901116426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 OLD EARHART ROAD STREET 2: SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 BUSINESS PHONE: (888) 616-6866 MAIL ADDRESS: STREET 1: 2211 OLD EARHART ROAD STREET 2: SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 4 1 form4.xml X0508 4 2023-08-01 true 0001830197 Home Point Capital Inc. HMPT 0001842873 Newman William Andrew C/O HOME POINT CAPITAL INC. 2211 OLD EARHART ROAD, SUITE 250 ANN ARBOR MI 48105 true true President, CEO and PFO false Common Stock 2023-08-01 4 D 0 1022138 D 0 I By Revocable Trust Stock Option (right to buy) 1.77 2023-08-01 4 D 0 1011137 D 2025-04-01 Common Stock 1011137 0 D Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023, by and among Home Point Capital Inc., Mr. Cooper Group Inc. and Heisman Merger Sub, Inc. (the "Merger Agreement"), each share of the Issuer's common stock was exchanged for the right to receive a cash payment of $2.33 without interest, and subject to any required tax withholding. Pursuant to the Merger Agreement, each of these stock options was cancelled in exchange for a lump sum cash payment equal to the spread between the per share exercise price and $2.33. /s/ Jean Weng, by Power of Attorney 2023-08-01