6-K 1 cixx_6-kxquarterlycover.htm 6-K Document

 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934
For the month of May, 2021
Commission File Number 001-39684

 CI Financial Corp.
(Translation of registrant’s name into English)
 
2 Queen Street East
Twentieth Floor
Toronto, Ontario, Canada M5C 3G7
(Address of principal executive offices)
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
 
Form 20-F
 
 
Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): 


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Exhibits 99.1 and 99.2 to this Form 6-K of CI Financial Corp. (the “Company”) are hereby incorporated by reference as exhibits to the Registration Statements on Form F-10 (File No. 333-251032) and Form S-8 (File No. 333-253489) of the Company, as amended or supplemented.






DOCUMENTS INCLUDED AS PART OF THIS REPORT
Exhibit 
  
99.1Interim Condensed Consolidated Financial Statements for the three months ended March 31, 2021
99.2Management's Discussion and Analysis of Results of Operations and Financial Condition for the three months ended March 31, 2021
99.3Form 52-109F2, Certification of Interim Filings (CEO)
99.4Form 52-109F2, Certification of Interim Filings (CFO)
99.5Press Release dated May 13, 2021



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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 CI Financial Corp.
 (Registrant)
 
Date:
 
 
May 13, 2021
 
 
By:
 
/s/ Edward Kelterborn
 Name: Edward Kelterborn
 Title:
 Chief Legal Officer

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