0001683168-25-005267.txt : 20250721 0001683168-25-005267.hdr.sgml : 20250721 20250721215614 ACCESSION NUMBER: 0001683168-25-005267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250717 FILED AS OF DATE: 20250721 DATE AS OF CHANGE: 20250721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lane Ryan M. CENTRAL INDEX KEY: 0002012055 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40867 FILM NUMBER: 251138513 MAIL ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA STREET 2: SUITE 1205 CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Volcon, Inc. CENTRAL INDEX KEY: 0001829794 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] ORGANIZATION NAME: 04 Manufacturing EIN: 844882689 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3121 EAGLES NEST, SUITE 120 CITY: ROUND ROCK STATE: TX ZIP: 78665 BUSINESS PHONE: 512-400-4271 MAIL ADDRESS: STREET 1: 3121 EAGLES NEST, SUITE 120 CITY: ROUND ROCK STATE: TX ZIP: 78665 4 1 ownership.xml X0508 4 2025-07-17 0 0001829794 Volcon, Inc. VLCN 0002012055 Lane Ryan M. C/O VOLCON, INC. 3121 EAGLES NEST STREET, SUITE 120 ROUND ROCK TX 78665 1 1 0 0 Co-Chief Executive Officer 0 Common Stock 2025-07-21 4 A 0 100000 10.00 A 100000 D Common Stock 2025-07-21 4 A 0 2500000 10.00 A 2526594 I See Footnote Stock options (right to buy) 10.00 2025-07-17 4 A 0 1792812 A 2035-07-17 Common Stock 1792812 1792812 D The shares of common stock were purchased by the Reporting Person in the Issuer's recently announced private placement with certain accredited and institutional investors, which closed on July 21, 2025. The shares of common stock were purchased by each of Empery Asset Master, LTD, Empery Tax Efficient, LP and Empery Tax Efficient III, LP (collectively the "Empery Purchasers") in in the Issuer's recently announced private placement with certain accredited and institutional investors, which closed on July 21, 2025. Empery Asset Management, LP (the "Investment Manager"), serves as the investment manager to each of the Empery Purchasers and certain other funds holding shares of the Issuer's common stock (collectively, the "Empery Funds"). The Reporting Person is a Managing Member of Empery AM GP, LLC (the "General Partner"), the general partner of the Investment Manager. The Investment Manager may be deemed to be the beneficial owner of all of the common stock held by the Empery Funds. The Reporting Person, as Managing Member of the General Partner of the Investment Manager with the power to exercise investment discretion, may be deemed to be the beneficial owner of all of the common stock held by the Empery Funds. The Reporting Person is the Issuer's Co-Chief Executive Officer and Chairman of its board of directors. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan. The stock options were issued by the Issuer in connection with the Reporting Person's employment service as Co-Chief Executive Officer and chairman of the board of directors of the Issuer on July 17, 2025. All vesting is subject to the approval by the Issuer's stockholders of a new stock option plan. /s/ Ryan Matthew Lane 2025-07-21