X0206 3/A 2020-10-21 2020-10-21 0 0001821160 Guild Holdings Co GHLD 0001829348 McCarthy Partners, LLC 1601 DODGE STREET, SUITE 3800 OMAHA NE 68102 0 0 1 0 0001829347 McCarthy Partners Management, LLC 1601 DODGE STREET, SUITE 3800 OMAHA NE 68012 0 0 1 0 0001641921 MCCARTHY CAPITAL MORTGAGE INVESTORS, LLC 1601 DODGE STREET, SUITE 3800 OMAHA NE 68102 0 0 1 0 Class B Common Stock, par value $0.01 per share Class A Common Stock, par value $0.01 per share 45233291 I See Footnote In the original Form 3 report, these derivative securities were inadvertently reported in Table I. This amended Form 3 reports these derivative securities in Table II. Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-to-one basis at any time at the option of the holder. Guild Holdings Company's Amended and Restated Articles of Incorporation provides that, among other things, each share of Class B Common Stock will automatically convert into one share of Class A common stock (a) immediately prior to any sale or other transfer of such share by a holder of such share, subject to certain limited exceptions, such as transfers to permitted transferees, or (b) if McCarthy Capital Mortgage Investors, LLC ("MCMI"), any other investment funds affiliated with McCarthy Partners, LLC, and any company or other entity controlled by, controlling or under common control with MCMI or any such investment fund (other than any portfolio company) own shares of Class B Common Stock representing less than 10% of the aggregate number of shares of Guild Holdings Company's issued and outstanding common stock. Includes 45,233,291 shares of Class B Common Stock which are held of record by MCMI. McCarthy Partners Management, LLC is the manager of MCMI and as such has voting and investment power over the shares of Class B Common Stock held by MCMI. McCarthy Partners Management, LLC is managed under the exclusive direction of McCarthy Partners, LLC. As a result, McCarthy Partners, LLC may be deemed to beneficially own these shares owned directly by MCMI. Patrick J. Duffy is the President and Managing Partner of McCarthy Partners, LLC and McCarthy Capital Management, LLC. Exhibit List Exhibit 24 - Power of Attorney /s/ Lisa I. Klika, Attorney-in-Fact 2020-10-27