0001853911-24-000003.txt : 20240403 0001853911-24-000003.hdr.sgml : 20240403 20240403163832 ACCESSION NUMBER: 0001853911-24-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240403 DATE AS OF CHANGE: 20240403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thornock Tai A. CENTRAL INDEX KEY: 0001853911 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40308 FILM NUMBER: 24819459 MAIL ADDRESS: STREET 1: C/O FINANCE OF AMERICA COMPANIES INC. STREET 2: 5830 GRANITE PARKWAY, SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Finance of America Companies Inc. CENTRAL INDEX KEY: 0001828937 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] ORGANIZATION NAME: 02 Finance IRS NUMBER: 853474065 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5830 GRANITE PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 877-202-2666 MAIL ADDRESS: STREET 1: 5830 GRANITE PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 4 1 wk-form4_1712176686.xml FORM 4 X0508 4 2024-04-01 0 0001828937 Finance of America Companies Inc. FOA 0001853911 Thornock Tai A. C/O FINANCE OF AMERICA COMPANIES INC. 5830 GRANITE PARKWAY, SUITE 400 PLANO TX 75024 0 1 0 0 Chief Accounting Officer 0 Class A Common Stock 2024-04-01 4 M 0 34400 0 A 114313 D Class A Common Stock 2024-04-01 4 F 0 11800 0.7351 D 102513 D Class A Common Stock 2024-04-01 4 M 0 9772 0 A 112285 D Class A Common Stock 2024-04-01 4 F 0 3352 0.7351 D 108933 D Class A Common Stock 2024-04-01 4 M 0 40322 0 A 149255 D Class A Common Stock 2024-04-01 4 F 0 13831 0.7351 D 135424 D Restricted Stock Units 2024-04-01 4 M 0 34400 0 D Class A Common Stock 34400 0 D Restricted Stock Units 2024-04-01 4 M 0 9772 0 D Class A Common Stock 9772 9772 D Restricted Stock Units 2024-04-01 4 M 0 40322 0 D Class A Common Stock 40322 80646 D Restricted Stock Units 2024-04-01 4 A 0 250000 0 A Class A Common Stock 250000 250000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer's Class A common stock ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2022, subject to the Reporting Person's continued employment. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2023, subject to the Reporting Person's continued employment. Represents additional RSUs granted to the Reporting Person on April 1, 2024. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second and third anniversaries of the vesting reference date, April 1, 2024, subject to the Reporting Person's continued employment. /s/ Tracy Lowe, as Attorney-in-Fact 2024-04-03