0001853906-25-000002.txt : 20250403 0001853906-25-000002.hdr.sgml : 20250403 20250403161606 ACCESSION NUMBER: 0001853906-25-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250401 FILED AS OF DATE: 20250403 DATE AS OF CHANGE: 20250403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleming Graham CENTRAL INDEX KEY: 0001853906 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40308 FILM NUMBER: 25809691 MAIL ADDRESS: STREET 1: C/O FINANCE OF AMERICA COMPANIES INC. STREET 2: 5830 GRANITE PARKWAY, SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Finance of America Companies Inc. CENTRAL INDEX KEY: 0001828937 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] ORGANIZATION NAME: 02 Finance EIN: 853474065 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5830 GRANITE PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 877-202-2666 MAIL ADDRESS: STREET 1: 5830 GRANITE PARKWAY STREET 2: SUITE 400 CITY: PLANO STATE: TX ZIP: 75024 4 1 wk-form4_1743711360.xml FORM 4 X0508 4 2025-04-01 0 0001828937 Finance of America Companies Inc. FOA 0001853906 Fleming Graham C/O FINANCE OF AMERICA COMPANIES INC., 5830 GRANITE PARKWAY, SUITE 400 PLANO TX 75024 0 1 0 0 Chief Executive Officer 0 Class A Common Stock 2025-04-01 4 M 0 16286 0 A 144708 D Class A Common Stock 2025-04-01 4 F 0 4707 21.26 D 140001 D Class A Common Stock 2025-04-01 4 M 0 40323 0 A 180324 D Class A Common Stock 2025-04-01 4 F 0 13090 21.26 D 167234 D Class A Common Stock 2025-04-01 4 M 0 66666 0 A 233900 D Class A Common Stock 2025-04-01 4 F 0 29267 21.26 D 204633 D Class A Common Stock 2000 I By trust Restricted Stock Units 2025-04-01 4 M 0 16286 0 D Class A Common Stock 16286 0 D Restricted Stock Units 2025-04-01 4 M 0 40323 0 D Class A Common Stock 40323 40322 D Restricted Stock Units 2025-04-01 4 M 0 66666 0 D Class A Common Stock 66666 133334 D Restricted Stock Units 2025-04-01 4 A 0 98874 0 A Class A Common Stock 98874 98874 D The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2023, subject to the Reporting Person's continued employment. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2024, subject to the Reporting Person's continued employment. Represents additional RSUs granted to the Reporting Person on April 1, 2025. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest on the first, second, and third anniversaries of April 1, 2025, subject to the Reporting Person's continued employment. /s/ Tracy Lowe, as power of attorney for Graham Fleming 2025-04-03