0001853906-24-000003.txt : 20240312
0001853906-24-000003.hdr.sgml : 20240312
20240312170958
ACCESSION NUMBER: 0001853906-24-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240308
FILED AS OF DATE: 20240312
DATE AS OF CHANGE: 20240312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fleming Graham
CENTRAL INDEX KEY: 0001853906
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40308
FILM NUMBER: 24743267
MAIL ADDRESS:
STREET 1: C/O FINANCE OF AMERICA COMPANIES INC.
STREET 2: 5830 GRANITE PARKWAY, SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Finance of America Companies Inc.
CENTRAL INDEX KEY: 0001828937
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 853474065
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5830 GRANITE PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 877-202-2666
MAIL ADDRESS:
STREET 1: 5830 GRANITE PARKWAY
STREET 2: SUITE 400
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
wk-form4_1710277781.xml
FORM 4
X0508
4
2024-03-08
0
0001828937
Finance of America Companies Inc.
FOA
0001853906
Fleming Graham
C/O FINANCE OF AMERICA COMPANIES INC.,
5830 GRANITE PARKWAY, SUITE 400
PLANO
TX
75024
0
1
0
0
Chief Executive Officer
0
Class A Common Stock
2024-03-08
4
M
0
902
A
902
I
By Corp
Class A Common Stock
2024-03-08
4
D
0
902
0
D
0
I
By Corp
Class A Common Stock
650270
D
Class A Common Stock
20000
I
By trust
LLC Units of Finance of America Equity Capital LLC
2024-03-08
4
M
0
902
0
D
Class A Common Stock
902
1230393
I
By Corp
Pursuant to the LTIP Award Settlement Agreement (the "LTIP Award Settlement Agreement"), dated as of October 12, 2020, by and among the Issuer, the Reporting Person and certain equityholders of the Issuer and Finance of America Equity Capital LLC, such equityholders are obligated to deliver a number of shares of Common Stock (either held or acquired upon conversion of FOA Units) to the Issuer in connection with the settlement of awards of restricted stock units, or RSUs, granted by the Issuer. On March 8, 2024, in connection with the Issuer's settlement of RSUs into shares of Common Stock, the Reporting Person converted certain FOA Units and delivered certain shares of Common Stock to the Issuer pursuant to the LTIP Award Settlement Agreement.
Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Person are exchangeable for shares of the Issuer's Class A common stock ("Common Stock") on a one-for-one basis. These exchange rights do not expire.
/s/ Tracy Lowe, as Attorney-in-Fact
2024-03-12